Posts tagged with: "financial+services"
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28 Jan 2013, 10:43 am
“We hope that our Checklist will serve as an important resource for financial services employers to use when confronted with an audit – and perhaps help them avoid an audit altogether. [read post]
25 Feb 2016, 11:14 am
For a complete description of the event and to register, visit PLI’s 21st Annual Consumer Financial Services Institute page. [read post]
6 Feb 2014, 4:00 am
For a complete description of the event and to register, visit PLI’s 19th Annual Consumer Financial Services Institute page. [read post]
22 Jan 2009, 8:25 am
Frank Reorganizes Financial Services Committee for 111th CongressFacing the need for major financial regulation reform legislation this year, House Financial Services Committee Chair Barney Frank has named crucial subcommittee chairs for the 111th Congress. [read post]
25 Aug 2011, 12:16 pm
We have extended the deadline for the call for papers for the AALS Section on Financial Institutions and Consumer Financial Services. [read post]
28 Jul 2010, 11:59 am
Commissioner Barnier has acknowledged the G-20’s call to build a globally consistent regulatory framework for financial services. [read post]
16 Dec 2020, 2:01 pm
Earlier this month, House Financial Services Committee Chairwoman Maxine Waters sent a letter to President-elect Joe Biden recommending various actions that the Biden Administration should take in the financial services arena. [read post]
7 Jul 2022, 8:50 am
Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (FSMA Amendment Regulations). [read post]
20 Jul 2021, 1:00 am
Continue Reading › The post As July 26th Hearing Date Approaches, SSEK Law Firm Continues To Investigate Northstar Financial Services (Bermuda) appeared first on Investor Lawyers Blog. [read post]
18 Mar 2021, 12:25 pm
On March 16, 2021, the New York Department of Financial Services issued Circular Letter No. 5 “Diversity and Corporate Governance,” which notifies all insurers of the need for increased prioritization of diversity in C-Suite leadership and corporate governance more generally. [read post]
11 Aug 2015, 6:22 am
Many financial intermediaries provide “credit-sensitive” financial services—the effective delivery of these services depends on the credit-worthiness of the provider. [read post]
3 Feb 2020, 12:03 pm
The Institute is considered the country’s premier consumer financial services CLE program and this year’s Institute will once again explore in detail important developments in consumer financial services regulation and litigation. [read post]
25 Feb 2009, 10:04 am
The practice arises in the context of a consumer seeking the recommendation of a financial adviser for the purpose of choosing financial products and services. [read post]
20 May 2008, 12:35 pm
FOS will represent the merger of the three biggest complaints schemes operating in the financial services industry - the Financial Industry Complaints Service (FICS), the Banking and Financial Ombudsman Service (BFSO) and the Insurance Ombudsman Service (IOS). [read post]
5 Jan 2010, 6:45 am
Services to the Crown With access to the Queen Mary to the crown, Gresham was removed from his position as financial adviser William Dauntsey. [read post]
12 Aug 2022, 11:23 am
For an index of articles and presentations on related consumer financial services topics, click here. [read post]
29 Feb 2012, 6:53 am
This year’s Institute will cover significant developments in class action and other consumer financial services litigation. [read post]
8 Feb 2024, 10:24 am
Perr, Co-Chair of the firm’s Financial Services and Institutions practice group. [read post]
26 May 2023, 6:18 am
” Superintendent of Financial Services Adrienne A. [read post]
2 Sep 2021, 1:45 pm
New York Governor Kathy Hochul announced this week that she has nominated Adrienne Harris to serve as Superintendent of the state’s Department of Financial Services. [read post]
