Posts tagged with: "financial+services"
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22 Mar 2007, 11:02 am
I heard from some students that there was some misinformation out on the message boards on the subject of the Low-Income Protection Plan and our financial aid packagesâ€â [read post]
16 Jun 2018, 1:49 pm
According to BrokerCheck records financial advisor Anthony Salerno (Salerno), employed by Ameriprise Financial Services, Inc. [read post]
24 Apr 2015, 4:20 pm
First up, we have Financial Services Perspectives from Am Law 200 firm Bradley Arant Boult Cummings, which makes it two from them on the LexBlog Network. [read post]
5 Apr 2021, 7:01 am
Allegedly Unsuitable Recommendations Caused Senior Investor Loss of Savings A Brunswick, Georgia retiree has filed a Financial Industry Regulatory Authority (FINRA) arbitration case against broker-dealer MML Investors Services, LLC. [read post]
10 May 2020, 10:49 pm
In April 2020, the financial services industry has been actively engaging with the Federal Government and regulators in order to address key issues and mitigate risks as a consequence of COVID-19. [read post]
3 Oct 2008, 1:10 am
Some have argued that deregulation of the financial services industry, and the 1999 Gramm-Leach-Bliley Act which repealed the Glass-Steagall Act of 1933 in particular, caused or contributed to the current financial... [read post]
17 Jun 2014, 9:30 pm
Schwarcz uses the Public Service Motivation (PSM) framework to assess how human beings would make such job decisions. [read post]
18 Jan 2019, 10:00 am
Many online repayment services allow you to automate that amount every year, so your fast-tracking is taken care of for the year. [read post]
21 Dec 2020, 3:15 pm
Many traditional financial intermediaries have engaged in arbitrary financial censorship, cutting off access to financial institutions for adult social networks, adult booksellers, and controversial websites, even when these services have not violated the law. [read post]
26 Jan 2013, 10:33 am
Former House Financial Services Committee Chairman Spencer Bachus (R-AL) was named Chairman Emeritus of the Committee and assigned as a voting member of two important subcommittees, Capital Markets and Financial Institutions. [read post]
24 Jun 2011, 7:12 am
As state money for indigent legal services dries up, there is another source that providers argue could be tapped for immediate relief: the thousands of dollars allocated for the State Bar of Wisconsin-sponsored Access to Justice Commission. [read post]
27 Apr 2008, 9:50 am
Last month Deepak mentioned Elizabeth Warren's proposal for a financial services product safety commission. [read post]
26 Sep 2019, 8:05 am
As previously advertised, the monthly financial services breakfast briefing on Wednesday 2 October will take the form of a webinar rather than a seminar. [read post]
12 May 2009, 6:23 am
" The trend in the financial services industry in the past few decades, however, has been precisely the opposite. [read post]
19 Jun 2024, 9:24 am
On 19 June 2024, the Council of the EU (Council) issued a press release stating that it had reached agreement on the text of the proposed Regulation amending Regulations (EU) No 1092/2010, (EU) No 1093/2010, (EU) No 1094/2010, (EU) No 1095/2010 and (EU) 2021/523 as regards certain reporting requirements in the fields of financial services and investment support. [read post]
30 Oct 2017, 3:01 pm
The European Parliament procedure file indicates that the report outlining the European Commission’s action plan on retail financial services will be considered in mid-November. [read post]
6 Jul 2018, 7:17 am
On 5 July 2018, the FCA published a research note, Price discrimination in financial services. [read post]
19 Jul 2019, 7:37 am
On 18 July 2019, the FCA published a Feedback Statement 19/04 (FS19/04) summarising the main themes in the submissions received from an earlier Discussion Paper published in October 2018 (see previous blog post) on fair pricing in financial services. [read post]
4 May 2018, 3:44 am
The webex recording of our recent 40 minute briefing on FinTech a revolution in the financial services industry is now available. [read post]
11 Jul 2019, 9:51 pm
Funds management financial services Under the proposed relief, a person engages in funds management financial services; if they provide: any of the following financial services to a professional investor in Australia: dealing in interests in, or securities issued by, an offshore fund; providing financial product advice in relation to those interests in, or securities of, the offshore fund; or making a market in relation to the offshore… [read post]
