Posts tagged with: "financial+services"
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27 Jan 2012, 6:55 am
Capital Financial Services, Inc. [read post]
29 Jan 2015, 11:39 am
Department of Justice (“DOJ”), charged with regulating Title III, is expected to advance and finalize regulations affecting a variety of industries, including, in some instances, financial services. [read post]
16 Oct 2024, 6:40 am
The statement explains that this was the first formal meeting since the negotiations of the Berne Financial Services Agreement (BFSA) concluded in December 2023. [read post]
23 Apr 2024, 1:30 am
The Financial Services and Markets Act 2023 (FSMA 2023) introduced several new legislative powers which work together as a set of tools as the Government repeals assimilated law to deliver a Smarter Regulatory Framework (SRF) for financial services. [read post]
4 Jan 2019, 2:32 am
On 3 January 2019, the Financial Markets Law Committee (FMLC) published a letter to HM Treasury with regards the Financial Services (Implementation of Legislation) Bill (the Bill). [read post]
24 Sep 2010, 12:04 am
Such was the rise of these companies that did the need for a law to protect users of these services, which was not very transparent and in other cases, there was little professionalism in the service. [read post]
1 Nov 2018, 8:54 am
On 31 October 2018, the FCA published Discussion Paper 18/9: fair pricing in financial services (DP18/9). [read post]
17 Mar 2024, 7:17 pm
The post Justices to hear NRA’s free speech argument against New York financial services official appeared first on SCOTUSblog. [read post]
6 Feb 2024, 4:50 am
Effective management of risks contributes to a business's capacity to meet debt servicing obligations, reducing the likelihood of financial setbacks and defaults. [read post]
3 Dec 2012, 6:27 am
On November 28, the Republican caucus of the House of Representatives elected Representative Jeb Hensarling (R-TX) Chairman of the House Financial Services Committee for the 113th Congress, which will convene next year. [read post]
10 Aug 2022, 1:03 pm
On 10 August 2022, the House of Commons’ Treasury Sub-Committee on Financial Services Regulations published a letter addressed to the Prudential Regulation Authority (PRA) regarding the ‘Strong and Simple Framework’. [read post]
15 Jun 2023, 3:52 am
Former Securian Financial Services Advisors Join Capitol Financial Solutions, A Group Affiliated with Royal Alliance PHOENIX , June 15, 2023 /PRNewswire/ -- Advisor Group, one of the nation's largest networks of independent wealth management firms, announced that John Amendola , Eric S. [read post]
27 Aug 2012, 5:00 am
My background is as a lawyer in financial services, first as a regulator and in-house, and now in private practice. [read post]
2 Dec 2021, 6:59 am
Ohio Financial Advisor is Accused of Negligence and Unsuitability Daniel James Lauletta, an MML Investors Services stockbroker and investment advisor, is currently named in three pending customer disputes, including one in which the claimant is requesting $1M in damages. [read post]
29 Aug 2012, 11:44 am
Financial services attorneys need to be mindful of issues unique to employees in the financial services industry. [read post]
29 Aug 2012, 11:44 am
Financial services attorneys need to be mindful of issues unique to employees in the financial services industry. [read post]
24 Jul 2015, 5:29 am
Mishkin The CFPB has announced a proposed settlement with Student Financial Aid Services, Inc. [read post]
26 Mar 2019, 4:25 am
You can track the financial services Brexit EU Exit statutory instruments (as well as gain access to our Brexit resources) on our Brexit Pathfinder hub. [read post]
4 Mar 2019, 6:56 am
You can track the financial services Brexit EU Exit statutory instruments (as well as gain access to our Brexit resources) on our Brexit Pathfinder hub. [read post]
29 Mar 2019, 4:58 am
You can track the financial services Brexit EU Exit statutory instruments (as well as gain access to our Brexit resources) on our Brexit Pathfinder hub. [read post]
