Posts tagged with: "financial+services"
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29 Jun 2011, 6:29 am
The Dodd-Frank Act thus requires that the CFPB issue an initial rule to define the entities that are “larger participants of a market for other consumer financial products or services. [read post]
5 Oct 2020, 9:33 am
A newsletter from FINRA says the name change “highlights our focus on customer service and helps distinguish FINRA Dispute Resolution Services from FINRA Enforcement for our external stakeholders, lawmakers and the media. [read post]
20 Mar 2012, 6:23 am
The Financial Industry Regulatory Authority (FINRA) has fined Citi International Financial Services, LLC ("Citi"), a subsidiary of Citigroup, Inc., $600,000 and ordered it to pay $648,000 in restitution for excessive markups and markdowns charged to customers on bond transactions. [read post]
18 May 2016, 1:11 pm
” The white paper recognizes that many innovations in financial services, such as those related to mobile wallets, distributed ledger technology, and marketplace lending, are taking place outside of the banking industry, often in lightly-regulated FinTech companies. [read post]
10 Oct 2019, 5:42 am
At this meeting, the FPC judged that: the core of the UK financial system is resilient to and prepared for the wide range of risks it could face, including a worst-case disorderly Brexit; the FPC is maintaining the UK countercyclical capital buffer rate at 1%; most risks to UK financial stability that could arise from disruption to cross-border financial services in a no-deal Brexit have been mitigated; the core of the UK banking system remains resilient to severe… [read post]
8 Oct 2019, 8:00 am
Countrywide Pre-Paid Legal Services offers a benefit to assist these beleaguered workers. [read post]
20 Jul 2021, 3:47 am
Is there any way I can get financial help? [read post]
11 Jul 2019, 8:00 am
What is important to remember is that the Countrywide services will be there for the person as he or she reconstructs a better financial situation. [read post]
24 Oct 2012, 10:16 am
This is why it is a good idea to engage the services of a good retirement planning attorney when you get serious about long-term financial planning. [read post]
17 May 2012, 9:00 am
Banks and financial institutions - On May 8, 2012, the Knesset (Israel's parliament) passed an amendment to the Banking (Service to Customers) Law 5741-1981. [read post]
11 Apr 2011, 6:53 am
So let's love this bit of financial engineering beloved by finance professors a little cautiously.] [read post]
13 Sep 2019, 6:42 am
The states also assert that they may incur "a greater financial burden" if they must assist retirees who have reduced financial means. [read post]
19 Sep 2014, 8:36 am
Yet, there are a number of patents we noticed which were recently issued to these financial corporations involving software technologies for financial services. [read post]
4 Apr 2025, 9:37 am
The forthcoming House Financial Services Subcommittee hearing on National Security, Illicit Finance, and International Financial Institutions will likely examine modernization of financial crime reporting thresholds, reflecting legislative efforts to align with industry requirements for refined detection methodologies. [read post]
30 Apr 2010, 9:30 am
“Washington, D.C. has determined that Washington, D.C. should manage the financial services industry. [read post]
26 May 2015, 11:32 am
In 2007, LPL Financial Holdings, Inc., LPL’s parent company, expanded LPL’s broker-dealer business by acquiring other financial services firms and recruiting registered representatives from other broker-dealers. [read post]
27 May 2012, 11:00 am
Department of Treasury, the Federal Housing Finance Agency, the HOPE NOW Alliance, Fannie Mae and Freddie Mac - and Ocwen Financial Corporation. [read post]
1 Jul 2009, 6:45 am
It is critical that investments suit the invidual investment needs of the investor, taking into account their age, financial status, and financial goals. [read post]
1 May 2012, 2:09 pm
The Commissioner accepted that the complainant was unlikely to have closely read the correspondence as the letter sent by the financial institution was about a service that the complainant was not interested in receiving from that organisation. [read post]
25 Feb 2009, 7:08 am
Electronic Related Financial Notes From Week Of February 23, 2009 Huron Stock Plunges on Q4 earnings Miss, Poor 2009 Outlook - [tinyurl.com] Sommer pointed to Huron's litigation support service, V3locity, as another potential bright spot because it offers document review services at a discounted, flat rate and could appeal to companies looking for ways to save money. [read post]
