Posts tagged with: "financial+services"
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24 Sep 2021, 3:35 am
"Moreover, as to conceptual strength, the use of ASCENT by different financial service providers "indicates that ASCENT in this context suggests increasing, raising, or advancing one’s financial goals. [read post]
4 Feb 2011, 1:46 am
But its investment, intervention, and influence also represented a new way to oversee and otherwise regulate key business enterprises in the financial services and automotive sectors. [read post]
30 Jan 2007, 5:32 am
In this nonreliance 8-K, game maker Activision took its financial information from 1992 to 2006 out of service. [read post]
14 Nov 2012, 9:36 pm
Local Government Financial Services Pty Ltd, the court found that Standard & Poors (S&P) was liable to several local councils in Australia for a AAA rating provided in connection with their investment in complex financial instruments known as constant proportion debt obligations (CPDOs). [read post]
5 Sep 2024, 7:07 am
On 20 August 2024, the Financial Services Regulatory Authority (the FSRA), the financial services regulator in the Abu Dhabi Global Market, published Consultation Paper No. 7 of 2024 (CP7) on a proposed regulatory framework for the issuance of stablecoins that are backed by a fiat currency, or what CP7 refers to as “Fiat-Referenced Tokens”. [read post]
10 Oct 2009, 7:08 pm
If you are settlement consultant or plaintiff lawyer and the structure is being placed with New York Life or Met Life, are you thinking top shelf financial quality and service BY NEW YORK LIFE or METLIFE, or some entity like Structured Asset Funding that is a pimple in size by comparison? [read post]
15 Jul 2011, 9:55 am
Army, Navy, Air Force, Marines and Coast Guard to “provide stronger protections for service members and their families in connection with consumer financial products and services. [read post]
26 Jun 2020, 6:01 am
House Committee on Financial Services. [read post]
2 Dec 2021, 10:18 am
A Notification Incident is a computer security event that results in actual harm to the confidentiality, integrity, or availability of information or an information system, when that occurrence has—or is reasonably likely to—materially disrupt or degrade: a banking organization’s ability to carry out banking operations or deliver banking products and services to a material portion of its customer base; business line(s), that upon failure would result in a… [read post]
12 Apr 2016, 3:43 am
This is a hot topic, as noted in my blog last week entitled “Non-GAAP Financial Measures: Will the SEC Curb Their Use? [read post]
12 Apr 2016, 3:43 am
This is a hot topic, as noted in my blog last week entitled “Non-GAAP Financial Measures: Will the SEC Curb Their Use? [read post]
13 Jan 2010, 10:18 am
Investors should carefully consider what services and standards of conduct they should expect in choosing an adviser. [read post]
21 Jan 2016, 11:37 am
All lawyers, be it in the practice area of estates, securities, or virtually any other discipline often have to make a capacity determination, while contracting services and sometimes along the way. [read post]
17 Jul 2023, 8:35 am
On 17 July 2023, the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) published an update on the Regulatory Initiatives Grid (the Grid) following Royal Assent of the Financial Services and Markets Act 2023 (the Act), given its significance for the financial services regulatory landscape. [read post]
6 Sep 2016, 12:58 pm
Countrywide Pre-Paid Legal Services respects the importance of educating people. [read post]
6 Sep 2016, 12:58 pm
Countrywide Pre-Paid Legal Services respects the importance of educating people. [read post]
7 Nov 2017, 3:21 am
The German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) has published guidance regarding supervisory requirements on IT-infrastructure (Bankaufsichtliche Anforderungen an die IT (BAIT)). [read post]
22 May 2008, 12:50 pm
As Portfolio.com reports, the action was brought on behalf of female financial advisers who had worked in Smith Barney retail brokerage branches. [read post]
15 Jul 2022, 7:01 am
Court of Appeals for the Second Circuit that had upheld similar subpoenas issued by the House Financial Services and Intelligence committees for Trump-related financial documents held by Deutsche Bank and Capital One. [read post]
6 Jul 2018, 7:16 am
The purpose of the Discussion Paper is to stimulate debate about the expectations the regulators and the wider public might have of the operational resilience of UK financial services institutions. [read post]
