Posts tagged with: "financial+services"
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4 Nov 2022, 1:25 am
While the FCA found that most firms informed customers of sources of debt advice and guidance through their written and/or online communications, it found most missed opportunities to highlight the benefit of these services in telephone conversations. [read post]
3 Apr 2014, 2:41 pm
The patent covers a system (and a method) for reducing “settlement risk” in financial transactions. [read post]
28 Jun 2010, 1:23 pm
Section 1877 of the Act or the physician self-referral law (Stark) prohibits a physician from making referrals for certain "designated health services" (DHS) payable by Medicare to an entity with which he or she has a financial relationship, unless an exception applies. [read post]
14 Mar 2025, 6:05 am
If I find $8,000 you didn’t already know about, you’ve more or less broken even on my services. [read post]
5 Oct 2015, 8:00 am
In fact, the mortgage and financial services arena accounted for the majority of funds recovered pursuant to the FCA in 2014. [read post]
30 Apr 2014, 3:33 pm
COMMERCIAL AVIATION: Status of Air Service to Small Communities and the Federal Programs Involved, GAO-14-454T: Published: Apr 30, 2014. [read post]
23 Sep 2008, 8:05 pm
A bankruptcy attorney reviews the debtor's financial status, a financial "triage', and recommends a course of action to treat the debtor's financial ailments.Every case is different. [read post]
12 Aug 2010, 3:47 pm
Background The Stark physician self-referral law, 42 U.S.C. 1395nn (Stark), prohibits a physician from making a referral for designated health services to an entity with which the physician has a financial relationship, unless an exception is met. [read post]
8 Aug 2012, 4:26 pm
The deadline for the Call for Papers for the AALS Joint-Program of the Securities Regulation and Financial Institutions/Consumer Financial Services Sections has been extended to September 3, 2012. [read post]
13 Mar 2008, 3:10 pm
He gave a "client" advice about stocks, bonds, a real estate loan, and placed money into accounts under the name Gruber Financial Services Inc. [read post]
24 Aug 2011, 3:20 pm
That leaves the other third – close to 15,000 lawyers – who, with financial support from government and the legal profession, could be using their legal expertise to help some of those who need representation. [read post]
21 May 2012, 2:00 am
Over the past few years, government supervision of the financial services industry has increased significantly. [read post]
28 Mar 2012, 3:36 am
The Iran (European Union Financial Sanctions) Regulations 2012 The Energy Act 2011 (Commencement No 1 and Saving) Order 2012 The Financial Services (Omnibus 1 Directive) Regulations 2012 The National Health Service Trust Development Authority Regulations 2012 The Care Quality Commission (Registration) and (Additional Functions) and Health and Social Care Act 2008 (Regulated Activities) (Amendment) Regulations 2012 The Mesothelioma Lump Sum Payments (Conditions and… [read post]
23 Dec 2009, 12:49 pm
Gramm-Leach-Bliley brought about swapping deregulation to the financial services industry. [read post]
21 May 2007, 8:18 am
Wal-Mart will team with ShareBuilder Corp., a Bellevue, Washington-based discount brokerage in what is sure to be the first of many Wal-Mart ventures into the financial services market. [read post]
15 Jan 2019, 6:39 am
Under the EUWA 2018 HM Treasury has published, among other things, two draft statutory instruments relevant to the FSCR: The Financial Services Contracts (Transitional and Saving Provision) (EU Exit) Regulations. [read post]
28 May 2019, 1:58 pm
His previous employers include Financial Telesis Inc (CRD#: 31012) and Financial West Group (CRD#: 16668), both of Westlake Village, CA, and Sentra Securities Corporation (CRD#: 10249) of Phoenix, AZ. [read post]
9 Aug 2016, 9:48 am
Avvo is a legal marketplace that offers quick, personalized, and flat-rate services, such as filing for divorce online. [read post]
7 Jul 2008, 11:55 am
Weaknesses in the regulation of the global financial system have been revealed during the recent credit crunch, the chairman of Britain’s Financial Services Authority said on Sunday. [read post]
23 Oct 2007, 7:27 am
The rule imposes new requirements on financial services firms in four areas: suitability; review and approval by a principal of the financial services firm; supervisory and compliance procedures; and training of financial advisers. [read post]
