Posts tagged with: "financial+services"
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4 Dec 2018, 1:55 pm
According to BrokerCheck records former financial advisor Charles Bloom (Bloom), formerly employed by Chelsea Financial Services (Chelsea Financial) has been subject to at least two customer complaints. [read post]
14 Apr 2011, 11:00 am
House of Representatives Committee on Financial Services on behalf of the National Association of Insurance Commissioners (the “NAIC”) at a hearing on “Oversight of the Financial Stability Oversight Council. [read post]
9 Jan 2008, 9:24 am
CHICAGO - January 9, 2008 - Huron Consulting Group (NASDAQ: HURN), a leading provider of financial and operational consulting services, today announced the upcoming launch of theCompany's litigation support initiative V3locityââ [read post]
12 Nov 2007, 2:14 pm
"Although some foreign news agencies are providing 'financial information services' for their Chinese users and claim themselves to be 'financial information providers' or 'financial services companies', their identities as 'news agencies' remain unchanged," China's delegate told the meeting. [read post]
4 Mar 2015, 5:55 am
It is a joint effort of STEP Curacao, the Curacao International Financial Services Association (CIFA) and Curacao International Financial Center (CIFC) Key Note Speaker is Niall Ferguson, renowned author and one of the world’s leading historians of the global economy, Professor at Harvard University and Harvard Business School and Senior Fellow at Oxford University and Stanford University. [read post]
9 Apr 2018, 10:42 am
Key definitions in the Arizona law include: An “innovative financial product or service” means “a financial product or service that includes an innovation. [read post]
14 May 2012, 6:56 am
Ally was one of the five major mortgage servicers to settle a substantial lawsuit with the state Attorneys General a few months ago. [read post]
16 Mar 2021, 3:58 pm
On March 3, 2021, the New York Department of Financial Services (NYDFS) announced a Consent Order with a NYDFS-licensed Maine-based mortgage banker and loan servicer settling alleged violations of the NYDFS cybersecurity regulations. [read post]
22 Apr 2009, 12:04 pm
While it continues to pay claims from Hurricane Ike last September, the state-run Texas Windstorm Insurance Association is in a "severe financial crisis," said Jerry Johns, president of the Southwestern Insurance Information Service and a spokesman for TWIA, which he said has depleted the Catastrophe Reserve Trust Fund. [read post]
8 Dec 2014, 2:03 pm
In recent years, the Financial Crimes Enforcement Network (“FinCEN”) and federal regulators of the financial services industry have more aggressively enforced the Bank Secrecy Act (“BSA”) and the economic sanctions imposed by the US Treasury’s Office of Foreign Assets Control (“OFAC”). [read post]
3 Apr 2012, 2:28 pm
Oesterle is a member of the Financial Services Regulatory Group at Reed Smith LLP, resident in the Washington D.C. office. [read post]
1 Mar 2023, 12:24 pm
But in or around early 2017, due to a financial dispute, the Landlord required the legally licensed operators to surrender control of Saratoga Center. [read post]
21 Oct 2020, 8:54 am
With regard to financial services, the Commission is planning a large number of new initiatives in the upcoming year. [read post]
15 Jul 2010, 12:44 pm
New Whistleblower Protection for Financial Services Employees (Section 1057). [read post]
3 Sep 2019, 11:35 pm
This move was recommended in the final report of the Financial Services Royal Commission. [read post]
24 Jan 2011, 2:02 pm
Formed by the Government in June of 2010, the Commission will produce an interim report in April and in September will make final recommendations to the Government on reform of the regulation of UK financial institutions.The remarks of Chairman Vickers may help allay the concerns of Spencer Bachus (R-Ala), Chair of the House Financial Services Committee who, in a letter urging federal financial regulators to interpret the Volcker provisions of the Dodd-Frank Act… [read post]
9 May 2010, 2:05 pm
Under the new laws, traditional trustee company services provided by licensed trustee companies will now be regarded as financial services under Chapter 7 of the Corporations Act 2001 and Part 2, Division 2 of the Australian Securities and Investments Commission Act 2001. [read post]
30 Apr 2014, 7:04 am
Yesterday, Will Wade-Gery (who is managing the study for the CFPB) spoke at the 19th Annual Consumer Financial Services Institute (which I co-chair) in Chicago. [read post]
19 Jul 2023, 6:30 am
Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Wednesday, July 19, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
19 Jul 2023, 6:30 am
Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Wednesday, July 19, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
