Posts tagged with: "financial+services"
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18 Mar 2021, 12:25 pm
On March 16, 2021, the New York Department of Financial Services issued Circular Letter No. 5 “Diversity and Corporate Governance,” which notifies all insurers of the need for increased prioritization of diversity in C-Suite leadership and corporate governance more generally. [read post]
25 Feb 2009, 10:04 am
The practice arises in the context of a consumer seeking the recommendation of a financial adviser for the purpose of choosing financial products and services. [read post]
3 Feb 2020, 12:03 pm
The Institute is considered the country’s premier consumer financial services CLE program and this year’s Institute will once again explore in detail important developments in consumer financial services regulation and litigation. [read post]
20 May 2008, 12:35 pm
FOS will represent the merger of the three biggest complaints schemes operating in the financial services industry - the Financial Industry Complaints Service (FICS), the Banking and Financial Ombudsman Service (BFSO) and the Insurance Ombudsman Service (IOS). [read post]
5 Jan 2010, 6:45 am
Services to the Crown With access to the Queen Mary to the crown, Gresham was removed from his position as financial adviser William Dauntsey. [read post]
12 Aug 2022, 11:23 am
For an index of articles and presentations on related consumer financial services topics, click here. [read post]
29 Feb 2012, 6:53 am
This year’s Institute will cover significant developments in class action and other consumer financial services litigation. [read post]
26 May 2023, 6:18 am
” Superintendent of Financial Services Adrienne A. [read post]
14 Dec 2018, 7:14 am
But its consequences are at least as far-reaching, both because all Americans depend on financial services and because of the influence of financial services on the whole political process. [read post]
8 Feb 2024, 10:24 am
Perr, Co-Chair of the firm’s Financial Services and Institutions practice group. [read post]
12 Oct 2021, 11:59 am
Continue Reading › The post Northstar Financial Services (Bermuda) Investor Pursues $500K Claim Against Raymond James Financial Services appeared first on Investor Lawyers Blog. [read post]
2 Sep 2021, 1:45 pm
New York Governor Kathy Hochul announced this week that she has nominated Adrienne Harris to serve as Superintendent of the state’s Department of Financial Services. [read post]
7 Dec 2020, 9:56 am
Scott Humphrey is presenting “Trade Secrets in the Financial Services Industry,” a webinar for LawPracticeCLE. [read post]
14 Feb 2022, 10:00 pm
Krotoski and Omar Shah authored an article for Thomson Reuters Regulatory Intelligence reviewing financial services enforcement actions and looking ahead at trends in 2022. [read post]
14 Feb 2022, 10:00 pm
Krotoski and Omar Shah authored an article for Thomson Reuters Regulatory Intelligence reviewing financial services enforcement actions and looking ahead at trends in 2022. [read post]
14 Feb 2022, 10:00 pm
Krotoski and Omar Shah authored an article for Thomson Reuters Regulatory Intelligence reviewing financial services enforcement actions and looking ahead at trends in 2022. [read post]
26 May 2023, 8:12 am
In this podcast Jonathan Herbst, Matthew Gregory and Simon Lovegrove discuss the pros and cons of the Memorandum of Understanding establishing a framework for financial services regulatory cooperation between the EU and the UK. [read post]
14 Feb 2022, 10:00 pm
Krotoski and Omar Shah authored an article for Thomson Reuters Regulatory Intelligence reviewing financial services enforcement actions and looking ahead at trends in 2022. [read post]
14 Feb 2022, 10:00 pm
Krotoski and Omar Shah authored an article for Thomson Reuters Regulatory Intelligence reviewing financial services enforcement actions and looking ahead at trends in 2022. [read post]
14 Feb 2022, 10:00 pm
Krotoski and Omar Shah authored an article for Thomson Reuters Regulatory Intelligence reviewing financial services enforcement actions and looking ahead at trends in 2022. [read post]
