Posts tagged with: "financial+services"
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2 Sep 2010, 1:32 pm
-based investment adviser, and three of her firms, Systematic Financial Services, Inc., Systematic Financial Associates, Inc., and Systematic Financial Services, LLC, with operating a multi-million dollar offering fraud involving the sale of phony... [read post]
29 Sep 2017, 1:34 pm
After reading the article, I am more optimistic that the rule may yet … Continue reading CPR Article Provides Useful Analysis of CFPB Ban on Class Action Waivers in Arbitration Agreements involving Consumer Financial Services Products → [read post]
1 Apr 2021, 6:32 am
For other firms, customer demand flatlined, because the firm’s goods and/or services entailed exposure to COVID-19. [read post]
20 Feb 2020, 9:06 am
In November 2016, the CFPB issued a request for information (RFI) about market practices related to consumer access to financial information, and in October 2017, it released a set of “Consumer Protection Principles” for participants “in the developing market for services based on the consumer-authorized use of financial data. [read post]
19 Sep 2008, 10:38 am
In an effort to aggressively counter the recent market crisis, the United States Securities & Exchange Commission and United Kingdom's Financial Services Authority announced today that they have temporarily banned all short-selling in financial companies. [read post]
20 Sep 2018, 2:27 pm
Most recently, she was affiliated with broker-dealer Comprehensive Asset Management and Servicing, Inc. [read post]
6 Jul 2021, 11:06 am
Auto servicing. [read post]
30 Mar 2012, 2:58 pm
That bill creates a mortgage and financial fraud unit within the state’s Attorney General’s office. [read post]
9 Apr 2013, 5:50 pm
She believes that everyone, regardless of income level, deserves quality, objective advice and excellent service. [read post]
12 Nov 2024, 3:12 am
Background The Financial Services and Markets Act 2023 repeals assimilated law in financial services, subject to commencement. [read post]
28 Oct 2020, 6:45 am
Florida Financial Advisor is Named in at Least 10 FINRA Cases, Including One $25 Million Claim If you suffered losses while working with UBS Financial Services (UBS) stockbroker, Jose Manuel Cornide, Jr., you may be able to file a Financial Industry Regulatory Authority (FINRA) arbitration claim for your losses. [read post]
7 Nov 2022, 3:41 pm
However, all banks, fintechs and other financial services providers are now on notice that more intense supervision and examination of their financial technology activities will be forthcoming from both the OCC and the CFPB. [read post]
29 Jan 2016, 10:00 pm
Cuomo announced three appointments to the New York State Department of Financial Services [DFS]. [read post]
9 Nov 2011, 9:57 am
The service, entitled Protecting Americans from Financial Abuse, will provide free advice and guidance on how to protect yourself and your loved ones against investment swindles and financial abuse. [read post]
2 Oct 2017, 5:25 pm
Hanson is a bankruptcy legal firm who specializes in utilizing the bankruptcy law in the U.S. to give individuals financial peace of mind. [read post]
16 Sep 2021, 6:50 am
We discuss recent and ongoing enforcement activity of the PA AG involving consumer financial services. [read post]
5 Jun 2017, 1:02 pm
The putative class consists of all such financial institutions that issued payment cards, or were involved with card-issuing services, for customers who made purchases at Chipotle from March 1, 2017, to the present. [read post]
30 Nov 2012, 8:24 am
Nelson is a senior associate in the Financial Services Regulatory Group at Reed Smith LLP, resident in the Princeton and New York offices. [read post]
23 Aug 2017, 7:46 pm
Avvo is a technology company with financial partners whom backed the likes of Zillow, a household name. [read post]
24 Oct 2006, 4:02 pm
The Department of the Treasury Financial Crimes Enforcement Network (Fincen) recently published Frequently Asked Questions (FAQs) providing guidance for money service businesses (MSBs) in connection with their anti-money laundering (AML) programs. [read post]
