Posts tagged with: "financial+services"
Results 2421 - 2440
of 83,553
Sorted by Relevance
|
Sort by Date
13 Oct 2020, 7:59 am
He also previously was a broker for Summit Brokerage Services, LPL Financial (LPLA), Lincoln Financial Advisors, and The Lincoln National Life Insurance Company. [read post]
19 Jan 2011, 6:20 am
Chris Koster, Missouri attorney general, released a report stating that owing to a “frenzy of telemarketing fraud and deception,” service contract sellers should be licensed by the state’s Department of Insurance, Financial Institutions and Professional Registration. [read post]
29 May 2024, 2:21 am
On 28 May 2024, HM Treasury (HMT) confirmed which firms have been designated under Part 8B of the Financial Services and Markets Act 2000 for the provision of cash access services. [read post]
17 Dec 2016, 10:48 am
This law would work to protect over-65 persons who have an increased likelihood of suffering financial exploitation by offering increased training to banks and other financial service professionals and removing bureaucratic barriers that might otherwise make it difficult to report suspected elder financial abuse. [read post]
25 Oct 2017, 11:57 am
The canceled CFPB rule, 82 FR 33210 [Summary], prevented providers of specified consumer financial products and services from requiring consumers to sign arbitration agreements that barred them from participating in class action lawsuits. [read post]
10 Aug 2020, 7:21 am
Arizona’s Adult Protective Services Act, “APSA” for short, was adopted to expand the rights and claims to remedy abuse, neglect and financial exploitation of Arizona’s large population of vulnerable adults. [read post]
26 Apr 2021, 11:50 am
Morgan Securities, LLC over losses they suffered from investing in a Northstar Financial Services (Bermuda) variable annuity. [read post]
9 Dec 2016, 3:40 am
Fundamental Capital opposed an application to register FUNDAMENTAL DASHBOARD for financial analysis and research services, claiming likelihood of confusion with its registered mark FUNDAMENTAL CAPITAL for financial investment services. [read post]
1 Nov 2006, 9:01 am
The rule as written will not be effective for tax services provided on or before April 30, 2007 for tax services provided during the audit period.Adjustment to Implementation Schedule for Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles [read post]
30 Mar 2012, 3:04 pm
On March 29, the United Kingdom’s Financial Services Authority (FSA) published the findings of its thematic review into anti-bribery and corruption systems and controls in U.K. [read post]
5 Oct 2023, 8:32 am
Countrywide’s Solution Countrywide Pre-Paid Legal Services has a financial wellness benefit that addresses the need for sound financial advice and guidance. [read post]
29 Apr 2021, 7:19 am
Tony Kaye, a partner in Ballard Spahr’s Consumer Financial Services Group, hosts the conversation, joined by Dan McKenna, Practice Group Leader of the firm’s Consumer Financial Services Litigation Group. [read post]
7 Apr 2020, 5:39 am
The Japanese Financial Services Agency (JFSA) and the Bank of Japan have published the results of a survey on the use of LIBOR by financial institutions (including banks, securities companies insurance companies and others), their LIBOR exposures and LIBOR transition progress. [read post]
15 Aug 2018, 1:41 pm
In a settlement reached with the US Securities and Exchange Commission, Ameriprise Financial Services (AMP) will pay $4.5M over allegations that it did not protect retail investors from five of their financial representatives, who stole over $1.5M. [read post]
15 Apr 2019, 2:59 pm
They suggest that HM Treasury could make an equivalence direction under the Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019 (SI 2019/541) or, alternatively, the FCA could grant transitional relief for this purpose using its temporary transitional powers under Part 7 of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (SI 2019/632). [read post]
17 Oct 2023, 8:43 am
Countrywide Pre-Paid Legal Services has a financial wellness benefit connecting plan members to a superior professional. [read post]
7 Aug 2017, 1:47 pm
A report by the majority staff of the House Financial Services Committee concludes that there is a “valid and factual basis” for instituting contempt of Congress proceedings against Director Cordray. [read post]
16 Jul 2011, 5:55 am
Again, celebrate your small accomplishments while focusing on where you are going. 3) Find a hobby or do a service that doesn’t take money. [read post]
30 Sep 2009, 6:39 pm
Here's the abstract: The Obama administration has proposed restructuring financial services regulation by transferring all consumer protection functions from existing agencies to a new Consumer Financial Protection Agency (CFPA). [read post]
15 Oct 2012, 5:58 am
In their letter commenting on the CFPB’s mortgage servicing proposal, Americans for Financial Reform and numerous other consumer advocacy groups, including Consumers Union, have asked the CFPB to consider withdrawing and reissuing the portions of the proposal that deal with loss mitigation and error resolution. [read post]
