Posts tagged with: "financial+services"
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26 Sep 2019, 8:05 am
As previously advertised, the monthly financial services breakfast briefing on Wednesday 2 October will take the form of a webinar rather than a seminar. [read post]
27 Apr 2008, 9:50 am
Last month Deepak mentioned Elizabeth Warren's proposal for a financial services product safety commission. [read post]
30 Nov 2009, 6:00 am
The first relates to enforcement of EEOC subpoenas and the second relates to the classification of some financial services workers. [read post]
16 Jun 2018, 1:49 pm
According to BrokerCheck records financial advisor Anthony Salerno (Salerno), employed by Ameriprise Financial Services, Inc. [read post]
5 Apr 2021, 7:01 am
Allegedly Unsuitable Recommendations Caused Senior Investor Loss of Savings A Brunswick, Georgia retiree has filed a Financial Industry Regulatory Authority (FINRA) arbitration case against broker-dealer MML Investors Services, LLC. [read post]
18 Jan 2019, 10:00 am
Many online repayment services allow you to automate that amount every year, so your fast-tracking is taken care of for the year. [read post]
19 Apr 2019, 1:54 pm
The Loss of Domestic Services Domestic services are a form of support that is accounted for by Arizona courts in […] The post Damages for the Loss of Domestic Services appeared first on Hirsch & Lyon Accident Law. [read post]
11 Jul 2019, 9:51 pm
Funds management financial services Under the proposed relief, a person engages in funds management financial services; if they provide: any of the following financial services to a professional investor in Australia: dealing in interests in, or securities issued by, an offshore fund; providing financial product advice in relation to those interests in, or securities of, the offshore fund; or making a market in relation to the offshore… [read post]
19 Jul 2019, 7:37 am
On 18 July 2019, the FCA published a Feedback Statement 19/04 (FS19/04) summarising the main themes in the submissions received from an earlier Discussion Paper published in October 2018 (see previous blog post) on fair pricing in financial services. [read post]
6 Jul 2018, 7:17 am
On 5 July 2018, the FCA published a research note, Price discrimination in financial services. [read post]
22 Mar 2007, 11:02 am
I heard from some students that there was some misinformation out on the message boards on the subject of the Low-Income Protection Plan and our financial aid packagesâ€â [read post]
26 Jan 2013, 10:33 am
Former House Financial Services Committee Chairman Spencer Bachus (R-AL) was named Chairman Emeritus of the Committee and assigned as a voting member of two important subcommittees, Capital Markets and Financial Institutions. [read post]
15 Mar 2021, 7:47 am
Silver Law Group Gives Elderly Financial Fraud Victims A Fighting Chance Older and vulnerable adults are frequently a target of zealous bankers, brokers, and other financial services representatives. [read post]
17 Jan 2023, 9:31 am
FINRA Dispute Resolution is an arbitration venue for investors with claims against their brokerage firm or financial professional. [read post]
26 Oct 2017, 11:20 pm
This report comes as a timely reminder of the ongoing digital threats to organisations, such as those in the financial services sector, especially with the rise of innovation and financial technologies (FinTech) in this market. [read post]
4 Dec 2018, 11:15 am
” Using terms compiled from other entities, including the Federal Housing Finance Agency, Department of Housing and Urban Development, Internal Revenue Service, Department of Justice, Federal Deposit Insurance Corporation, Federal Trade Commission, Social Security Administration, Freddie Mac, Fannie Mae, General Services Administration, and National Association of Hispanic Real Estate Professionals, the updated Glossary now contains over 1,500 consumer financial… [read post]
21 Jun 2018, 6:56 am
Not long ago, financial technology (FinTech) startups were all seeking to disrupt the market for financial services and compete directly with financial institutions (FIs) for customers. [read post]
28 Mar 2023, 9:03 am
According to National Adult Protective Services Association (NAPSA), only 1 in 44 cases of financial abuse ever comes to light. [read post]
22 Jan 2010, 6:00 am
One award went to a 95-year-old investor who accused StockCross Financial Services Inc. and two of its brokers of misconduct and self-dealing. [read post]
2 May 2022, 1:37 am
Insurers affiliated with the Dutch Association of Insurers (Verbond van Verzekeraars) are already bound by disciplinary law, whereby complaints are assessed by the Financial Services Disciplinary Board. [read post]
