Posts tagged with: "financial+services"
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27 Jul 2009, 2:31 am
On 22 July 2009 three HSBC companies: HSBC Life UK Ltd; HSBC Actuaries and Consultants Ltd; and HSBC Insurance Brokers Ltd, were fined £1.6m, £875,000, and £700,000 respectively by the UK Financial Services Authority (FSA). [read post]
26 Oct 2011, 5:38 pm
Legislation removing the general solicitation prohibition in SEC Rule 506 under Regulation D and allowing small businesses to attract capital from accredited investors nationwide and globally has been approved by the full Financial Services Committee and sent to the House floor. [read post]
23 Jun 2009, 6:35 am
FBL Financial Services, Inc. [read post]
18 May 2012, 11:13 am
We all do--but not the financial services industry, the bankers who sunk [sic] our economy. [read post]
14 Apr 2023, 9:49 am
The federal agency responsible for consumer protection in the financial sector is hiring an Associate Ombudsman. [read post]
5 Aug 2020, 4:22 pm
This assistance is targeted to consumers, businesses, and the financial services sector. [read post]
30 Jul 2009, 12:28 pm
" Quarterly financial reports are available at the link for Form 10Q reports on the USPS financials page. [read post]
19 Oct 2023, 9:53 pm
Subscription Services Subscription services are low-hanging fruit. [read post]
15 Dec 2016, 3:26 pm
Since the 2008 financial crisis, private equity firms, the “corporate raiders” of an earlier era, have increasingly taken over a wide array of civic and financial services that are central to American life. [read post]
19 Jul 2010, 1:56 am
Speakers at the ALI-ABA’s annual conference on insurance and financial services regulation in Chicago offered extensive commentary on changes in enforcement strategies for insurance and securities fraud, in light of recent overhauls to the regulatory scheme. [read post]
15 Jul 2024, 6:45 pm
My dear friend Charles Elson has a great op-ed in the Financial Times on SB 313. [read post]
24 Nov 2020, 9:10 am
Extreme weather events could disrupt firms’ operations, and affect other firms (financial and non-financial) to whom they provide financial services. [read post]
8 Oct 2020, 1:50 pm
Policy on the Art Market: Recommendations for Combating Financial Crimes. [read post]
8 Oct 2020, 1:50 pm
Policy on the Art Market: Recommendations for Combating Financial Crimes. [read post]
11 May 2020, 2:43 am
COVID 19 – LIBOR update Over the coming weeks, partners and members of our financial services team will be sharing with clients and contacts a series of video diaries setting out their views on the latest developments in respect of COVID 19 impacts in the various areas of financial services. [read post]
15 Feb 2012, 12:37 pm
Margaret Cole, the current managing director of enforcement and financial crime at Britain's Financial Services Authority, will leave the organization at the end of March, [read post]
15 Jun 2011, 7:11 am
In one of the largest dollar awards to date in a Lehman note case against UBS Financial Services Inc., a Financial Industry Regulatory Authority (FINRA) arbitration panel [read post]
17 Nov 2011, 3:38 pm
Billionaire Richard Branson's financial services company will acquire Northern Rock, which was seized by the British government amid the financial crisis in 2008. [read post]
28 May 2019, 1:58 pm
His previous employers include Financial Telesis Inc (CRD#: 31012) and Financial West Group (CRD#: 16668), both of Westlake Village, CA, and Sentra Securities Corporation (CRD#: 10249) of Phoenix, AZ. [read post]
22 Jun 2009, 2:31 pm
The era when financial regulation was purely a matter for domestic politics is over. [read post]
