Posts tagged with: "financial+services"
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7 Jul 2023, 1:28 pm
Army financial counselor Caz L. [read post]
9 Apr 2019, 3:25 am
On 5 April 2019, the International Swaps and Derivatives Association published a letter it had sent jointly with a number of UK and international financial services trade bodies (including AFME, the FIA and AIMA) to HM Treasury regarding the recognition of EEA derivatives trading venues under EMIR and MiFIR as they apply in the UK after Brexit. [read post]
21 Oct 2021, 8:00 am
Countrywide Pre-Paid Legal Services will help those at financial risk get out of a jam. [read post]
1 Sep 2012, 2:35 pm
Among those tossed out: a bank employee with seven years’ service who used a slug in a washing machine in 1963, and a 58-year-old customer service representative with a shoplifting conviction forty years ago. [read post]
3 May 2021, 9:05 pm
In addition to providing broker-dealer services, Coinbase also acts as an exchange. [read post]
8 Apr 2013, 1:02 pm
Its independent co-regulator, the FCA, will supervise all other financial services firms as well as be the conduct regulator and listing authority. [read post]
7 Aug 2014, 10:55 am
The UK financial services regulator, the Financial Conduct Authority (FCA), has launched a guidance consultation in order to clarify and confirm its approach to the supervision of financial promotions in social media, including the use of character-limited forms (Examples of character-limited formats are Twitter (which limits tweets to 120 characters) and Vine (which limits videos to six-second loops). [read post]
10 Sep 2019, 8:00 am
Regardless of the selections, Countrywide will provide some of the best member services in the financial wellness industry. [read post]
21 Feb 2017, 1:27 pm
Covered Entities will be required to annually prepare and submit to the Superintendent of Financial Services a “Certification of Compliance with New York State Department of Financial Services Cybersecurity Regulations” commencing February 15, 2018. [read post]
12 May 2021, 9:03 pm
It could also emphasize the value of public service to capture the attention of younger, public-minded millennials less interested in working for large corporations. [read post]
9 Feb 2021, 11:10 am
The California Department of Financial Protection and Innovation (DFPI) announced last week that it has launched an investigation into whether student-loan debt-relief companies operating in California are engaging in illegal conduct under the California Consumer Financial Protection Law (CCFPL) and Student Loan Servicing Act (SLSA). [read post]
29 May 2015, 10:48 am
Financial regulation can encourage or inhibit financial markets’ ability to provide the financial products and services necessary to support a vigorous, dynamic economy. [read post]
8 Nov 2010, 6:59 am
With Elizabeth Warren named as the special adviser to set up the new Consumer Financial Protection Bureau, the financial services industry faces a rapidly changing regulatory environment. [read post]
19 Feb 2019, 3:05 pm
CSBS’s efforts to collaborate with the industry and embrace technological innovation will help the organization, and its members, respond to the rapidly-changing financial services landscape and the entry of non-traditional business models into the space. [read post]
21 Aug 2024, 10:15 am
They recruit qualified construction attorneys who want to provide pro bono legal services, and charitable organizations in need of construction-related legal services, to pair them based on financial need and appropriate legal skills. [read post]
4 Aug 2019, 10:59 pm
As part of their general conduct obligations, all financial services licensees and credit licensees in Australia were required to obtain AFCA membership from 1 November 2018. [read post]
28 Nov 2018, 8:42 am
On 27 November 2018, there was published on legislation.gov.uk a correction slip to the Financial Services (Banking Reform) Act 2013. [read post]
31 Aug 2023, 1:37 am
Solicitor Drafted Consent Order Agreement – £399 If you have a formal agreement in place with your ex-partner and wish to formalise it into a legally binding court order without spending thousands, our online services are ideal for you. [read post]
29 Jun 2018, 7:26 am
Financial Industry Regulatory Authority (FINRA) CRD records show that Oklahoma-based Wells Fargo Clearing Services broker/adviser David Ridenour has received resolved or pending customer disputes. [read post]
3 Aug 2023, 10:39 am
Last year, Kentucky enacted the Student Education Loan Servicing, Licensing, and Protection Act of 2022 (the “Act”), which requires student loan services to be licensed in Kentucky. [read post]
