Posts tagged with: "financial+services"
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22 Feb 2015, 9:35 am
FINRA Report on Cybersecurity Practices, February 2015 – Executive Summary – “Like many organizations in the financial services and other sectors, broker-dealers (firms) are the target of cyberattacks. [read post]
28 Jun 2024, 5:29 am
Many services and companies offer reduced prices, significantly lowering your living costs. [read post]
28 Dec 2023, 10:21 pm
Legal Remedies for Victims of Elder Financial Abuse In cases of elder financial abuse, it is essential to explore legal options to hold perpetrators accountable and recover lost assets: Report abuse: Notify local law enforcement, adult protective services agencies, and any relevant financial institutions of the suspected financial abuse. [read post]
30 Mar 2023, 1:59 pm
Report your suspicions to authorities such as Adult Protective Services or local law enforcement. [read post]
2 Mar 2009, 2:01 pm
Under the current law, the activities of IDS operators and users may constitute the provision of financial services, for which an Australian Financial Services licence (AFSL) is required. [read post]
26 Feb 2015, 4:55 pm
Financial Audit: U.S. [read post]
22 Apr 2013, 12:40 pm
Roberts as a primary contributor to the Financial Services Employment Law Blog. [read post]
22 Apr 2013, 12:40 pm
Roberts as a primary contributor to the Financial Services Employment Law Blog. [read post]
2 Feb 2021, 8:19 am
Under the CCFPL, a “consumer financial product or service” means a “financial product or service” offered to consumers for personal, family, or household use. [read post]
11 Apr 2016, 4:29 pm
For example, rapid growth of some nonbank servicers did not always coincide with their use of more advanced operating systems or effective internal controls to handle their larger portfolios—an issue identified by the Consumer Financial Protection Bureau (CFPB) and others. [read post]
11 May 2025, 6:19 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tina Haines Anglin (Haines Anglin), currently associated with Navy Federal Investment Services, LLC, has at least one disclosable event. [read post]
24 May 2012, 9:51 am
The Consumer Financial Protection Bureau today released a draft rule outlining how it plans to supervise debt collectors, consumer reporting agencies, money services companies and other small nonbanks that engage in “activities that pose risks to consumers. [read post]
7 Jul 2021, 6:39 am
Iorio Altamirano LLP represents investors nationwide that have disputes with their financial advisors or brokerage firms, such as SunTrust. [read post]
5 Nov 2024, 9:52 am
Two issues to keep an eye on Whilst the financial services industry is still in the early stages of adopting GenAI Ms Breeden states that regulators should keep a ‘watchful eye’ on two issues: At the micro-prudential level, central banks and financial regulators should continue to assure themselves that technology-agnostic regulatory frameworks are sufficient to mitigate the financial stability risks from GenAI, as models become ever more… [read post]
6 Jun 2012, 1:45 am
The financial crisis and related events are widely believed to have led to an increase of disputes in the finance industry. [read post]
24 Aug 2011, 5:25 am
The post Retirement Planning For Armed Services Veterans appeared first on Augulis Law Firm. [read post]
28 Jan 2013, 11:24 am
Secret Service. [read post]
10 Oct 2011, 1:45 pm
The letter was also signed by the Financial Services Roundtable Significantly, said the industry groups, stable value contracts and stable value funds do not pose systemic risk concerns. [read post]
21 Apr 2017, 1:30 pm
The Regulation’s Effect on Other States’ Regulators The Regulation may have spurred financial regulators in other states to consider imposing cybersecurity requirements on financial services firms. [read post]
6 Jun 2025, 6:30 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Jumalon (Jumalon), previously associated with Navy Federal Investment Services, LLC, has at least 2 disclosable events. [read post]
