Posts tagged with: "financial+services"
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7 Apr 2021, 10:00 pm
We recently noted that the UK Financial Conduct Authority (FCA) published the outcome of a review into the factors that determine failure or success when implementing technology change in the financial services sector and discussed the importance of this review for firms seeking to improve the operational resiliency of their technology change management process. [read post]
7 Apr 2021, 10:00 pm
We recently noted that the UK Financial Conduct Authority (FCA) published the outcome of a review into the factors that determine failure or success when implementing technology change in the financial services sector and discussed the importance of this review for firms seeking to improve the operational resiliency of their technology change management process. [read post]
7 Apr 2021, 10:00 pm
We recently noted that the UK Financial Conduct Authority (FCA) published the outcome of a review into the factors that determine failure or success when implementing technology change in the financial services sector and discussed the importance of this review for firms seeking to improve the operational resiliency of their technology change management process. [read post]
7 Apr 2021, 10:00 pm
We recently noted that the UK Financial Conduct Authority (FCA) published the outcome of a review into the factors that determine failure or success when implementing technology change in the financial services sector and discussed the importance of this review for firms seeking to improve the operational resiliency of their technology change management process. [read post]
7 Apr 2021, 10:00 pm
We recently noted that the UK Financial Conduct Authority (FCA) published the outcome of a review into the factors that determine failure or success when implementing technology change in the financial services sector and discussed the importance of this review for firms seeking to improve the operational resiliency of their technology change management process. [read post]
7 Apr 2021, 10:00 pm
We recently noted that the UK Financial Conduct Authority (FCA) published the outcome of a review into the factors that determine failure or success when implementing technology change in the financial services sector and discussed the importance of this review for firms seeking to improve the operational resiliency of their technology change management process. [read post]
23 Dec 2014, 7:44 pm
The Principles for financial market infrastructures, published by the then Committee on Payment and Settlement Systems (CPSS) and IOSCO in April 2012, include an annex on the oversight expectations applicable to critical service providers (Annex F). [read post]
8 Jun 2022, 5:19 am
On 7 June 2022, the FCA published Policy Statement 22/6 ‘Preventing claims management phoenixing by financial services firms’ (PS22/6). [read post]
30 Apr 2018, 3:34 pm
Brotman Financial Group Inc., a financial services firm offering wealth management services to multi-generational families, announced Jaclyn Dunn, CFP, MBA has joined the firm as an associate adviser. [read post]
27 Apr 2009, 8:19 am
In a $1.9 billion deal, American International Group sold its auto insurance business to the Swiss company, Zurich Financial Services, Inc. [read post]
9 Nov 2011, 3:07 pm
The AALS Section on Financial Institutions & Consumer Financial Services has put together a great program this year: Sat. [read post]
15 Oct 2008, 5:29 am
Behaviorally Informed Financial Services Regulation, By Eldar Shafir, Michael Barr, Sendhil Mullainathan, New America Foundation, October 14, 2008 "Financial services... [read post]
17 Feb 2015, 7:52 am
For a complete description of the event and to register, visit PLI’s 20th Annual Consumer Financial Services Institute page. [read post]
29 Sep 2019, 6:44 am
All five SEC Commissioners testified yesterday at an oversight hearing held by the House Financial Services Committee, the first time all five have appeared since 2007, according to Chair Maxine Waters. [read post]
31 Dec 2012, 9:41 am
Given that the new Chair of the House Financial Services Committee, Rep. [read post]
21 Mar 2012, 5:55 pm
As the Senate considers the JOBS Act, the House Financial Services Committee issued a report detaiing the numerous investor protections in the Act in both the on ramp and crowdfunding titles. [read post]
19 Mar 2015, 10:30 am
Interestingly, we noted a great number of innovations filed by IBM that extend into the field of financial services. [read post]
10 Jul 2009, 12:58 pm
District Court for the Southern District of Ohio against three former employees of UBS Financial Services Inc. [read post]
25 Sep 2019, 12:45 pm
The House Financial Services Committee’s Task Force on Financial Technology will hold a hearing entitled “The Future of Real-Time Payments,” at 2:00 p.m. on Thursday, September 26, 2019. [read post]
11 Aug 2014, 9:56 am
Rasnick put together “Five Documents That Financial Services Employers Should Revisit Now” in this month’s Take 5 newsletter. [read post]
