Posts tagged with: "financial+services"
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29 Sep 2021, 5:26 am
FINRA has barred former MML Investors Services, LLC broker Robert Joseph Boyer III from the securities industry. [read post]
31 Aug 2021, 10:06 am
has been nominated to lead the New York State Department of Financial Services as its next Superintendent. [read post]
31 Aug 2021, 10:06 am
has been nominated to lead the New York State Department of Financial Services as its next Superintendent. [read post]
17 Jul 2014, 12:02 pm
The recent decision follows a May 2013 ruling from the Federal Communications Commission in In re Dish Network, LLC, that applied an expanded view of liability for a […]The Consumer Financial Services Blog - Providing the latest in FDCPA, TCPA, FCRA and other consumer financial services laws [read post]
24 Nov 2020, 8:00 am
Countrywide Pre-Paid Legal Services knows the risks that financial panic creates. [read post]
18 Jan 2018, 7:47 am
Any successor to that regime could contain the same substance, but would need a different overarching architecture, which could be captured in the financial services chapter of a free trade agreement. [read post]
2 Jun 2018, 12:22 am
That said, healthcare and medical services are generally expensive and often do put a drain on people’s finances, especially in the worst situations involving hospital stays and major surgeries. [read post]
8 Jun 2015, 8:13 am
Stifel is a financial services holding company with its headquarters located in St. [read post]
2 Mar 2021, 5:51 pm
The authors have found the consent requirement to be incompatible with the functions and purposes of the FCIS, with data subjects having no real choice, as consent is linked to obtaining the financial service in questions. [read post]
30 Jan 2019, 4:09 am
You can track the financial services Brexit EU Exit statutory instruments (as well as gain access to our Brexit resources) on our Brexit Pathfinder hub. [read post]
4 Apr 2014, 11:22 am
In Unlawfully Present Aliens, Higher Education, In-State Tuition, and Financial Aid: Legal Analysis, Kate M. [read post]
12 May 2011, 9:14 am
This guy is talking his book–he sells financial consulting services and software–but from my experience with small businesses, these are real problems that people need to think about–especially restauranteurs, who tend to be in love with food, not accounting. [read post]
11 Jun 2015, 8:27 pm
A guest post be @matthew1hunter and @danieljung88 This week the Korean financial services regulator announced regulatory changes that will make it easier for financial services institutions (FSIs) in Korea to use cloud computing services. [read post]
22 May 2012, 1:19 pm
” For more information and registration details see: National Centre for Business Law ____________________ For more information about our regulatory law services contact: contact [read post]
31 Jul 2020, 11:03 am
Now banks can offer more cryptocurrency-based financial services with more certainty, although many questions will likely be answered through greater participation. [read post]
16 Dec 2008, 11:21 pm
Section 127 of the Bill provides: An auditor appointed under this Act shall provide the company only such other services as are approved by the Board of Directors or the audit committee, as the case may be, but which shall not include any of the following services, namely:-(a) accounting or book-keeping services;(b) internal audit;(c) design and implementation of any financial information system;(d) actuarial services;(e) investment advisory… [read post]
23 Jan 2018, 3:13 am
The FCA has published Consultation Paper 18/3: Consultation on SME access to the Financial Ombudsman Service and Feedback to DP15/7: SMEs as users of financial services (CP18/3). [read post]
21 Sep 2020, 11:02 am
Earlier this month, the California legislature passed three bills that will significantly impact consumer financial service providers in the state. [read post]
4 Feb 2020, 11:12 am
By Richard Perr, Co-Managing Partner – Philadelphia Office and Chair of the KDV Consumer Financial Services Practice Group, Monica Littman, Graeme Hogan, and Matthew Selmasska attorneys. [read post]
19 Apr 2018, 11:43 am
When most brokers evaluate whether a product or strategy is suitable for their client, they weigh much the same information as a fiduciary advisor, including the cost of the product and a client’s risk tolerance and investment objectives, among other factors, according to Brendan McGarry, a financial-services attorney with the firm Kaufman Dolowich & Voluck. [read post]
