Posts tagged with: "financial+services"
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31 May 2022, 10:00 pm
The Dubai Financial Services Authority (DFSA) has implemented a new regime for credit funds, which comes into force on June 1, 2022. [read post]
3 Apr 2024, 10:00 pm
The UK House of Commons Treasury Committee published a report on 8 March, 2024 containing the findings of its inquiry into sexism in the financial services industry, citing a lack of cultural change in the sector as the main reason that “not much” has changed in the last five years. [read post]
3 Apr 2024, 10:00 pm
The UK House of Commons Treasury Committee published a report on 8 March, 2024 containing the findings of its inquiry into sexism in the financial services industry, citing a lack of cultural change in the sector as the main reason that “not much” has changed in the last five years. [read post]
1 Oct 2015, 2:19 pm
Kaplinsky Yesterday, the House Financial Services Committee passed by 35 to 24, H.R. 1266, which would replace the CFPB’s sole director with a bipartisan, five-member Commission. [read post]
16 Aug 2019, 4:56 am
The team consists of Ballard Spahr lawyers from several practice groups who regularly advise financial institutions and publicly traded companies on regulatory compliance issues, including those under consumer financial services laws. [read post]
6 Oct 2008, 3:33 am
Austrade has published its 2008 Financial Services Benchmark Report: Australia - A Global Financial Services Centre, which report on developments and trends in Australia's economy and financial markets. [read post]
19 Mar 2020, 1:46 pm
On March 10, 2020, the New York Department of Financial Services (“DFS”), which regulates a wide variety of financial institutions, including banks, insurance companies, and investment advisors doing business in New York, issued a series of letters regarding the response to the Novel Coronavirus (“COVID-19”). [read post]
22 Apr 2009, 2:00 pm
The House Financial Services Committee is reporting here that it has passed the Credit Cardholders' Bill of Rights Act and reported it to the full House. [read post]
23 Mar 2017, 6:24 am
My topic today is culture in financial services. [read post]
16 Apr 2010, 1:16 am
The Financial Services Act 2010 (the Act) received Royal Assent on 8 April 2010. [read post]
16 Apr 2010, 1:16 am
The Financial Services Act 2010 (the Act) received Royal Assent on 8 April 2010. [read post]
14 Nov 2018, 2:23 pm
Not only are the direct consequences of a conviction critical to a financial services professional, such as a statutory 10-year disqualification from working in the securities industry, but reputations are not subject to any timeline of distrust. [read post]
27 Sep 2021, 8:18 am
FINRA Arbitration Hearing Will Take Place in Boca Raton, Florida An elderly Venezuelan investor is seeking six figures in damages from Truist Investment Services (aka SunTrust Investment Services) over losses he suffered in Northstar Financial Services (Bermuda). [read post]
10 Jul 2024, 12:23 pm
” The post Will the End of Chevron Deference Be a Sea Change for Consumer Financial Services Industry? [read post]
15 Jan 2008, 7:46 am
NEW YORK, Jan. 14 /PRNewswire/ -- Deloitte Financial Advisory Services LLP (Deloitte FAS) announced today that it has acquired certain assets of Barrasso Consulting LLC (Barrasso), a firm specializing in planning and executing litigation discovery programs, to further enhance Deloitte FAS' existing national Forensic & Dispute Services practice.This strategic acquisition expands Deloitte FAS' existing suite of services offered to companies and… [read post]
17 Jun 2021, 11:28 am
Continue reading The post FINRA Files Complaint Against Former Allstate Financial Services, LLC Broker Elizabeth Ann Sollars – Terre Haute, IN appeared first on Securities Arbitration Lawyer Blog. [read post]
31 Oct 2024, 10:00 pm
Amid a notable recent uptick in website accessibility cases, both threatened and filed, against financial services companies alleging violations under the Americans with Disabilities Act (ADA) and/or similar state and local laws, the US Department of Justice suggesting that all customer-facing websites may fall within the scope of the ADA, and the US Securities and Exchange Commission highlighting the need for funds to comply with accessibility requirements in connection with its… [read post]
31 Oct 2024, 10:00 pm
Amid a notable recent uptick in website accessibility cases, both threatened and filed, against financial services companies alleging violations under the Americans with Disabilities Act (ADA) and/or similar state and local laws, the US Department of Justice suggesting that all customer-facing websites may fall within the scope of the ADA, and the US Securities and Exchange Commission highlighting the need for funds to comply with accessibility requirements in connection with its… [read post]
31 Oct 2024, 10:00 pm
Amid a notable recent uptick in website accessibility cases, both threatened and filed, against financial services companies alleging violations under the Americans with Disabilities Act (ADA) and/or similar state and local laws, the US Department of Justice suggesting that all customer-facing websites may fall within the scope of the ADA, and the US Securities and Exchange Commission highlighting the need for funds to comply with accessibility requirements in connection with its… [read post]
31 Oct 2024, 10:00 pm
Amid a notable recent uptick in website accessibility cases, both threatened and filed, against financial services companies alleging violations under the Americans with Disabilities Act (ADA) and/or similar state and local laws, the US Department of Justice suggesting that all customer-facing websites may fall within the scope of the ADA, and the US Securities and Exchange Commission highlighting the need for funds to comply with accessibility requirements in connection with its… [read post]
