Posts tagged with: "financial+services"
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23 Jan 2022, 5:52 am
To submit recommendations for consideration and inclusion in ComplexDiscovery’s cyber, data, and legal discovery-centric service, product, or research announcements, contact us today. [read post]
25 Jan 2012, 11:17 am
"This Working Group will focus on misconduct by financial institutions in the origination and securitization of mortgages that led to the global financial crisis. [read post]
23 Mar 2020, 7:58 am
These could include, among others: financial contingency planning based on the possible duration of the pandemic and stay-at-home or similar orders; negotiations with lenders for short or near-term debt service extensions, additional liquidity, or a restructuring of loan facilities; and potential changes in customer preferences or supplier availability once the pandemic eases. [read post]
3 Apr 2014, 2:41 pm
The patent covers a system (and a method) for reducing “settlement risk” in financial transactions. [read post]
13 Oct 2011, 1:57 pm
The reforms focus on the framework for the provision of financial advice including: a requirement for providers of financial advice to obtain client agreement to ongoing advice fees and enhanced disclosure of fees and services associated with ongoing fees; and enhancement of the ability of the Australian Securities and Investments Commission (ASIC) to supervise the financial services industry through changes to its licensing and banning powers. [read post]
21 May 2007, 8:18 am
Wal-Mart will team with ShareBuilder Corp., a Bellevue, Washington-based discount brokerage in what is sure to be the first of many Wal-Mart ventures into the financial services market. [read post]
26 Apr 2011, 1:18 pm
When considering how much life insurance is enough, you need to determine what your family's financial needs are. [read post]
23 Sep 2008, 8:05 pm
A bankruptcy attorney reviews the debtor's financial status, a financial "triage', and recommends a course of action to treat the debtor's financial ailments.Every case is different. [read post]
21 Jun 2024, 4:16 am
In Italy, certain legislative measures (including Decisions Nos 200/21 and 14/21) were adopted in 2020 and 2021 which subjected providers of online intermediation services and search engines, such as Airbnb, Expedia, Google, Amazon and Vacation Rentals, to certain obligations, including to:be entered in a register (the RCO) held by the national regulatory agency for the communication industries (AGCOM); periodically send AGCOM a document setting out detailed financial… [read post]
22 Dec 2009, 3:57 pm
The solicitation covers a number of broad areas including: -Carbon & energy consulting; -Finance and investment; -Sales & marketing; -Management consulting It is anticipated that the PCT will establish a list of Qualified Suppliers that will be used to select potential candidates for a variety services during the planning, procurement and post financial close implementation phases of projects contemplated by PCT and/or PCT clients. [read post]
26 Jun 2009, 11:37 am
Listeners can subscribe to receive Pepper’s Financial Services Update by emailing podcasts@pepperlaw.com. [read post]
8 Oct 2009, 9:34 am
" The push being spearheaded by House Financial Services Committee Chairman Barney Frank and Senate Banking committee Chairman Chris Dodd. [read post]
23 Dec 2009, 12:49 pm
Gramm-Leach-Bliley brought about swapping deregulation to the financial services industry. [read post]
8 Aug 2012, 4:26 pm
The deadline for the Call for Papers for the AALS Joint-Program of the Securities Regulation and Financial Institutions/Consumer Financial Services Sections has been extended to September 3, 2012. [read post]
26 Jan 2018, 12:00 am
In an investment alert dated May 9, 2017, the SEC Office of Investor Education and Advocacy suggested steps for Adult Protective Services (APS) workers and others on how to assist and prevent senior victimization of investment fraud. [read post]
21 May 2012, 2:00 am
Over the past few years, government supervision of the financial services industry has increased significantly. [read post]
12 Aug 2010, 3:47 pm
Background The Stark physician self-referral law, 42 U.S.C. 1395nn (Stark), prohibits a physician from making a referral for designated health services to an entity with which the physician has a financial relationship, unless an exception is met. [read post]
9 Aug 2019, 11:50 am
She most recently served as the chief financial officer for Mosaic Community Services, part of the ... [read post]
13 Jan 2014, 10:00 pm
The use of third-party relationships has allowed financial institutions to outsource key functions such as tax, legal, audit, information technology and loan servicing (among others). [read post]
13 Jan 2014, 10:00 pm
The use of third-party relationships has allowed financial institutions to outsource key functions such as tax, legal, audit, information technology and loan servicing (among others). [read post]
