Posts tagged with: "financial+services"
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18 Dec 2022, 4:01 pm
On 24 November 2022, following an application from an insurer and further consultation with industry, consumers and government stakeholders, ASIC introduced the ASIC Corporations (Financial Services Guides) Instrument 2022/910 (Instrument) to provide relief to certain Authorised Representatives of Australian financial services licensees (ARs) from complying with the requirement to provide a Financial Services Guide. [read post]
7 Aug 2014, 8:14 am
He states that of those 13, the CFPB could “easily find only four contracts on the partner websites, but three of those four contracts did not contain important information, such as how much they pay schools to gain access to students in order to market and sell them financial products and services. [read post]
5 Feb 2010, 6:05 am
And as Secretary Geithner recently acknowledged, “the Bankruptcy Code is not an effective tool for resolving the failure of a global financial services firm in times of severe economic stress. [read post]
7 Dec 2016, 1:02 am
Posted by Dan Ryan, PricewaterhouseCoopers LLP, on Wednesday, December 7, 2016 Editor's Note: Dan Ryan is Leader of the Financial Services Advisory Practice at PricewaterhouseCoopers LLP. [read post]
16 Jan 2022, 5:31 am
We partner with enterprise vendors to mitigate distributed denial-of-service (DDoS) attacks. [read post]
20 Jul 2022, 2:00 am
Nirvesh Financial Services is a Category I financial services provider, authorised to provide advisory and intermediary services in respect of derivative instruments, in terms of the Financial Advisory and Intermediary Services Act, 2002 (FAIS). [read post]
24 Mar 2017, 9:32 am
It seeks input in terms of stakeholders’ perspectives on new technologies’ impact on the European financial services sector, both from the perspective of providers of financial services and consumers. [read post]
30 Jul 2013, 8:39 am
(Letter) CLASS and Financial Management Services Agencies: DADS reminded providers that the adopted rules that include limits on the amount of certain services an individual may receive and a process for DADS to grant an exception to those limits expire on August 31, 2013. [read post]
30 Apr 2019, 5:00 am
Maller Wealth Advisors, a full-service financial planning and investment management company, named Brian Zabora director of financial planning and investment management. [read post]
6 Mar 2023, 8:26 am
On March 9, 2023, the House Financial Services Committee’s Subcommittee on Financial Institutions and Monetary Policy will hold a hearing entitled “Consumer Financial Protection Bureau: Ripe for Reform. [read post]
8 Jul 2024, 6:51 am
The Financial Institutions and Monetary Policy Subcommittee of the House Financial Services Committee will hold a field hearing in Lexington KY on this coming Friday, July 12 at 10 am, ET to discuss “Financial Institution-Fintech Partnerships: Leveraging Third-Party Relationships to Increase Access to Financial Services. [read post]
Chambers Litigation Support 2019: An Independent Assessment of Litigation Support Services Providers
9 Aug 2019, 4:49 pm
A premier guide to core services in the litigation sector, target audiences for the guide include: Litigators Corporate GCs Public Relations Professionals Financial Analysts These audiences require an independent and objective assessment of leading providers to inform their decisions for the purchase of litigation support services. [read post]
8 Aug 2017, 11:11 am
(Spoiler Alert: The indemnity for RDC has significant implications for financial institutions that offer RDC services.) [read post]
8 Aug 2017, 11:11 am
(Spoiler Alert: The indemnity for RDC has significant implications for financial institutions that offer RDC services.) [read post]
1 Feb 2024, 9:08 am
First, fine art serves as excellent collateral for loan servicing. [read post]
16 Aug 2010, 11:12 am
Prosecutors had charged Skilling with manipulating Enron's financial results and misleading investors about them. [read post]
3 Oct 2010, 5:00 am
Consider the range of disclosures that financial institutions must make on the financial risk in their portfolios. [read post]
14 Mar 2010, 7:43 pm
Under recent amendments, the provision of traditional services by trustee companies will be regulated as a financial service under the Corporations Act and will be brought under the supervision of ASIC. [read post]
29 Apr 2021, 7:26 am
However, an exception arises if the Department of Financial Services (DFS) gives prior approval. [read post]
21 May 2015, 6:22 am
The CFPB made a presentation to the negotiated rulemaking committee in which it provided its views on financial products marketed to students. [read post]
