Posts tagged with: "financial+services"
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23 Jul 2020, 9:09 am
The guidance highlights the OCC’s recognition that financial markets are becoming increasingly digitized and that banks need to leverage new technology and find innovative ways to serve their customers’ needs. [read post]
12 Aug 2011, 5:56 am
AUSTERITY: Postal Service proposes cutting 120,000 jobs, pulling out of health-care plan. “The financially strapped U.S. [read post]
12 Aug 2020, 9:03 am
Continue Reading › The post Concorde Investment Services Broker William Morrow Accused by Over A Dozen Investors of Stockbroker Fraud appeared first on Investor Lawyers Blog. [read post]
26 Jul 2019, 9:59 am
The common denominator in these financial crimes is the victims’ economic losses. [read post]
1 Mar 2012, 12:42 pm
The Parliamentary Joint Committee on Corporations and Financial Services has published its Report on its review of the Corporations Amendment (Future of Financial Advice) Bill 2011 and Corporations Amendment (Further Future of Financial Advice Measures) Bill 2011. [read post]
7 Apr 2024, 9:01 pm
The United Kingdom and Japan, both of which have large financial services industries, have indicated they are likely to adopt the ISSB standards as mandatory requirements. [read post]
3 May 2021, 2:20 am
The Standard defines “financial data” broadly to include various types of data that are collected or generated by financial institutions when conducting their daily operations to provide financial services. [read post]
12 Oct 2016, 9:49 am
According to the Complaint, Weatherford issued false financial statements between 2007-2012 inflating earnings by more than $900 million. [read post]
17 Mar 2017, 12:14 pm
Or manage that person’s financial assets? [read post]
11 Apr 2017, 3:27 am
The Board affirmed a refusal to register the mark shown below left [INVESTMENTS disclaimed], for various financial and brokerage services, finding the mark likely to cause confusion with the registered mark shown below left, for overlapping financial services. [read post]
1 Jun 2023, 8:30 am
Introduction Crypto-asset service providers (CASPs), as well as other credit and financial institutions, are exposed to ML/TF risks. [read post]
7 Nov 2023, 9:01 pm
For example, when providing services to banks or other regulated financial institutions, non-bank financial institutions may be subject to certain data breach notification requirements imposed on bank service providers by banking regulators that incorporate different standards as to when notification is required. [read post]
29 Nov 2011, 7:29 am
Maloney has chaired the Joint Economic Committee as well as the House Financial Services Subcommittee on Financial Institutions and Consumer Credit. [read post]
1 May 2024, 6:47 am
The affected individuals were offered 2 years of complimentary credit monitoring services. [read post]
17 Feb 2010, 11:23 am
FINRA, Financial Industry Regulatory Authority announced that it was fining H&R Block Financial Advisors, Inc. [read post]
17 Feb 2010, 11:23 am
FINRA, Financial Industry Regulatory Authority announced that it was fining H&R Block Financial Advisors, Inc. [read post]
14 Jul 2010, 5:01 pm
House of Representatives passes the Wall Street Reform and Consumer Protection Act (HR 4173) to restructure the financial services regulatory system.May 20, 2010: The U.S. [read post]
28 Jun 2022, 9:05 pm
Congressional Research Service Sterngold, B.J., 2015. [read post]
23 Jan 2011, 10:18 am
Treasury officials stated that the Bureau of the Public Debt’s Administrative Resource Center (ARC) will provide the Bureau with financial management services to ensure that financial systems and processes comply with federal laws and regulations. [read post]
23 Dec 2010, 8:22 am
A single financial holding company may hold multiple such firms. . . . [read post]
