Posts tagged with: "financial+services"
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20 Oct 2022, 1:16 am
With the declaration of crypto assets as a financial product, providers of crypto assets are left wondering whether they need to register as a financial service provider under the Financial Advisory and Intermediary Services Act, 2002. [read post]
20 May 2017, 4:35 pm
The June briefing will focus on U.S. economic sanctions focusing on the financial services industry. [read post]
11 Jul 2024, 1:36 pm
This recent incident at Prudential underscores the critical need for robust cybersecurity in financial services. [read post]
30 Jan 2017, 10:00 am
How Can You Avoid Trouble with Student Loan Servicers? [read post]
20 May 2015, 6:51 am
The House Financial Services Committee’s Subcommittee on Financial Institutions and Consumer Credit heard from representatives of the financial services industry today regarding cybersecurity preparedness. [read post]
18 Nov 2024, 2:01 pm
Over time, the financial industry has changed. [read post]
1 May 2015, 5:58 am
Amazon (NASDAQ:AMZN) has just cleared up the picture over its cloud computing business, Amazon Web Services (AWS) and the company’s forecast looks sunny. [read post]
13 Nov 2015, 8:05 pm
Financial Audit: Bureau of the Fiscal Service’s Fiscal Years 2015 and 2014 Schedules of Federal Debt, GAO-16-160: Published: Nov 13, 2015. [read post]
8 Mar 2016, 10:12 am
The bill proposes expanded protections for individuals who blow the whistle on financial fraud and securities violations and, if enacted, could have significant implications for financial services employees and employers alike. [read post]
23 Feb 2009, 3:10 am
The Court of Appeal has awarded victory to the Financial Services Authority (FSA) in a case against solicitors Fox Hayes regarding the approval of financial promotions on behalf of others. [read post]
9 Jun 2020, 8:42 am
Weakened KYC procedures make financial services more vulnerable to use for various criminal activities, including online banking fraud. [read post]
8 Aug 2018, 6:44 am
“In response, executives are using more comprehensive staffing strategies, including automating routine tasks so employees can focus on higher-value projects and working with managed services providers for access to specialized, scalable teams on demand. [read post]
8 Aug 2018, 6:44 am
“In response, executives are using more comprehensive staffing strategies, including automating routine tasks so employees can focus on higher-value projects and working with managed services providers for access to specialized, scalable teams on demand. [read post]
9 Jun 2020, 8:42 am
Weakened KYC procedures make financial services more vulnerable to use for various criminal activities, including online banking fraud. [read post]
6 Feb 2015, 9:07 am
Reuters reported on February 6, 2015 that UBS in Puerto Rico held a meeting during which executives of the firm, including Miguel Ferrer, then the Chairman of UBS Financial Services Inc. of Puerto Rico, threatened financial advisors to sell UBS originated Puerto Rico closed-end bond funds despite the brokers’ and their customers’ growing concerns about “low liquidity, excessive leverage, oversupply and instability. [read post]
21 Apr 2023, 6:20 am
Turner was employed by UBS Financial Services Inc. from March 1996 through October 2021, then employed by Stifel Nicolaus & Co, Inc. from October 2021 to February 2022. [read post]
12 Jan 2010, 4:20 am
Whilst the Regulations do not apply directly to the financial services sector they are still of interest to insurers.In particular, it should be noted that other professional service providers (such as law and accountancy firms) must now provide their clients with the details of any professional liability insurance that the service provider is required to hold. [read post]
11 Mar 2021, 7:07 am
Chris Willis, Co-Chair of Ballard Spahr’s Consumer Financial Services Group, hosts the conversation. [read post]
12 Dec 2010, 6:27 pm
The blog post is at: http://ripslawlibrarian.wordpress.com/2010/12/10/how-much-do-they-spend-on-their-mission-a-guide-to-non-profit-financials-research/. [read post]
5 Apr 2022, 6:18 am
How to Get to the Bottom of Your Financial Inquiry first appeared on Kraft Elder Law. [read post]
