Posts tagged with: "financial+services"
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14 Aug 2017, 9:03 am
The study addresses the implications of several scenarios of the UK withdrawing from the EU in relation to the EU Customs Union, the Internal Market law for goods and services (excluding financial services), and on consumer protection law, identifying the main cross-cutting challenges that have to be addressed irrespective of the policy choices that will be made in due course. [read post]
28 Oct 2020, 6:00 am
This has resulted in a major repapering scramble as financial institutions work to update affected contracts. [read post]
12 Aug 2011, 7:03 am
Cloud computing can be financially advantageous for libraries as you pay for what you to use and spend significantly less for local IT services and software. [read post]
14 Mar 2019, 10:57 am
The servicers offered short-term payment forbearance programs during collection calls to delinquent borrowers who had expressed interest in loss mitigation and submitted financial information that the servicer would consider in evaluating them for loss mitigation. [read post]
10 Oct 2008, 6:30 am
It appears that certain manufacturers of medical devices are paying doctors financial incentives to use their products. [read post]
31 Jan 2011, 5:14 am
However, evidence suggests that to fundamentally change their economic prospects, families not only need income, they also need knowledge of and access to affordable financial products and services; incentives to encourage savings and investment; and consumer protections in the financial marketplace. [read post]
16 May 2012, 7:00 am
The CFPB announced on April 24 that it invites the public to send information about “how consumers and financial services companies are affected by arbitration and arbitration clauses,” so that it can eventually determine whether to flex its rule-making muscle. [read post]
4 Mar 2011, 11:22 am
Pahl, Assistant Director, Division of Financial Services, Federal Trade Commission, Bureau of Consumer Protection; Travis Plunkett, Legislative Director, Consumer Federation of America Moderator: Manley Williams, Partner, Buckley Sandler LLP mw [read post]
23 Aug 2017, 11:30 am
The act provides the architecture for the new ‘twin peaks’ method of regulation to be adopted across the South African financial services industry, and is the first step toward the commencement of a complete regulatory overhaul of the South African financial services sector. [read post]
23 Aug 2017, 11:34 am
The act provides the architecture for the new ‘twin peaks’ method of regulation to be adopted across the South African financial services industry, and is the first step toward the commencement of a complete regulatory overhaul of the South African financial services sector. [read post]
16 May 2011, 5:50 pm
The financial system is built on trust. [read post]
10 Nov 2022, 3:42 pm
Announces Second Quarter 2022 Financial Results Strong Growth? [read post]
10 Aug 2018, 2:52 pm
On August 8, 2018, the Superintendent of the New York State Department of Financial Services issued a reminder to DFS-regulated financial services businesses that starting September 4, 2018, they were required to be in compliance with the next set of requirements in the DFS cybersecurity regulations located at Part 500 of the New York State Financial Services regulations. [read post]
14 Mar 2023, 6:58 am
In the UK, there are a number of regulators active in this space, including not only the financial services regulators such as the Financial Conduct Authority, but also the Advertising Standards Authority, the Competition and Markets Authority and the Financial Reporting Council. [read post]
10 Nov 2009, 4:02 am
Barney Frank, chairman of the House Financial Services Committee, said he will defeat a controversial measure that would expand the Financial Industry Regulatory Authority's power over financial advisers. [read post]
10 Jul 2010, 9:05 pm
The Minister for Financial Services, Superannuation and Corporate Law, Chris Bowen MP, has announced that the transfer of supervisory responsibility for Australia’s domestic licensed financial markets from ASX to ASIC will take place on 1 August 2010 with the commencement of the Corporations Amendment (Financial Market Supervision) Act 2010 and new market integrity rules. [read post]
18 Feb 2024, 6:38 pm
Are You Someone Who Suffered Losses While Working With Ex-American Portfolios Financial Services Broker Mark Hopkins? [read post]
21 Feb 2017, 3:08 pm
Norton Rose Fulbright New York office’s next financial services briefing is a breakfast seminar set for Thursday, March 2, 2017, at 8:30 AM EST. [read post]
12 Jan 2023, 9:12 am
Introduction Under section 233 (1) of the Financial Services and Markets Act 2000 (FSMA), a limit must be set for the total management expenses that the FSCS can levy on financial services firms. [read post]
25 Nov 2024, 4:05 pm
Different types of securities accounts can offer different features, products, or services, and not all types of accounts or services would be in every investor’s best interest. [read post]
