Posts tagged with: "financial+services"
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16 Jan 2012, 5:48 am
PRIME Finance, an international tribunal specialising in resolving financial disputes has launched its services today in the Hague. [read post]
18 Aug 2024, 10:00 pm
The guidance outlines AI’s potential risks and benefits for investment firms and their clients and covers various AI-use aspects, including customer service, provision of investment advice and portfolio management services, compliance, risk management, and fraud detection. [read post]
18 Aug 2024, 10:00 pm
The guidance outlines AI’s potential risks and benefits for investment firms and their clients and covers various AI-use aspects, including customer service, provision of investment advice and portfolio management services, compliance, risk management, and fraud detection. [read post]
18 Aug 2024, 10:00 pm
The guidance outlines AI’s potential risks and benefits for investment firms and their clients and covers various AI-use aspects, including customer service, provision of investment advice and portfolio management services, compliance, risk management, and fraud detection. [read post]
18 Aug 2024, 10:00 pm
The guidance outlines AI’s potential risks and benefits for investment firms and their clients and covers various AI-use aspects, including customer service, provision of investment advice and portfolio management services, compliance, risk management, and fraud detection. [read post]
18 Aug 2024, 10:00 pm
The guidance outlines AI’s potential risks and benefits for investment firms and their clients and covers various AI-use aspects, including customer service, provision of investment advice and portfolio management services, compliance, risk management, and fraud detection. [read post]
18 Aug 2024, 10:00 pm
The guidance outlines AI’s potential risks and benefits for investment firms and their clients and covers various AI-use aspects, including customer service, provision of investment advice and portfolio management services, compliance, risk management, and fraud detection. [read post]
2 Nov 2022, 12:49 pm
If it goes wrong, then the financial consequences could be disastrous. [read post]
22 Feb 2019, 4:27 pm
Staff members and third-party service providers asking residents to leave their room so it can be cleaned or so medical equipment can be serviced, and then stealing residents’ valuables or financial information. 2. [read post]
22 Feb 2019, 4:27 pm
Staff members and third-party service providers asking residents to leave their room so it can be cleaned or so medical equipment can be serviced, and then stealing residents’ valuables or financial information. 2. [read post]
22 Feb 2019, 4:27 pm
Staff members and third-party service providers asking residents to leave their room so it can be cleaned or so medical equipment can be serviced, and then stealing residents’ valuables or financial information. 2. [read post]
12 Jan 2023, 8:20 am
In promulgating this proposed rule, the CFPB relies on its CFPA mandate to monitor for risks to consumers in consumer financial products and services, and to conduct a risk-based supervision program for nonbanks (see CFPA §§ 1022(c) and 1024(b)). [read post]
19 Oct 2011, 6:59 am
Ameriprise, the financial services giant, an organization which employs more certified financial planners than any other entity in United States, was sued by six people; including one current employee. [read post]
31 Dec 2020, 8:31 am
The organization provides services to 26 counties. [read post]
4 Oct 2018, 12:49 pm
On September 28, 2018, the Maryland Commissioner of Financial Regulation issued a notice advising companies servicing student loans of Maryland borrowers to provide their contact information to the state’s new Student Loan Ombudsman by November 15, 2015. [read post]
1 Nov 2016, 3:38 am
“Our examiners continue to find sloppy or callous practices among some student loan servicers and other financial institutions that violate the law and put consumers at risk,” said CFPB Director Richard Cordray. [read post]
1 Nov 2016, 3:38 am
“Our examiners continue to find sloppy or callous practices among some student loan servicers and other financial institutions that violate the law and put consumers at risk,” said CFPB Director Richard Cordray. [read post]
27 Apr 2015, 1:35 pm
Instructors can include financial institution staff, senior organizations, adult protective services agencies, law enforcement, and others who serve this population. [read post]
6 Apr 2021, 9:02 am
Broker-Dealers Collectively Will Pay $550K Fine and Over $3.3M in Restitution The Financial Industry Regulatory Authority (FINRA) has fined and censured three brokerage firms after finding that they failed to supervise recommendations of the LJM Preservation and Growth Fund (LJMIX, LJMCX, LJMAX) and did not conduct the proper due diligence into the alternative mutual fund: Cambridge Investment Services will pay a $400K fine plus more than $3M in restitution Continue… [read post]
19 Sep 2024, 12:45 pm
Beyond outside counsel in a law firm, some business units may hire independent contractors offering legal services or legal service providers that are not on a preferred vendor list. [read post]
