Posts tagged with: "financial+services"
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29 Jan 2018, 2:34 pm
Although less mentioned, the Protocol was also clearly designed to reduce the amount of litigation in the financial services industry. [read post]
1 Jan 2010, 9:00 pm
International: Korean Financial Supervisory Service Requests Removal; From: Korean Financial Supervisory Service (Korea) To: Google, Inc. [read post]
30 Apr 2020, 8:48 am
The Group was ranked in the highest tier nationally in each of the two categories, Compliance and Litigation, used by Chambers USA for Financial Services Regulation. [read post]
11 Jan 2012, 6:36 am
Nondepository providers of consumer financial products and services are subject to federal supervision for the first time under the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
26 Oct 2022, 1:52 am
On 25 October 2022, the FCA published Discussion paper DP22/5 on the potential competition impacts of Big Tech entry and expansion in retail financial services. [read post]
28 Oct 2021, 11:48 am
Continue Reading › The post Caribbean Investor Pursues Six-Figure Northstar Financial Services (Bermuda) Case Against Raymond James Financial Services appeared first on Investor Lawyers Blog. [read post]
22 Sep 2015, 5:59 am
The status quo, however, in which the Bureau expects financial institutions to try to make difficult and risky judgment calls in the face of seemingly contradictory regulatory commandments, is not only unfair to financial institutions, but unfair to LEP consumers, whose access to financial services is being diminished because of the fear of regulatory enforcement. [read post]
14 Jul 2017, 2:31 pm
The New York Department of Financial Services now allows agents and brokers whose licenses have lapsed/expired within the previous two years to submit an online application to be re-licensed. [read post]
31 May 2018, 11:16 am
Continue reading The post Silver Law Group is Investigating Lawrence Hagedorn of Ascend Financial Services, Inc. appeared first on Securities Arbitration Lawyers Blog. [read post]
13 Jan 2014, 8:32 am
MishkinThe House Financial Services Committee has announced that on Tuesday, January 14, it will hold a hearing entitled “How Prospective and Current Homeowners Will Be Harmed by the CFPB’s Qualified Mortgage Rule. [read post]
4 Jun 2014, 1:49 pm
Mercedes Kelley TunstallThe CFPB announced yesterday that it will hold a field hearing on mobile financial services on June 12, 2014 at 10 a.m. in New Orleans. [read post]
13 Sep 2024, 6:07 pm
Northstar Financial Services (Bermuda) Investors Who Suffered Losses May Be Able To Sue Their Brokers. [read post]
7 Sep 2018, 7:38 am
Now, Massachusetts Financial Services must pay a $1.9M penalty. [read post]
12 Feb 2019, 12:03 pm
The Institute is considered the country’s premier consumer financial services CLE program and this year’s Institute will once again explore in detail important developments in consumer financial services regulation and litigation. [read post]
13 Jul 2023, 8:18 am
The post Were You A Victim Of Investment Fraud By Philip Riposo At United Planners’ Financial Services Of America? [read post]
14 Mar 2011, 6:30 pm
The Financial Services Committee has received testimony regarding the role private equity firms play in preserving existing jobs and creating new ones by providing capital to struggling and growing companies. [read post]
2 Jul 2020, 5:47 am
The recent announcement by a consumer lender in an SEC filing that it had earmarked $21.7 million to resolve an SEC probe into its FCPA compliance could signal new interest by regulators in enforcing the FCPA against consumer financial services providers with operations outside of the U.S. [read post]
2 Feb 2023, 7:55 am
On 2 February 2023, the EU Council published a compromise proposal on the proposed Directive on financial services contracts concluded at a distance. [read post]
25 Jul 2018, 2:47 pm
Yesterday, the three bills described below were passed by the House Financial Services Committee. [read post]
16 Jan 2014, 12:51 pm
Marc PattersonOn January 14, 2014, the House Subcommittee on Financial Services held a hearing entitled “How Prospective and Current Homeowners Will Be Harmed by the CFPB’s Qualified Mortgage Rule. [read post]
