Posts tagged with: "financial+services"
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13 Aug 2024, 10:00 pm
The use of AI in financial services is quickly evolving. [read post]
17 Feb 2011, 3:05 am
Levine served as senior counsel and agency hearing officer in the office of chief of staff of the Florida Department of Insurance and Treasury (now the Florida Office of Insurance Regulation and the Florida Department of Financial Services) in Tallahassee. [read post]
25 Oct 2022, 11:08 am
Following up on a threat it made back in 2018, the New York State Department of Financial Services (DFS) announced on October 6, 2022 that it entered into a consent order with Rhinebeck Bank (“Rhinebeck”) to settle discrimination claims involving discretionary dealer markups on retail installment contracts with minority borrowers. [read post]
15 Apr 2016, 7:12 am
Since inception, the PTAB has issued 345 institution decisions in CBM review proceedings, 283 of which specifically addressed whether the challenged patent was eligible for CBM review as containing at least one claim directed to a financial product or service. [read post]
23 Mar 2009, 4:51 pm
The blunderbuss House bill has any number of bad impacts: failing to recognize the value of good bonuses; driving people out of financial services; driving companies out of government programs. [read post]
26 Apr 2016, 7:14 am
The Consumer Financial Protection Bureau (CFPB) recently reopened the comment period for its proposed amendments to the mortgage servicing related rules under RESPA and TILA that generally would require servicers to provide modified periodic statements to consumers who have filed for bankruptcy. [read post]
18 Oct 2014, 5:27 pm
The report provides guidance to financial market infrastructures (FMIs) such as central counterparties (CCPs) on how to develop plans to enable them to recover from threats to their viability and financial strength that might prevent them from continuing to provide critical services to their participants and the markets they serve. [read post]
12 Feb 2017, 3:23 pm
According to the National Adult Protective Services Association, 1 in 20 older adults reports some type of financial mistreatment in the recent past. [read post]
13 Apr 2011, 2:39 pm
The Minister for Financial Services & Superannuation has approved a grant of financial assistance under Part 23 of Superannuation Industry (Supervision) Act 1993 to the trustee of an APRA-regulated fund as a result of loss suffered as a result of fraudulent conduct or theft. [read post]
2 Jun 2022, 8:49 am
It also means that advisors should be charging clients fair rates for their services. [read post]
29 Oct 2020, 11:44 pm
View Our Divorce Services- From Just £189 The post Are there any financial implications of committing adultery? [read post]
20 Jun 2018, 9:30 pm
Securities and Exchange Commission—the agency charged with regulating financial services—to modify the criteria for independent review and make exceptions for certain firms. [read post]
9 Apr 2019, 3:25 am
On 5 April 2019, the International Swaps and Derivatives Association published a letter it had sent jointly with a number of UK and international financial services trade bodies (including AFME, the FIA and AIMA) to HM Treasury regarding the recognition of EEA derivatives trading venues under EMIR and MiFIR as they apply in the UK after Brexit. [read post]
7 Jul 2023, 1:28 pm
Army financial counselor Caz L. [read post]
21 Oct 2021, 8:00 am
Countrywide Pre-Paid Legal Services will help those at financial risk get out of a jam. [read post]
1 Sep 2012, 2:35 pm
Among those tossed out: a bank employee with seven years’ service who used a slug in a washing machine in 1963, and a 58-year-old customer service representative with a shoplifting conviction forty years ago. [read post]
3 May 2021, 9:05 pm
In addition to providing broker-dealer services, Coinbase also acts as an exchange. [read post]
7 Aug 2014, 10:55 am
The UK financial services regulator, the Financial Conduct Authority (FCA), has launched a guidance consultation in order to clarify and confirm its approach to the supervision of financial promotions in social media, including the use of character-limited forms (Examples of character-limited formats are Twitter (which limits tweets to 120 characters) and Vine (which limits videos to six-second loops). [read post]
10 Sep 2019, 8:00 am
Regardless of the selections, Countrywide will provide some of the best member services in the financial wellness industry. [read post]
9 Feb 2021, 11:10 am
The California Department of Financial Protection and Innovation (DFPI) announced last week that it has launched an investigation into whether student-loan debt-relief companies operating in California are engaging in illegal conduct under the California Consumer Financial Protection Law (CCFPL) and Student Loan Servicing Act (SLSA). [read post]