Posts tagged with: "financial+services"
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29 Sep 2007, 4:08 am
"A little while ago I had a chance to talk to folks from NEDAP about what kind of trainings and service referrals we could offer our clients. [read post]
7 Nov 2019, 11:36 am
On October 29, 2019, the House Financial Services Subcommittee on Oversight and Investigations held a hearing to explore the issue of lending and housing discrimination against members of the LGBTQ+ community. [read post]
23 May 2012, 6:30 am
Editor’s Note: Lord Adair Turner is chairman of the United Kingdom Financial Services Authority. [read post]
15 Nov 2023, 7:07 am
The speech is entitled Operational resilience in EU financial services. [read post]
7 Jun 2021, 7:34 am
Continue Reading › The post Japanese Customers of Bankoh Investment Services Broker Yoko Farias Suffer Six-Figure Northstar Financial Services (Bermuda) Losses appeared first on Investor Lawyers Blog. [read post]
26 Jul 2023, 9:23 am
The FCA’s Financial Lives survey provides nationally representative data about consumers’ attitudes towards managing their money, the financial products they have and their experiences of engaging with financial services firms. [read post]
17 Nov 2017, 4:54 am
View David Davis speech on financial services after Brexit, 14 November 2017 [read post]
20 Dec 2023, 8:07 am
On 25 November 2021, the European Commission (Commission) published a proposal for the Regulation establishing a European single access point (ESAP) providing centralised access to publicly available information of relevance to financial services, capital markets and sustainability. [read post]
19 May 2021, 1:13 pm
Former SunTrust Advisory Services Investment Adviser Luisa Gonzales Unsuitably Recommended Northstar Bermuda Products A senior investor has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim seeking up to $500K in damages against Truist Investment Services for losses he suffered in Northstar Financial Services (Bermuda). [read post]
16 Jan 2019, 4:04 am
On 15 January 2019, the House of Commons’ Treasury Select Committee (the Committee) published written evidence submitted by the FCA as part of the Committee’s inquiry into consumer access to financial services (the Submission). [read post]
7 May 2012, 1:18 pm
On April 13, 2012 the Consumer Financial Protection Bureau (CFPB) issued Bulletin 2012-03 titled "Service Providers". [read post]
22 Feb 2018, 4:36 am
View The Financial Services and Markets Act 2000 (Benchmarks) (Amendment) Regulations 2018, 22 February 2018 [read post]
20 Oct 2008, 3:32 am
I do not doubt that behaviorally informed financial services regulation would be an improvement over our current model. [read post]
9 Jul 2012, 7:47 pm
In the wealth industry, “financial quarterback” is a cliché term for the idea that advisors coordinate a client’s other financial service providers. [read post]
21 Jul 2009, 5:48 pm
Barney Frank, Chair of the House Financial Services Committee, has announced that his committee's consideration of legislation establishing a Consumer Financial Protection Agency has been delayed from next week until September. [read post]
20 Sep 2016, 5:26 pm
On September 13, 2016, the New York Department of Financial Services introduced a new rule that would require banks, insurance […] [read post]
12 Jan 2023, 5:08 am
Contact local adult protective services, the police, and the senior’s financial institution. [read post]
25 Jul 2019, 8:00 am
We Give Services with a Little Extra People are shy about discussing their financial wellness. [read post]
28 Dec 2022, 8:55 am
This Article argues that it is time to recognize the policy failure in financial inclusion and give more serious consideration to a menu of stronger regulatory interventions: hard service mandates that impose cross-subsidization among consumers; taxpayer subsidies; and public provision of financial services. [read post]
31 Mar 2017, 2:34 am
View Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2017, 29 March 2017 View Transposition note to Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2017, 29 March 2017 View Impact assessment to Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2017, 29 March 2017 [read post]
