Posts tagged with: "financial+services"
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25 May 2023, 2:05 pm
As the financial services industry continues to monitor the proceedings in Community Financial Services Association of America v. [read post]
7 Jul 2008, 11:55 am
Weaknesses in the regulation of the global financial system have been revealed during the recent credit crunch, the chairman of Britain’s Financial Services Authority said on Sunday. [read post]
23 Oct 2007, 7:27 am
The rule imposes new requirements on financial services firms in four areas: suitability; review and approval by a principal of the financial services firm; supervisory and compliance procedures; and training of financial advisers. [read post]
9 Aug 2016, 6:17 pm
In May 2016, the Consumer Financial Protection Bureau (CFPB) released for public comment a proposed rule to regulate two aspects of consumer financial service arbitration. [read post]
9 Sep 2016, 2:34 pm
Rahl chair of the firm’s financial services group. [read post]
24 Apr 2018, 4:29 pm
Roy Hottel and Eric Edwards have joined members financial services at Point Breeze Credit Union as financial advisers. [read post]
23 Oct 2007, 7:27 am
The rule imposes new requirements on financial services firms in four areas: suitability; review and approval by a principal of the financial services firm; supervisory and compliance procedures; and training of financial advisers. [read post]
9 Jul 2009, 9:15 pm
House Financial Services Committee Chairman Barney Frank (D-MA) has introduced legislation (H.R. 3126) as part of the Obama financial services reform blueprint by creating the Consumer Financial Protection Agency. [read post]
17 Jun 2024, 7:27 am
On June 13, 2024, CFPB Director Rohit Chopra appeared before the House Financial Services Committee for a hearing, “The Semi-Annual Report of the Bureau of Consumer Financial Protection. [read post]
15 Feb 2011, 10:58 am
In actuality, the regulations – specifically 41 CFR § 60-2.1(b)(1) – say: Each nonconstruction [i.e., a “supply or service”] contractor must develop and maintain a written affirmative action program for each of its establishments if it has 50 or more employees and: (iii) Serves as a depository of Government funds in any amount; or (iv) Is a financial institution which is an issuing and paying agent for U.S. savings bonds and savings… [read post]
28 Mar 2012, 3:36 am
The Iran (European Union Financial Sanctions) Regulations 2012 The Energy Act 2011 (Commencement No 1 and Saving) Order 2012 The Financial Services (Omnibus 1 Directive) Regulations 2012 The National Health Service Trust Development Authority Regulations 2012 The Care Quality Commission (Registration) and (Additional Functions) and Health and Social Care Act 2008 (Regulated Activities) (Amendment) Regulations 2012 The Mesothelioma Lump Sum Payments (Conditions and… [read post]
23 Jan 2019, 8:37 am
The proposal, which is packaged as Part L of the governor’s proposed Transportation, Economic Development and Environmental Conservation Bill for fiscal year 2020, would require companies that service student loans held by New Yorkers to obtain a state license from the New York Department of Financial Services (NYDFS) and submit to onerous reporting and examination requirements. [read post]
6 Oct 2008, 4:38 pm
The Federal Government's search service 'USA.gov' provides links to relevant pages originating from the dramatic Emergency Economic Stabilization Act of 2008. [read post]
24 Aug 2011, 3:20 pm
That leaves the other third – close to 15,000 lawyers – who, with financial support from government and the legal profession, could be using their legal expertise to help some of those who need representation. [read post]
6 Feb 2014, 11:15 am
East and Rampone told the group they would take any reasonable financial suggestions to the proper authorities. [read post]
14 Apr 2023, 7:44 am
He and the rest of the team at Flaherty Law can help you take legal action after a commercial truck crash and pursue financial compensation for medical bills, vehicle damage, and other damages. [read post]
8 Oct 2009, 9:16 am
Last week, the House Financial Services Committee introduced the expansive Investor Protection Act of 2009. [read post]
22 Oct 2008, 3:28 pm
The course description and class materials link are below.Course DescriptionMuch of 15.617 focuses on mergers and acquisitions (M&A), and the law-sensitive aspects of financial services and financial markets. [read post]
19 Jan 2018, 6:34 pm
Catholic Financial Foundations: Protecting your family with insurance and Estate Planning. [read post]
28 Sep 2021, 7:45 am
The CCFPL makes it unlawful for a covered person to engage in any unlawful, unfair, deceptive, or abusive act or practice with respect to consumer financial services or products or to offer or provide a consumer financial product or service not it conformity with any consumer financial law. [read post]
