Posts tagged with: "financial+services"
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21 Mar 2022, 10:00 pm
On March 11, 2022, the UK Financial Conduct Authority (FCA), the Bank of England, and the Office of Financial Sanctions Implementation (OFSI) released a joint statement reiterating that all UK financial services firms, including the cryptoasset sector, are expected to ensure compliance with economic sanctions. [read post]
25 Nov 2011, 8:31 am
The Manual is organized into three parts and is intended to be a guide for examiners regarding how financial service providers should be examined for compliance with consumer financial laws. [read post]
21 Mar 2022, 10:00 pm
On March 11, 2022, the UK Financial Conduct Authority (FCA), the Bank of England, and the Office of Financial Sanctions Implementation (OFSI) released a joint statement reiterating that all UK financial services firms, including the cryptoasset sector, are expected to ensure compliance with economic sanctions. [read post]
21 Mar 2022, 10:00 pm
On March 11, 2022, the UK Financial Conduct Authority (FCA), the Bank of England, and the Office of Financial Sanctions Implementation (OFSI) released a joint statement reiterating that all UK financial services firms, including the cryptoasset sector, are expected to ensure compliance with economic sanctions. [read post]
21 Mar 2022, 10:00 pm
On March 11, 2022, the UK Financial Conduct Authority (FCA), the Bank of England, and the Office of Financial Sanctions Implementation (OFSI) released a joint statement reiterating that all UK financial services firms, including the cryptoasset sector, are expected to ensure compliance with economic sanctions. [read post]
28 Jul 2017, 3:06 am
Via Katfriend Darren Meale comes the news that, together with Royal Bank of Scotland’s IP Legal Counsel Mark Cruickshank, he is organising a roundtable on Brexit specifically focused on brand owners in the financial services industry.Here's the relevant flyer:Br*x*t and brands – would you like to join the Financial Services Roundtable? [read post]
7 Jul 2022, 12:23 pm
Frequently, financial abuse scammers present themselves as technical support or service representatives who offer to resolve issues connected to compromised email or bank accounts or even the renewal of software licenses. [read post]
3 Apr 2019, 3:31 am
On 1 April 2019, the Financial Services and markets (Insolvency) (Amendment of Miscellaneous Enactments) Regulations 2019 were made and published on legislation.gov.uk together with an explanatory memorandum. [read post]
18 Apr 2012, 6:00 am
Service providers in the consumer financial services space are all well-advised to identify and address any potential deficiencies in their compliance with consumer financial services laws and UDAAP concerns now rather than later in light of the CFPB’s recent pronouncement. [read post]
1 Mar 2017, 7:21 am
[A]lthough Internet advertising might lead to a sale of a good or service, mere probabilities or possibilities fall short of demonstrating operations necessarily used in the practice, administration, or management of a financial product or service. [read post]
16 Apr 2012, 6:12 am
Editor's Note: Lord Adair Turner is chairman of the United Kingdom Financial Services Authority. [read post]
1 Feb 2010, 2:19 pm
Crain's Cleveland Business is reporting that PNC Financial Services has sued 10 departed employees and their new employer, Huntington National Bank, allegedly for stealing "plans for developing and marketing products and services, customer lists, customer investment information and fee arrangements." [read post]
1 Feb 2010, 2:19 pm
Crain's Cleveland Business is reporting that PNC Financial Services has sued 10 departed employees and their new employer, Huntington National Bank, allegedly for stealing "plans for developing and marketing products and services, customer lists, customer investment information and fee arrangements. [read post]
24 Mar 2017, 2:04 am
The German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) recently commented on the ever increasing relevance of IT-security and IT-compliance for financial service providers. [read post]
11 Apr 2023, 2:04 pm
Service Coordination Inc., a nonprofit organization and community provider of service and advocacy for people with disabilities across Maryland, appointed David Valentine as executive vice president and chief financial officer. [read post]
7 Nov 2019, 11:36 am
On October 29, 2019, the House Financial Services Subcommittee on Oversight and Investigations held a hearing to explore the issue of lending and housing discrimination against members of the LGBTQ+ community. [read post]
29 Sep 2007, 4:08 am
"A little while ago I had a chance to talk to folks from NEDAP about what kind of trainings and service referrals we could offer our clients. [read post]
23 May 2012, 6:30 am
Editor’s Note: Lord Adair Turner is chairman of the United Kingdom Financial Services Authority. [read post]
15 Nov 2023, 7:07 am
The speech is entitled Operational resilience in EU financial services. [read post]
7 Jun 2021, 7:34 am
Continue Reading › The post Japanese Customers of Bankoh Investment Services Broker Yoko Farias Suffer Six-Figure Northstar Financial Services (Bermuda) Losses appeared first on Investor Lawyers Blog. [read post]
