Posts tagged with: "financial+services"
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3 Nov 2008, 3:37 am
IHT: "As the financial crisis deepened and his employer teetered on the brink of collapse, Gautam Bose, a senior vice... [read post]
25 Oct 2021, 6:21 am
” (Section 1033 requires consumer financial services providers to give consumers access to certain financial information and is the subject of an Advance Notice of Proposed Rulemaking issued by the Bureau in October 2020.) [read post]
15 Jun 2022, 3:59 pm
As many individuals may not have access to technologies used for audio-video telehealth due to factors including financial limitations, disabilities, or limited English proficiency, audio-only telehealth is a good alternative that can still address these individuals’ needs. [read post]
8 Sep 2022, 8:37 am
Our discussion examines the FTC’s Advanced Notice of Proposed Rulemaking relating to what it describes as “commercial surveillance” and the CFPB’s circular confirming that covered persons and service providers may violate the Consumer Financial Protection Act’s prohibition against unfair acts or practices when they fail to adequately safeguard consumer information. [read post]
2 Jul 2019, 12:51 pm
Summit to pay Restitution to Customers for Excessive Trades According to a press announcement on Tuesday, the Financial Industry Regulatory Authority (FINRA) announced that it has sanctioned Summit Brokerage Services, Inc. for supervisory failures. [read post]
16 Feb 2013, 1:29 pm
The study group is especially interested in any evidence that the requirement to post financial information on-line might cause officials to leave government or to leave or turn down SES service to avoid the disclosure requirements. [read post]
29 Aug 2023, 7:58 am
The Securities and Exchange Commission today announced charges against Archipelago Trading Services Inc. [read post]
2 Jul 2024, 4:57 am
The press release notes that within the financial sectors, digital payment token (DPT) services providers (or virtual assets service providers) are a higher risk sector of note. [read post]
21 Nov 2016, 7:25 am
The Kansas City bankruptcy attorneys at The Sader Law Firm are dedicated to helping people find solutions for life’s most difficult financial problems, including overwhelming medical debt. [read post]
14 Nov 2011, 7:10 am
Bluegreen will continue to provide the same high levels of service, attention, and quality that have helped drive our growth and evolution to date. [read post]
20 Jul 2010, 2:11 am
Commenting on regulations may not be recognized as scholarship or service, and it requires a lot of time and expertise. [read post]
19 Nov 2019, 7:12 am
Financial Advisor Fraud Attorneys Continue Reading › The post Shepherd Smith Edwards & Kantas Investigates Cetera Investment Services and Mengxuan Zhang appeared first on Investor Lawyers Blog. [read post]
7 Mar 2011, 5:50 am
CHANGE: Moody’s: More Colleges Will Declare Fiscal Exigency: “Moody’s Investors Service is today releasing a report predicting that the coming years will see more public colleges declare ‘financial exigency,’ a condition of such dire financial danger that faculty groups acknowledge it may justify steps as severe as layoffs of tenured faculty members. [read post]
30 Dec 2016, 2:00 pm
From the ABA Journal online: Law firm partners are reaping “soaring” profits amid flat demand for law firm services, creating “an unsustainable model” for law firms, according to the co-founder of a company that developed... [read post]
17 Mar 2023, 10:44 am
Announces Second Quarter 2022 Financial Results Strong Growth? [read post]
30 Jun 2022, 4:38 am
On 28 June 2022, the Financial Ombudsman Service (FOS) published a new webpage, ‘Pre-paid funeral plan providers – an introduction to the Financial Ombudsman Service’. [read post]
28 Dec 2020, 8:11 am
It is important to note that similar statutory and regulatory requirements exist at the state level and at the federal level outside of the financial services industry. [read post]
2 Dec 2022, 2:33 am
Applying the minimum high standards the FCA expect of all FCA regulated financial services firms to new firms undertaking this new activity. [read post]
15 Jul 2016, 9:10 am
Yet, while BART’s financial situation has improved, 15 minute evening and Sunday service was never restored. [read post]
12 Jul 2020, 9:39 pm
Black Diamond Financial LLC purchased the lot from the lender at a discounted price due to the lack of water service. [read post]
