Posts tagged with: "financial+services"
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14 Jun 2024, 11:23 pm
” Besides contacting police, crimes against elders should be reported to adult protective services. [read post]
8 May 2025, 4:16 am
Contact us today to schedule a consultation regarding tax issues for divorce, or any other family legal services that we provide. [read post]
3 Nov 2010, 3:54 pm
The financial and non-financial institutions in question are likely to be subject to PIPEDA (as opposed to a provincial statute), either because they are federal works, undertakings or businesses or because this is an instance of a cross-border data flow of client personal information collected in the course of commercial activities. [read post]
20 Jan 2015, 2:03 pm
FMIs need to ensure that data loss and corruption caused by the service provider will amount to a breach of contract, though if the service provider is able to restore data from back-ups and does so within the time period stipulated in the contract, the service provider arguably should not suffer further liability to the FMI. [read post]
31 May 2021, 1:11 pm
Advisor Kevin Houser (Houser), currently employed by brokerage firm Ameriprise Financial Services, LLC (Ameriprise) has been subject to at least four customer complaints during the course of his career. [read post]
22 Feb 2012, 9:07 am
by Michael Rosenfield & Dennis Quinn The New York Department of Financial Services (“DFS”) will audit the accuracy of the data used by insurers and health maintenance organizations to request health insurance rate increases (see press release). [read post]
3 Apr 2018, 8:44 am
The Financial Services Compensation Scheme (FSCS) is the compensation fund of last resort for customers of failed authorised financial services firms across the PRA’s and the FCA’s regulatory remit. [read post]
12 Jan 2023, 8:23 am
We first discuss the multiple benefits of diversity, equity, and inclusion (DEI) for financial institutions, the challenges and opportunities institutions face in implementing a DEI strategy, and how DEI applies beyond an institution’s workforce. [read post]
1 Apr 2021, 12:15 pm
In the RFI, the agencies express their support for responsible innovation by financial institutions and observe that with appropriate governance, risk management, and compliance management, financial institutions’ use of innovative technologies and techniques such as those involving AI have the potential to augment business decision-making and enhance services available to consumers and businesses. [read post]
16 Jul 2017, 12:48 pm
Did the lenders have a financial incentive not to notify borrowers and thereby reduce their profitable loan portfolio? [read post]
7 Aug 2022, 7:00 am
Antonio Reyna is now a Securities America broker in Texas, and Edward Bruce Miller is currently registered with Financial Resources Group Investment Services in South Carolina. [read post]
7 Mar 2023, 5:56 am
While the report finds that many BNPL borrowers who the CFPB observed used the product without any noticeable indications of financial stress, BNPL borrowers were, on average, much more likely to be highly indebted, revolve on their credit cards, have delinquencies in traditional credit products, and use high-interest financial services such as payday, pawn, and overdraft compared to non-BNPL borrowers. [read post]
Draft Financial Conglomerates and Other Financial Groups (Amendments etc) (EU Exit) Regulations 2019
3 Jan 2019, 1:13 am
To gain access to PathfinderPLUS, please contact the financial services team. [read post]
8 Nov 2021, 7:32 am
At the end of last month, the CFPB sent orders to six large technology platforms offering payment services that directs them to provide information to the Bureau about their payments products and services and their collection and use of personal payments data. [read post]
23 Feb 2012, 7:15 pm
Among the services that claim to be able to [read post]
14 Apr 2021, 2:14 pm
Previously, he was affiliated with Fusion Analytics Securities LLC, from 2015 until 2018, and Ameriprise Financial Services, Inc, from 2010 to 2015. [read post]
1 Aug 2011, 4:18 pm
Shane Tregillis will replace Colin Neave as Chief Ombudsman of the Financial Ombudsman Service from 12 September 2011. [read post]
30 Jan 2015, 5:00 am
He served for eight years as the vice president of financial services for Diakon Lutheran Social Ministries, a provider of senior living services in Pennsylvania ... [read post]
23 Feb 2024, 3:18 am
A number of the members of our Financial Services team in London have experience of working at the Financial Conduct Authority and in our latest briefing note, they discuss the insights that their different experiences at the regulator have provided and how we translate that to advising clients across the full spectrum of financial services work. [read post]
22 May 2013, 12:57 pm
The firms are Ameriprise Financial Services, Commonwealth Financial Services, Lincoln Financial Advisors, Securities America, and... [read post]
