Posts tagged with: "financial+services"
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26 Jan 2017, 6:12 am
One such proposal, the Financial CHOICE Act (the CHOICE Act), passed the House Financial Services Committee on September 13, 2016, and was amended on December 20, 2016. [read post]
28 May 2014, 1:12 pm
Members of Orrick’s Employment Law & Litigation Group invite you to join an interactive discussion of critical employment law issues impacting the financial services industry. [read post]
6 Feb 2015, 2:24 pm
The proposed minimum financial requirements include net worth, capital ratio and liquidity criteria for the Enterprises’ Seller/Servicers. [read post]
2 Jun 2014, 7:39 am
Members of Orrick’s Employment Law & Litigation Group invite you to join an interactive discussion of critical employment law issues impacting the financial services industry. [read post]
9 Jun 2014, 6:13 am
Members of Orrick’s Employment Law & Litigation Group invite you to join an interactive discussion of critical employment law issues impacting the financial services industry. [read post]
25 Oct 2019, 6:23 am
On 23 October 2019, the Financial Markets Law Committee (FMLC) published a letter to HM Treasury on the Financial Services (Implementation of Legislation) Bill (Bill). [read post]
29 Apr 2014, 4:26 pm
“This primer provides a detailed description of the GCF Repo® Service, a financial service provided by the Fixed Income Clearing Corporation. [read post]
25 Jun 2011, 6:39 am
The act provides broad regulatory changes to the financial services industry. [read post]
24 Mar 2022, 9:12 am
In this 20-minute webinar, our financial services and regulation team will highlight these issues and provide practical guidance for financial institutions. [read post]
10 Aug 2018, 1:27 pm
The American College of Consumer Financial Services Lawyers issues a call for papers for their 2019 Annual Writing Competition. [read post]
14 Nov 2016, 8:08 am
Brotman specializes in investment, retirement, estate, insurance, and comprehensive financial planning services for families, professionals, executives and business owners. [read post]
23 Nov 2015, 3:10 pm
Brotman Financial Group Inc., a financial services firm whose professionals offer wealth management, announced that Kathleen Benjamin, CFP, CPA is the firm’s new equity partner and principal. [read post]
9 Sep 2016, 2:44 pm
With more than 15 years of experience in the financial services industry, ... [read post]
26 Oct 2015, 8:13 am
Brotman Financial Group Inc., a financial services firm whose professionals offer wealth management, announced that Craig Myers has joined the firm in the investment operations department. [read post]
13 Jan 2022, 4:55 am
Tax Expat Tax Services. [read post]
27 Jun 2024, 5:36 am
There is no suggestion that financial services will be excluded. [read post]
13 Apr 2017, 8:13 am
A “service provider” is generally defined in Section 1002(26)(A) of Dodd-Frank as “any person that provides a material service to a covered person in connection with the offering or provision by such covered person of a consumer financial product or service, including a person that: (i) Participates in designing, operating, or maintaining the consumer financial product or service; or (ii) Processes transactions… [read post]
28 Mar 2024, 10:31 am
(Federal law and the law in many jurisdictions already generally bans various kinds of financial discrimination based on race, religion, sex, and the like.) [read post]
17 May 2021, 9:03 am
Continue Reading › The post Ex-Cetera Investment Services Broker May Have Unsuitably Recommended Northstar Financial Services (Bermuda) to Customers appeared first on Investor Lawyers Blog. [read post]
18 Jul 2014, 12:08 pm
Our financial education strategy focuses on providing information and tools to help consumers navigate financial choices, and integrating financial capability training into other programs and services where consumers may be seeking assistance. [read post]
