Posts tagged with: "financial+services"
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21 Aug 2024, 10:15 am
They recruit qualified construction attorneys who want to provide pro bono legal services, and charitable organizations in need of construction-related legal services, to pair them based on financial need and appropriate legal skills. [read post]
28 Nov 2018, 8:42 am
On 27 November 2018, there was published on legislation.gov.uk a correction slip to the Financial Services (Banking Reform) Act 2013. [read post]
29 Jun 2018, 7:26 am
Financial Industry Regulatory Authority (FINRA) CRD records show that Oklahoma-based Wells Fargo Clearing Services broker/adviser David Ridenour has received resolved or pending customer disputes. [read post]
3 Aug 2023, 10:39 am
Last year, Kentucky enacted the Student Education Loan Servicing, Licensing, and Protection Act of 2022 (the “Act”), which requires student loan services to be licensed in Kentucky. [read post]
31 Aug 2023, 1:37 am
Solicitor Drafted Consent Order Agreement – £399 If you have a formal agreement in place with your ex-partner and wish to formalise it into a legally binding court order without spending thousands, our online services are ideal for you. [read post]
17 Feb 2017, 7:19 am
View PSR receives first application under section 57 of Financial Services (Banking Reform) Act 2013, 16 February 2017 [read post]
9 Dec 2009, 11:38 am
It can include all sorts of schemes to sell something to an elder or failing to provide agreed services such as caregiving, home repair, or financial services. [read post]
15 Mar 2013, 5:46 pm
Section 509 defines a financial institution to mean any institution the business of which is engaging in financial activities as described in Section 4(k) of the Bank Holding Company Act, which includes, in addition to banks, securities underwriting, dealing and market making, as well as providing financial, investment or economic advisory services and advising an investment company. [read post]
26 Jun 2022, 5:13 am
The Advisory observes that financial institutions may be required under state law to report suspected EFE to law enforcement and/or Adult Protective Services. [read post]
19 Oct 2017, 1:45 pm
The CFPB has released a set of “Consumer Protection Principles” for participants “in the developing market for services based on the consumer-authorized use of financial data. [read post]
20 Jan 2017, 9:44 am
[JURIST] The Consumer Financial Protection Bureau [official website] is suing Navient [corporate website], the largest servicer of US student loans. [read post]
15 Feb 2014, 8:14 am
[JURIST] The Financial Crimes Enforcement Network (FinCEN) [official website] issued guidelines [text, PDF] on Friday for banks to provide services to legal marijuana-related businesses. [read post]
1 Nov 2022, 2:20 pm
Financial Criteria: Income, Assets & Home Ownership IncomeThe applicant income limit is equivalent to 138% of the Federal Poverty Level (FPL), which increases annually in January. [read post]
25 Dec 2009, 8:00 am
President Obama has taken the "fat cats" in the financial sector to task. [read post]
26 Feb 2022, 2:27 pm
If you own “specified foreign financial assets” as defined by the Foreign Account Tax Compliance Act (FATCA), you may have an obligation to report these assets to the Internal Revenue Service (IRS) using Form 8938. [read post]
2 May 2008, 10:56 am
The FSA's financial crime and intelligence sector has carried out a review of data security systems and controls in place in 39 UK companies operating across all of the different financial services sectors. [read post]
15 Jun 2009, 6:55 am
The SEC recently charged Alabama broker-dealer Aura Financial Services, Inc., and six registered representatives with churning of customer accounts, supervisory failures, and other securities violations that resulted in significant harm to clients and substantial profit to the firm. [read post]
30 Jul 2013, 8:45 am
Since September 2012, in particular, details concerning the existence of and access to the relevant mediator are included in all letters relating to service providers who refuse to satisfy a customer's complaint.Related posts: AMF Ombuds Resolves Conflicts in the French Financial Sector. [read post]
27 Sep 2021, 4:30 am
Gill's legal career has focused on the financial services industry for the past two decades. [read post]
29 Oct 2020, 4:30 am
Some travel (up to 20%) is required.Applicants must have a college degree (or equivalent work experience) and at least eight years of experience, preferably in a regulatory environment; five years direct supervisory experience; extensive knowledge of financial services and securities industry and of relevant rules applicable to FINRA and FINRA’s organizational structure, policies, and procedures. [read post]
