Posts tagged with: "financial+services"
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15 Apr 2009, 1:24 am
“The City watchdog has banned a record number of firms that sell mortgages, pensions, investments and insurance. [read post]
26 Sep 2016, 6:57 am
Elite City firm sees rare partner exit as David Berman becomes Quinn's fifth lateral hire in London this year [read post]
20 Sep 2024, 5:41 am
Real property law — Foreclosure — Declaratory judgment Valedia Gross, appellant, filed a complaint for declaratory judgment in the Circuit Court for Baltimore City wherein she sought to invalidate the Deed of Trust that had encumbered her real property prior to it being sold at a foreclosure auction. [read post]
1 May 2020, 8:45 pm
COVID 19 – Insights from the first month of lockdown Over the coming weeks, partners and members of our financial services team will be sharing with clients and contacts a series of video diaries setting out their views on the latest developments in respect of COVID 19 impacts in the various areas of financial services. [read post]
30 Apr 2020, 8:45 pm
COVID 19 and implications for Brexit Over the coming weeks, partners and members of our financial services team will be sharing with clients and contacts a series of video diaries setting out their views on the latest developments in respect of COVID 19 impacts in the various areas of financial services. [read post]
5 Sep 2024, 7:07 am
On 20 August 2024, the Financial Services Regulatory Authority (the FSRA), the financial services regulator in the Abu Dhabi Global Market, published Consultation Paper No. 7 of 2024 (CP7) on a proposed regulatory framework for the issuance of stablecoins that are backed by a fiat currency, or what CP7 refers to as “Fiat-Referenced Tokens”. [read post]
15 Jul 2011, 9:55 am
Army, Navy, Air Force, Marines and Coast Guard to “provide stronger protections for service members and their families in connection with consumer financial products and services. [read post]
4 Feb 2011, 1:46 am
But its investment, intervention, and influence also represented a new way to oversee and otherwise regulate key business enterprises in the financial services and automotive sectors. [read post]
30 Jan 2007, 5:32 am
In this nonreliance 8-K, game maker Activision took its financial information from 1992 to 2006 out of service. [read post]
14 Nov 2012, 9:36 pm
Local Government Financial Services Pty Ltd, the court found that Standard & Poors (S&P) was liable to several local councils in Australia for a AAA rating provided in connection with their investment in complex financial instruments known as constant proportion debt obligations (CPDOs). [read post]
17 Jul 2023, 8:35 am
On 17 July 2023, the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) published an update on the Regulatory Initiatives Grid (the Grid) following Royal Assent of the Financial Services and Markets Act 2023 (the Act), given its significance for the financial services regulatory landscape. [read post]
10 Oct 2009, 7:08 pm
If you are settlement consultant or plaintiff lawyer and the structure is being placed with New York Life or Met Life, are you thinking top shelf financial quality and service BY NEW YORK LIFE or METLIFE, or some entity like Structured Asset Funding that is a pimple in size by comparison? [read post]
13 Jan 2010, 10:18 am
Investors should carefully consider what services and standards of conduct they should expect in choosing an adviser. [read post]
2 Dec 2021, 10:18 am
A Notification Incident is a computer security event that results in actual harm to the confidentiality, integrity, or availability of information or an information system, when that occurrence has—or is reasonably likely to—materially disrupt or degrade: a banking organization’s ability to carry out banking operations or deliver banking products and services to a material portion of its customer base; business line(s), that upon failure would result in a… [read post]
12 Apr 2016, 3:43 am
This is a hot topic, as noted in my blog last week entitled “Non-GAAP Financial Measures: Will the SEC Curb Their Use? [read post]
12 Apr 2016, 3:43 am
This is a hot topic, as noted in my blog last week entitled “Non-GAAP Financial Measures: Will the SEC Curb Their Use? [read post]
6 Sep 2016, 12:58 pm
Countrywide Pre-Paid Legal Services respects the importance of educating people. [read post]
6 Sep 2016, 12:58 pm
Countrywide Pre-Paid Legal Services respects the importance of educating people. [read post]
21 Jan 2016, 11:37 am
All lawyers, be it in the practice area of estates, securities, or virtually any other discipline often have to make a capacity determination, while contracting services and sometimes along the way. [read post]
6 Jul 2018, 7:16 am
The purpose of the Discussion Paper is to stimulate debate about the expectations the regulators and the wider public might have of the operational resilience of UK financial services institutions. [read post]
