Posts tagged with: "financial+services"
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13 Jun 2012, 12:29 pm
Nelson is a senior associate in the Financial Services Regulatory Group at Reed Smith LLP, resident in the Princeton and New York offices. [read post]
5 Dec 2007, 7:44 am
Senior investors, as well as Baby Boomers who are retired or who are approaching retirement, should take some comfort from a recent notice to financial services firms, Regulatory Notice 07-43. [read post]
7 Jul 2010, 7:55 am
A colloquy between House Financial Services Committee Chair Barney Frank and Rep. [read post]
20 May 2021, 8:55 pm
On 17 May 2021, there was published a speech by Mairead McGuinness (European Commissioner for Financial Stability, Financial Services and the Capital Markets Union) at the AML Intelligence Boardroom series. [read post]
19 Feb 2020, 7:56 am
On 18 February 2020, the Financial Conduct Authority (FCA) published its annual Sector Views publication which considers the risks and potential harms to customers across financial services markets. [read post]
29 Mar 2010, 3:01 am
The Securities and Exchange Commission violated the scope of two protective orders—intended to safeguard personal financial information provided by an alleged tax evader who also was the victim of a securities scheme—by providing the data to federal prosecutors who in turn passed the information to the Internal Revenue Service, the U.S. [read post]
Government Readies for Regulatory Push to Implement Rules on Foreign Financial Institution Reporting
9 Mar 2010, 5:08 am
The government is preparing for a major regulatory effort to implement broad new requirements for foreign financial institutions to report and disclose U.S. owners of assets and accounts, with legislation to put those provisions into place expected to be enacted shortly, Internal Revenue Service Associate Chief Counsel (International) Steven Musher said… Read this entire article for free, activate your free 15 day trial access to Banking Report now. [read post]
7 Feb 2019, 9:43 am
Background As a result of the 2008 financial crisis, US federal banking and other financial services regulators saw the need to address in more detail the concept of risk to the US financial system of certain activities and products. [read post]
24 Feb 2021, 10:44 am
To sign up for e-mail updates from the NextGen Financial Services Report, Click Here. [read post]
4 May 2020, 6:17 am
Most funds in South Africa have rules regarding contributions to make provision for temporary absences from work, a break in service and a postponement of contribution payments or reduction of pensionable service. [read post]
16 Jul 2009, 11:25 am
Posted by D. [read post]
16 Jul 2009, 11:25 am
Posted by D. [read post]
11 Sep 2019, 11:32 am
New York Department of Financial Services (NYDFS) Superintendent, Linda A. [read post]
4 Jan 2018, 6:59 am
In this category, the financial institution is providing banking services to the marijuana-related business. [read post]
4 Jul 2023, 7:26 am
Through my work both at CCIO and Justice Centres Uganda, I will assist those who lack the financial means to ensure that their rights are protected and upheld. [read post]
18 Nov 2009, 5:32 am
The Financial Industry Regulatory Authority (FINRA) has won approval from the Securities and Exchange Commission (SEC) to expand its BrokerCheck Service and make the disciplinary records of brokers permanently available online to the public. [read post]
1 Dec 2012, 8:58 am
Fines and Service Fees The primary punishment for intoxicated driving has traditionally been a significant fine. [read post]
26 Sep 2008, 6:16 pm
Want to know when (if ever) you can sue the United States Postal Service? [read post]
20 Oct 2023, 4:08 am
We have published a new online Diversity, Equality and Inclusion (DE&I) hub which houses, in one place, our financial services resources and insights to help clients stay informed of key developments in this space. [read post]
10 Nov 2023, 2:45 am
On November 7, 2023, the Consumer Financial Protection Bureau issued a proposed rule to supervise larger nonbank companies that offer services like digital wallets and payment apps. [read post]
