Posts tagged with: "financial+services"
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25 May 2023, 2:05 pm
As the financial services industry continues to monitor the proceedings in Community Financial Services Association of America v. [read post]
23 Oct 2007, 7:27 am
The rule imposes new requirements on financial services firms in four areas: suitability; review and approval by a principal of the financial services firm; supervisory and compliance procedures; and training of financial advisers. [read post]
9 Aug 2016, 6:17 pm
In May 2016, the Consumer Financial Protection Bureau (CFPB) released for public comment a proposed rule to regulate two aspects of consumer financial service arbitration. [read post]
13 Jan 2014, 10:00 pm
The use of third-party relationships has allowed financial institutions to outsource key functions such as tax, legal, audit, information technology and loan servicing (among others). [read post]
9 Sep 2016, 2:34 pm
Rahl chair of the firm’s financial services group. [read post]
24 Apr 2018, 4:29 pm
Roy Hottel and Eric Edwards have joined members financial services at Point Breeze Credit Union as financial advisers. [read post]
17 Jun 2024, 7:27 am
On June 13, 2024, CFPB Director Rohit Chopra appeared before the House Financial Services Committee for a hearing, “The Semi-Annual Report of the Bureau of Consumer Financial Protection. [read post]
13 Jan 2014, 10:00 pm
The use of third-party relationships has allowed financial institutions to outsource key functions such as tax, legal, audit, information technology and loan servicing (among others). [read post]
9 Aug 2019, 11:50 am
She most recently served as the chief financial officer for Mosaic Community Services, part of the ... [read post]
9 Jul 2009, 9:15 pm
House Financial Services Committee Chairman Barney Frank (D-MA) has introduced legislation (H.R. 3126) as part of the Obama financial services reform blueprint by creating the Consumer Financial Protection Agency. [read post]
7 Apr 2025, 7:11 am
American Portfolios Financial Services, Inc. [read post]
23 Jan 2019, 8:37 am
The proposal, which is packaged as Part L of the governor’s proposed Transportation, Economic Development and Environmental Conservation Bill for fiscal year 2020, would require companies that service student loans held by New Yorkers to obtain a state license from the New York Department of Financial Services (NYDFS) and submit to onerous reporting and examination requirements. [read post]
9 Apr 2024, 6:53 pm
The exchange rate has bounced around a lot – now I’m not an authorised person under a financial services licence but I can comment about what I see with the exchange rate. [read post]
9 Apr 2024, 6:53 pm
The exchange rate has bounced around a lot – now I’m not an authorised person under a financial services licence but I can comment about what I see with the exchange rate. [read post]
23 Mar 2020, 7:58 am
These could include, among others: financial contingency planning based on the possible duration of the pandemic and stay-at-home or similar orders; negotiations with lenders for short or near-term debt service extensions, additional liquidity, or a restructuring of loan facilities; and potential changes in customer preferences or supplier availability once the pandemic eases. [read post]
25 Jan 2012, 11:17 am
"This Working Group will focus on misconduct by financial institutions in the origination and securitization of mortgages that led to the global financial crisis. [read post]
8 Oct 2009, 9:16 am
Last week, the House Financial Services Committee introduced the expansive Investor Protection Act of 2009. [read post]
18 Jul 2024, 7:15 pm
The report suggested that a shared lexicon and taxonomy, reflecting feedback from financial sector stakeholders, such as the cloud service providers, financial institutions, and regulators, would improve sector communications and the ability to identify critical service dependencies and sector risk. [read post]
23 Jan 2022, 5:52 am
To submit recommendations for consideration and inclusion in ComplexDiscovery’s cyber, data, and legal discovery-centric service, product, or research announcements, contact us today. [read post]
27 Jan 2011, 11:36 am
Dodd-Frank defines a financial product or service to include financial advisory services to consumers on individual financial matters, with the exception of advisory services related to securities provided by a person regulated by the SEC or a state securities commission to the extent that such person acts in a regulated capacity. [read post]
