Posts tagged with: "financial+services"
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10 Mar 2015, 12:47 pm
Hirsh Distinguished Service Award The Kenneth J. [read post]
16 Mar 2018, 2:35 pm
Requirements for Educational Institutions: Institutions of higher education are required to send borrower notices regarding financial aid. [read post]
30 Nov 2015, 7:50 am
The services offered vary but you might be able to get rent and utility assistance, food vouchers or even discounts on medical care. [read post]
3 Aug 2022, 3:02 am
The prohibition The Regulations amongst other things, prohibit the direct or indirect provision of the following services to any “person connected with Russia”: “Accounting services”, which comprise: Accounting review services, which are services involving the review by a person of annual and interim financial statements and other accounting information, but excluding auditing services; compilation of financial… [read post]
6 Sep 2018, 8:07 am
Risks noted include automated algorithms being manipulated maliciously, and legal disputes being facilitated by the unclear allocation of liability; barriers preventing the development of automation in financial services include the lack of digital (financial) literacy of some consumers, and the complexity of the applicable regulation governing the field (MiFID II / MiFIR, GDPR etc.); and typically, automated services are being offered, through partnerships, by… [read post]
29 Jul 2010, 7:10 am
In fact, many elder service professionals report that cases of financial abuse are much more frequent than direct neglect and abuse. [read post]
22 Dec 2011, 9:00 am
Note that a certificate of service is filed with the court, but normally the parties will not file the financial declaration and attachments with the court until the documents are needed. [read post]
13 Nov 2024, 12:35 pm
Key areas of expertise include leadership development, operational efficiency, and financial stability. [read post]
23 Aug 2021, 4:26 pm
This is particularly important in the context of the operation of financial markets. [read post]
GAO Releases Transcript of Testimony Regarding Report on Buildup of Leverage Before Financial Crisis
12 May 2010, 12:35 pm
On May 6, 2010, the Government Accountability Office released the testimony of Orice Williams Brown, Director Financial Markets and Community Investment, before the House of Representatives Subcommittee on Oversight and Investigations, Committee on Financial Services. [read post]
10 Sep 2009, 5:04 am
"http://news.bbc.co.uk/1/hi/scotland/glasgow_and_west/8247114.stmSIC Decision 104/2009 UNISON Scotland and the Scottish Prison Service here. [read post]
14 Jan 2025, 9:01 pm
The Gramm-Leach-Bliley Act of 1999 removed restrictions across the financial sector. [read post]
28 Oct 2011, 5:52 am
LPL Financial LLC expects to lose 100 bank brokers this quarter due to the continuing integration of Uvest Financial Services Group Inc., its broker-dealer that specializes in serving financial advisers that work with financial institutions. [read post]
10 Sep 2013, 5:41 am
Does Facebook offer financial or other incentives to online providers to choose Facebook as the gateway to their services? [read post]
15 Jul 2010, 9:53 am
"Just as important, it will provide valuable information about persons who have left the securities industry, often not of their own accord, who have established themselves in other segments of the financial services industry and can still cause great harm to the investing public. [read post]
4 May 2015, 8:11 am
The post Aronberg & Aronberg Receives Award for Excellence in Legal Services! [read post]
16 Feb 2010, 1:34 am
If you need help with filing your annual financials, please contact Mallon P.C. for further information on our commodities and futures compliance services. **** Other related NFA compliance articles include: CFTC Provides Annual Guidance to CPOs CFTC Amends CPO Reporting Requirements CTA Regulatory and Compliance Discussion CTA and CPO Registration and Compliance Guide Series 3 Exam Bart Mallon, Esq. runs the Hedge Fund Law Blog and provides hedge fund information and… [read post]
27 May 2024, 2:50 am
Our client, Paula Sparkman, brought a class action against Comerica Bank and Conduent Business Services, LLC, alleging that the defendants wrongfully deny fraud claims made by consumers who receive child support payments on prepaid debit cards. [read post]
12 May 2013, 8:13 pm
Chairman Emeritus of the House Financial Services Spencer Bachus (R-AL) is very concerned with regulatory arbitrage in the implementation of financial services legislation globally, which is to say that he is concerned that the SEC and CFTC regulations implementing the Dodd-Frank Act will not be equivalent with regulations implementing various pieces of E.U. financial reform regulation, which ultimately is to say he fears that U.s. financial… [read post]
25 Nov 2014, 6:41 am
Last month, the CFPB released the fifth edition of its Supervisory Highlights report describing findings from recent examinations of consumer financial products and services providers. [read post]
