Posts tagged with: "financial+services"
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15 Oct 2021, 7:40 am
By the way, the Free Law Project operates on a small budget that is supported by a mix of services, donations, and sponsorships. [read post]
13 Feb 2018, 2:32 pm
These damages involve actions over a three-year period from 2009 to 2012, and involve investments in banking and financial services. [read post]
16 Apr 2018, 3:06 am
On average, more than half of all respondents offer some form of financial planning and counseling service, which could increase another 10% by 2021. [read post]
16 Apr 2018, 3:06 am
On average, more than half of all respondents offer some form of financial planning and counseling service, which could increase another 10% by 2021. [read post]
23 Jan 2013, 4:49 am
The servicing rules will take effect on January 10, 2014. [read post]
14 Oct 2010, 1:59 pm
A number of studies suggest that this leads to the under-taxation of financial services. [read post]
6 Mar 2012, 6:21 am
The Recommendation Statement also discloses that Goldman has performed certain services to Micromet in the past and received compensation for those services. [read post]
13 Mar 2008, 3:10 pm
He gave a "client" advice about stocks, bonds, a real estate loan, and placed money into accounts under the name Gruber Financial Services Inc. [read post]
5 Oct 2015, 8:00 am
In fact, the mortgage and financial services arena accounted for the majority of funds recovered pursuant to the FCA in 2014. [read post]
10 Oct 2017, 1:47 pm
This financial wellness tool includes additional counseling and other services. [read post]
11 Apr 2012, 11:53 am
A person must not provide a financial service in relation to carbon units, Australian carbon credit units, or eligible international emissions units unless the person holds a licence authorising the person to provide the financial service or is registered to provide the financial service. [read post]
28 Jun 2012, 11:41 am
Supreme Court in First American Financial v. [read post]
16 May 2011, 9:48 pm
UBS Financial Services Inc. has consented to a $160 million settlement over charges that it took part in anticompetitive practices in the municipal bond market. [read post]
1 Nov 2022, 3:09 pm
Prasad(Financial Services Transactions) ... [read post]
9 Oct 2015, 5:00 am
Carolyn M Evans, University of New South Wales (UNSW) Faculty of Law; ThinkEvans Pty Ltd, Deborah Healey, University of New South Wales (UNSW) - Faculty of Law, Marina Nehme, UNSW Australia, Rob Nicholls, Centre for International Finance and Regulation (CIFR);... [read post]
4 Nov 2022, 1:25 am
While the FCA found that most firms informed customers of sources of debt advice and guidance through their written and/or online communications, it found most missed opportunities to highlight the benefit of these services in telephone conversations. [read post]
28 Jun 2010, 1:23 pm
Section 1877 of the Act or the physician self-referral law (Stark) prohibits a physician from making referrals for certain "designated health services" (DHS) payable by Medicare to an entity with which he or she has a financial relationship, unless an exception applies. [read post]
13 Mar 2024, 2:43 am
Background Due to increased levels of Authorised Push Payment (APP) fraud in recent years, the Government legislated in the Financial Services and Markets Act 2023 (FSMA 2023) to require the Payment Systems Regulator (PSR) to introduce a mandatory reimbursement requirement in relation to payment orders executed over the Faster Payment System and which were executed subsequent to fraud or dishonesty (including APP fraud). [read post]
9 Apr 2024, 6:53 pm
The exchange rate has bounced around a lot – now I’m not an authorised person under a financial services licence but I can comment about what I see with the exchange rate. [read post]
9 Apr 2024, 6:53 pm
The exchange rate has bounced around a lot – now I’m not an authorised person under a financial services licence but I can comment about what I see with the exchange rate. [read post]
