Posts tagged with: "financial+services"
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16 May 2016, 8:00 pm
It is not surprising that cyber criminals target financial services companies. [read post]
7 Apr 2014, 12:21 pm
The House Financial Services Committee will question representatives of federal financial regulatory agencies during a hearing tomorrow entitled, “Who’s In Your Wallet: Examining How Washington Red Tape Impairs Economic Freedom. [read post]
20 Aug 2023, 4:04 pm
Meanwhile APRA has revamped its prudential regulation, finalising the long awaited operating risk prudential standard CPS 230, publishing investment governance guidance and committing to an industry wide assessment of the cyber capability of the financial services regime. [read post]
6 Apr 2010, 5:53 am
The Carlyle Group said on Tuesday that it has raised $1.1 billion for its first fund dedicated to acquiring financial services firms. [read post]
25 Oct 2019, 6:31 am
The EBA explains that the DMFSD was established to provide a legal framework governing the distance marketing of financial services. [read post]
2 Mar 2010, 1:34 am
The Financial Services Authority (FSA) issued a Dear CEO letter (the Letter) on 23 February 2010 stating that it was concerned that many insurance intermediaries could not demonstrate that they had adequate financial resources.The Letter notes that this failure has caused some firms to underestimate future demands on them which in turn required additional funding to be injected into the regulated firm. [read post]
2 Mar 2010, 1:34 am
The Financial Services Authority (FSA) issued a Dear CEO letter (the Letter) on 23 February 2010 stating that it was concerned that many insurance intermediaries could not demonstrate that they had adequate financial resources.The Letter notes that this failure has caused some firms to underestimate future demands on them which in turn required additional funding to be injected into the regulated firm. [read post]
3 Feb 2022, 7:16 am
Based on his work at the intersection of technology and financial services, Todd shares his perspective on how this new environment is likely to impact providers of various types of consumer financial services, particularly non-bank fintech companies. [read post]
8 Apr 2020, 7:45 pm
The information covered includes: news, corporate, academic, public/private, scholarly and government sites and services respective to four sections – Corporate Conference Calls Resources, Financial Sources, Financial Sources Search Engines, and Selected Venture Capital Sources. [read post]
20 Oct 2023, 9:27 am
This gap for financial services has allowed credit unions and state-chartered banks to step in. [read post]
20 Oct 2023, 9:27 am
This gap for financial services has allowed credit unions and state-chartered banks to step in. [read post]
3 Apr 2019, 3:31 am
On 1 April 2019, the Financial Services and markets (Insolvency) (Amendment of Miscellaneous Enactments) Regulations 2019 were made and published on legislation.gov.uk together with an explanatory memorandum. [read post]
18 Jun 2013, 1:20 pm
Deloitte Financial Advisory Services agreed to a one-year suspension from consulting work at financial institutions regulated by the New York State Dept. of Financial Services because of alleged misconduct during its consulting work at Standard Chartered on anti-money laundering issues.... [read post]
28 Jul 2017, 3:06 am
Via Katfriend Darren Meale comes the news that, together with Royal Bank of Scotland’s IP Legal Counsel Mark Cruickshank, he is organising a roundtable on Brexit specifically focused on brand owners in the financial services industry.Here's the relevant flyer:Br*x*t and brands – would you like to join the Financial Services Roundtable? [read post]
1 Mar 2017, 7:21 am
[A]lthough Internet advertising might lead to a sale of a good or service, mere probabilities or possibilities fall short of demonstrating operations necessarily used in the practice, administration, or management of a financial product or service. [read post]
21 Mar 2022, 10:00 pm
On March 11, 2022, the UK Financial Conduct Authority (FCA), the Bank of England, and the Office of Financial Sanctions Implementation (OFSI) released a joint statement reiterating that all UK financial services firms, including the cryptoasset sector, are expected to ensure compliance with economic sanctions. [read post]
21 Mar 2022, 10:00 pm
On March 11, 2022, the UK Financial Conduct Authority (FCA), the Bank of England, and the Office of Financial Sanctions Implementation (OFSI) released a joint statement reiterating that all UK financial services firms, including the cryptoasset sector, are expected to ensure compliance with economic sanctions. [read post]
21 Mar 2022, 10:00 pm
On March 11, 2022, the UK Financial Conduct Authority (FCA), the Bank of England, and the Office of Financial Sanctions Implementation (OFSI) released a joint statement reiterating that all UK financial services firms, including the cryptoasset sector, are expected to ensure compliance with economic sanctions. [read post]
21 Mar 2022, 10:00 pm
On March 11, 2022, the UK Financial Conduct Authority (FCA), the Bank of England, and the Office of Financial Sanctions Implementation (OFSI) released a joint statement reiterating that all UK financial services firms, including the cryptoasset sector, are expected to ensure compliance with economic sanctions. [read post]
25 Nov 2011, 8:31 am
The Manual is organized into three parts and is intended to be a guide for examiners regarding how financial service providers should be examined for compliance with consumer financial laws. [read post]
