Posts tagged with: "financial+services"
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23 Nov 2016, 6:46 am
In October 2015, the Financial Services Industry Regulatory Authority, Inc. [read post]
30 Mar 2012, 3:04 pm
On March 29, the United Kingdom’s Financial Services Authority (FSA) published the findings of its thematic review into anti-bribery and corruption systems and controls in U.K. [read post]
25 Oct 2017, 11:57 am
The canceled CFPB rule, 82 FR 33210 [Summary], prevented providers of specified consumer financial products and services from requiring consumers to sign arbitration agreements that barred them from participating in class action lawsuits. [read post]
14 Jan 2009, 2:54 pm
News release: "The Federal Financial Institutions Examination Council (FFIEC) issued guidance today for examiners, financial institutions, and technology service providers... [read post]
1 Mar 2017, 1:53 pm
View FSB assesses implementation progress and effects of post-crisis financial services reforms, 28 February 2017 [read post]
30 Sep 2009, 6:39 pm
Here's the abstract: The Obama administration has proposed restructuring financial services regulation by transferring all consumer protection functions from existing agencies to a new Consumer Financial Protection Agency (CFPA). [read post]
10 Dec 2009, 7:08 am
Tim is a partner in the Washington, D.C. office of Pepper who focuses his practice on bank and financial services regulatory matters. [read post]
17 Oct 2011, 7:13 am
The financial services industry is likely to face more intrusive and judgment-based regulation once the new structure is adopted. [read post]
9 Dec 2016, 3:40 am
Fundamental Capital opposed an application to register FUNDAMENTAL DASHBOARD for financial analysis and research services, claiming likelihood of confusion with its registered mark FUNDAMENTAL CAPITAL for financial investment services. [read post]
2 Nov 2022, 12:49 pm
If it goes wrong, then the financial consequences could be disastrous. [read post]
8 Nov 2024, 2:52 am
There is significant potential for private sector PDS’ to change the landscape of consumer financial services in relation to pensions and retirement saving. [read post]
22 Feb 2019, 4:27 pm
Staff members and third-party service providers asking residents to leave their room so it can be cleaned or so medical equipment can be serviced, and then stealing residents’ valuables or financial information. 2. [read post]
22 Feb 2019, 4:27 pm
Staff members and third-party service providers asking residents to leave their room so it can be cleaned or so medical equipment can be serviced, and then stealing residents’ valuables or financial information. 2. [read post]
22 Feb 2019, 4:27 pm
Staff members and third-party service providers asking residents to leave their room so it can be cleaned or so medical equipment can be serviced, and then stealing residents’ valuables or financial information. 2. [read post]
18 Aug 2024, 10:00 pm
The guidance outlines AI’s potential risks and benefits for investment firms and their clients and covers various AI-use aspects, including customer service, provision of investment advice and portfolio management services, compliance, risk management, and fraud detection. [read post]
18 Aug 2024, 10:00 pm
The guidance outlines AI’s potential risks and benefits for investment firms and their clients and covers various AI-use aspects, including customer service, provision of investment advice and portfolio management services, compliance, risk management, and fraud detection. [read post]
18 Aug 2024, 10:00 pm
The guidance outlines AI’s potential risks and benefits for investment firms and their clients and covers various AI-use aspects, including customer service, provision of investment advice and portfolio management services, compliance, risk management, and fraud detection. [read post]
18 Aug 2024, 10:00 pm
The guidance outlines AI’s potential risks and benefits for investment firms and their clients and covers various AI-use aspects, including customer service, provision of investment advice and portfolio management services, compliance, risk management, and fraud detection. [read post]
18 Aug 2024, 10:00 pm
The guidance outlines AI’s potential risks and benefits for investment firms and their clients and covers various AI-use aspects, including customer service, provision of investment advice and portfolio management services, compliance, risk management, and fraud detection. [read post]
18 Aug 2024, 10:00 pm
The guidance outlines AI’s potential risks and benefits for investment firms and their clients and covers various AI-use aspects, including customer service, provision of investment advice and portfolio management services, compliance, risk management, and fraud detection. [read post]
