Posts tagged with: "financial+services"
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22 Oct 2009, 9:38 am
.; Bank of America Corporation; Chrysler Group, LLC; General Motors Company; General Motors Acceptance Corporation Financial Services (GMAC) and Chrysler Financial. [read post]
16 Jan 2019, 11:28 am
Financial institutions regulated by the New York Department of Financial Services (DFS)—referred to in this post as “Covered Entities”—should by now be well familiar with the department’s sweeping cybersecurity regulation, 23 NYCRR 500, that became effective on March 1, 2017. [read post]
31 Jul 2017, 8:47 am
We are pleased to announce the following new dates for our 40 minute briefing series: 6 September 2017: MiFID II – from implementation project to daily routine 4 October 2017: Senior Managers’ regime: accountable hierarchy in the financial services industry 1 November 2017: Financial crime update 6 December 2017: Wealth management roundup 10 January 2018: Brexit and beyond To find out more information about each seminar, and to reserve your place, please click… [read post]
15 May 2023, 9:07 pm
Baker is the founder, owner, and president of Apex Financial Services and is a member of CNBC’s Advisor Council. [read post]
11 Dec 2016, 10:27 am
The Financial Services Board, acting in terms of the Financial Markets Act 2012, has published proposed amendments to the JSE Derivatives Rules and Directives. [read post]
14 Dec 2017, 10:13 am
The Financial Ombudsman Service (FOS) has published a consultation on its proposed plans and budgets for the next financial year (2018/19). [read post]
26 Jan 2018, 2:42 am
The limits have been established under Regulation 16 of The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 in accordance with Article 57 of MiFID II and the methodology set out in Regulatory Technical Standard 21. [read post]
12 Jan 2011, 7:31 am
While our firm currently represents investors in individual cases against financial services firms like Ameriprise Financial for allegedly wrongly selling these products to senior citizens, we are also investigating class cases against the issuers of these products for failing to disclose the impact that excessive fees have on the investment performance . [read post]
24 Feb 2017, 6:17 am
As Hogan Lovells previously reported, the New York State Department of Financial Services (NYDFS) has launched a significant initiative to impose detailed cybersecurity requirements on covered financial institutions. [read post]
12 Nov 2021, 8:54 am
On 11 November 2021, the Financial Services Compensation Scheme (FSCS) published its latest Outlook, which confirms its total levy forecast for 2021/22. [read post]
17 Apr 2020, 1:53 am
In this latest webinar lawyers, compliance and government relations professionals from our financial services group consider market conduct in these uncertain times. [read post]
2 May 2012, 6:22 am
According to NASAA, "This year's conference is designed to bring together securities regulators, securities law professionals, financial industry representatives, consumer advocates and legislative and regulatory policymakers for an in-depth look at key financial services policy issues. [read post]
10 Aug 2012, 6:30 pm
On August 6, the New York Department of Financial Services (NY DFS) ordered the U.S. subsidiary of a British bank to appear on August 15 to respond to allegations of money laundering that, if true, could cost the bank its license to conduct business in New York. [read post]
2 Dec 2014, 11:00 am
The village did not seek competition when purchasing goods and services that are not subject to bidding and when selecting professional service providers. [read post]
25 May 2010, 8:47 am
Barney Frank, chairman of the House Financial Services Committee, said today that he was unsure whether a majority voting mandate would appear in financial reform legislation.The bill passed by the Senate last week includes a provision to direct the SEC and the national stock exchanges to require public companies to have a majority voting standard in uncontested board elections. [read post]
4 May 2012, 10:21 am
Milla is an associate in Reed Smith's Financial Services Regulatory Group (FSRG). [read post]
24 Apr 2017, 1:40 pm
Currently, denial-of-service attacks, data theft or manipulation, malicious software, misinformation and false identification are the most relevant forms. [read post]
2 Oct 2011, 10:05 pm
You pay these people by the hour, so the less time they need to spend organizing your financial matters, the less money you will pay for this service! [read post]
23 Oct 2007, 8:38 pm
The Terms of Reference for the Inquiry were:• Are former mutuals better than remaining mutuals at providing financial services? [read post]
28 Sep 2012, 10:27 am
In the case of applications outsourcing services, most customers want the pricing structure to provide predictability and proper financial incentives for the supplier to continually increase productivity and efficiency in service delivery. [read post]
