Posts tagged with: "financial+services"
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1 May 2013, 9:30 pm
The Act’s regulatory overhaul eliminated the Financial Services Authority (FSA), the U.K. [read post]
11 May 2012, 9:00 am
Kamenshine previously was with the Citizenship and Immigration Services Ombudsman Office. [read post]
1 Mar 2011, 1:50 pm
It is believed that some of the following entities were controlled by Triton and involved in this fraud: Triton Services, LLC d/b/a Triton Realty Triton Capital Services, LLC d/b/a Triton Land Development Tvest Group, LLC Capvest, LLC Triton Sports Management, Inc. [read post]
7 Jul 2021, 12:38 pm
” The term “residential real estate-related transaction” includes “the making or purchasing of loans or providing other financial assistance (i) for purchasing, constructing, improving, repairing, or maintaining a dwelling” or (ii) secured by residential real estate. [read post]
1 Oct 2021, 8:00 am
Miami Financial Advisor Accused of Making Unsuitable Recommendation in Northstar Global Advantage Select Products A customer of ex-Raymond James Financial Services stockbroker Alberto Valdes has filed a six-figure FINRA claim seeking damages for investment losses sustained in Northstar Financial Services (Bermuda), an off-shore entity that is now in liquidation. [read post]
6 Aug 2014, 7:53 am
The major media outlets reported only that one-third of Americans are […]The CFS Blog | Maurice & Needleman, P.C. - Providing the latest in FDCPA, TCPA, FCRA and other consumer financial services laws [read post]
16 Jun 2013, 11:20 am
Senator Tom Udall (D-NM) has been named the Chairman of the Senate Appropriations Financial Services and General Government Subcommittee, which has jurisdiction over the annual funding for financial-related agencies including the Department of Treasury, the SEC, the CFTC and the Internal Revenue Service. [read post]
25 Aug 2014, 3:41 pm
” […]The CFS Blog | Maurice & Needleman, P.C. - Providing the latest in FDCPA, TCPA, FCRA and other consumer financial services laws [read post]
26 Nov 2012, 6:38 am
Department of Health and Human Services issued a similar call. [read post]
7 Jun 2010, 9:03 am
The Federal Trade Commission said two Countrywide Financial mortgage-servicing companies had agreed to pay $108 million to settle charges that they collected excessive mortgage-servicing fees. [read post]
31 Oct 2017, 6:00 pm
The death of a loved one can be a financially difficult time. [read post]
7 May 2012, 2:39 am
In a sign of more trouble in the second-tier banking market in Korea, four savings banks operations have been temporarily suspended by the Financial Services Service. [read post]
27 Nov 2012, 12:03 pm
The SEC settled charges with four financial services firms based in India that they provided brokerage services to institutional investors in the United States without being registered with the SEC as required under the federal securities laws. [read post]
20 Jan 2010, 11:32 am
A FINRA panel awarded the investor $1.6 million in a case involving StockCross Financial Services, Inc. of Beverly Hills, as well as two brokers, Thomas Cooper and Peter Boorn. [read post]
31 Jul 2019, 2:52 am
Park Hotels & Resorts, Inc., Opposition No. 91233165 [Section 2(d) opposition to PARK HOTELS & RESORTS for "Investment services, namely, asset acquisition, consultation, development and management services; Real estate investment trust services" in view of alleged prior use of the mark PARK HOTEL for hotel reservation and booking services, and travel services].August 14, 2019 - 9 AM: In re My Reelex Packaging Solutions, Inc., Serial… [read post]
15 May 2024, 8:52 am
In this episode of The Corner Series, McGuireWoods’ Geoff Cockrell chats with Brian Scullion, senior director, medical technology at William Blair, a boutique multinational investment bank and financial services company, to discuss how investment banks view emerging healthcare technologies. [read post]
10 May 2024, 7:00 am
The discussion highlights the importance of professionalizing back-office operations and financial reporting and the potential pitfalls around ownership structure and economics. [read post]
8 Jul 2024, 7:21 am
The fund will be used to continue Lee Equity’s strategy of investing in companies in healthcare and financial services. [read post]
26 Jul 2019, 8:05 am
According to DNB, financial undertakings increasingly make use of AI to enhance their business processes, and improve their product and service offerings. [read post]
27 Sep 2018, 12:26 pm
Chris, who chairs Ballard’s Consumer Financial Services Litigation Group, and Scott, a partner in the Consumer Financial Services group, discuss the recently decided California Supreme Court De La Torre case, which makes licensed lenders vulnerable to claims that high-interest rate loans over $2,500 may be unconscionable. [read post]