Posts tagged with: "financial+services"
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23 Feb 2015, 3:09 pm
Not just limited to margin borrowing, disclosure is also very important in the financial services industry, generally. [read post]
21 Sep 2022, 4:39 pm
Trump and the Trump Organization knowingly and intentionally created more than 200 false and misleading valuations of assets on his annual Statements of Financial Condition to defraud financial institutions. [read post]
7 Sep 2016, 6:18 am
Private Client Services Unit. [read post]
20 Aug 2012, 10:03 am
The handy booklet is an excellent reference tool for tax practitioners, financial advisors, businesses and individuals seeking pertinent tax rates and facts. [read post]
16 Dec 2021, 10:30 am
If you have suffered financial losses due to your financial professional recommending the purchase of a Hospitality REIT, the White Law Group may be able to help you. [read post]
19 Sep 2014, 8:36 am
Yet, there are a number of patents we noticed which were recently issued to these financial corporations involving software technologies for financial services. [read post]
21 Jul 2024, 7:03 pm
As one of the most heavily regulated US industries, financial services will now face greater regulatory uncertainty. [read post]
15 Aug 2016, 3:08 pm
Heath was previously employed and registered by AXA Advisors, LLC from December 2008 to December 2012, and employed by VALIC Investment Services Company from September 1990 to December 2008. [read post]
1 Jul 2009, 6:45 am
It is critical that investments suit the invidual investment needs of the investor, taking into account their age, financial status, and financial goals. [read post]
28 Sep 2011, 7:18 pm
Financial services are, in the majority of cases, exempt from paying VAT, due to difficulties in measuring the taxable base, leading to the under-taxation of financial services.The proposal would introduce new minimum tax rates and harmonize different existing taxes on financial transactions in the EU.. [read post]
2 Jun 2008, 8:39 pm
Smart Money magazine reports a trend toward older clients with younger advisers in the financial services field. [read post]
20 Jul 2021, 3:47 am
Is there any way I can get financial help? [read post]
11 Jul 2018, 10:14 am
In the appeal, the Federal Circuit explained that the system could be used in either financial services or non-financial services – and it “is not enough for the specification to describe how the invention could, in some instances, be used to facilitate financial transactions. [read post]
15 Nov 2011, 9:34 am
The type of group risks the Directive seeks to control include the risks of contagion, management complexity, concentration, and conflicts of interest, which could arise when several licenses for different financial services are combined. [read post]
10 Oct 2019, 5:42 am
At this meeting, the FPC judged that: the core of the UK financial system is resilient to and prepared for the wide range of risks it could face, including a worst-case disorderly Brexit; the FPC is maintaining the UK countercyclical capital buffer rate at 1%; most risks to UK financial stability that could arise from disruption to cross-border financial services in a no-deal Brexit have been mitigated; the core of the UK banking system remains resilient to severe… [read post]
10 Jul 2009, 7:18 am
Due to the long overdue need for investor-friendly reform in the financial services industry, the Obama administration has proposed legislation that would require broker-dealers who provide investment advice to assume fidicuary duties to their clients. [read post]
6 Dec 2011, 12:12 pm
The letter was signed by the American Bankers Association, SIFMA, and the Financial Services Roundtable. [read post]
19 Nov 2018, 9:50 am
According to the Florida Department of Financial Services on October 2, 2017, a consent order was filed involving former financial advisor Christopher Laws. [read post]
8 Aug 2018, 7:25 am
” Pillard rejected the types of liberty concerns advanced by Kavanaugh, noting that “[i]t remains unexplained why we would assess the challenged removal restriction with reference to the liberty of financial services providers, and not more broadly to the liberty of the individuals and families who are their customers. [read post]
27 May 2012, 11:00 am
Department of Treasury, the Federal Housing Finance Agency, the HOPE NOW Alliance, Fannie Mae and Freddie Mac - and Ocwen Financial Corporation. [read post]
