Posts tagged with: "financial+services"
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21 May 2018, 11:26 am
Maryland SB 1068, titled the Financial Consumer Protection Act of 2018, represents a scaled down version of an attempt by state lawmakers to regulate student loan servicers. [read post]
13 Jun 2009, 10:20 pm
His speech covers: the new EDR scheme rules due to start on 1 January 2010; the duties of financial advisers; financial product design; the new consumer redit laws; whether the sale of financial products to retail investors should be further regulated. [read post]
23 Jun 2023, 6:05 am
On 23 June 2023, the Council of the European Union published a note containing its analysis with a view to agreement of the final compromise text of the proposed Directive concerning financial services contracts concluded at a distance and repealing Directive 2002/65/EC. [read post]
28 Dec 2022, 8:55 am
This Article argues that it is time to recognize the policy failure in financial inclusion and give more serious consideration to a menu of stronger regulatory interventions: hard service mandates that impose cross-subsidization among consumers; taxpayer subsidies; and public provision of financial services. [read post]
8 Mar 2018, 9:01 am
View Chancellor’s HSBC speech: financial services, 7 March 2018 [read post]
8 Mar 2018, 9:01 am
View Chancellor’s HSBC speech: financial services, 7 March 2018 [read post]
12 Jan 2023, 5:08 am
Contact local adult protective services, the police, and the senior’s financial institution. [read post]
10 Mar 2023, 3:01 am
On 9 March 2023, the House of Commons’ Treasury Sub-Committee on Financial Services Regulations published a letter addressed to the FCA, following the FCA’s consultation on Sustainability Disclosure Requirements and investment labels. [read post]
18 Aug 2016, 2:54 pm
Just this month, UBS Financial Services, Inc. submitted a Letter of Acceptance, Waiver and Consent No. 2013038351701 (AWC) that detailed a $250,000 fine for failures in supervision regarding sales of mutual fund shares to investors. [read post]
6 Jun 2011, 6:58 am
Goldman Sachs has agreed to sell its mortgage servicing unit, Litton Loan Servicing, to Ocwen Financial for $263.7 million, ending its ties to an industry steeped in controversy. [read post]
1 Feb 2024, 11:47 am
On 1 February 2024, a statutory instrument (SI) – the Financial Services Act 2021 (Overseas Funds Regime and Recognition of Parts of Schemes) (Amendment and Modification) Regulations 2024 –was published, along with an explanatory memorandum. [read post]
1 Jan 2010, 8:19 pm
They've got their work cut out for them, as this profile of the House Financial Services Committee suggests: [The House Financial Services Committee] is known as a "money committee" because joining it makes fundraising, especially from donors with financial interests litigated [sic] by the panel, significantly easier. [read post]
13 Mar 2009, 5:24 am
From Eric Dash, a DealBook colleague: John Chrin, the co-head of JPMorgan Chase's financial institutions group, is stepping down after more than two decades of advising Wall Street and Main Street banks on mergers and acquisitions. [read post]
15 Nov 2008, 8:13 pm
And it is not at all clear whether China's concession on the provision of financial information includes financial news services provided by foreign news agencies. [read post]
27 Dec 2022, 10:32 am
This Article argues that it is time to recognize the policy failure in financial inclusion and give more serious consideration to a menu of stronger regulatory interventions: hard service mandates that impose cross-subsidization among consumers; taxpayer subsidies; and public provision of financial services. [read post]
28 Jul 2023, 8:01 am
Then there is paying the bills […] The post 6 Important Steps to Protect Yourself Financially While Divorcing appeared first on Seattle Divorce Services. [read post]
4 Apr 2019, 10:00 am
In this week’s podcast, a member of Ballard Spahr’s federal lobbying and government relations team discusses what’s in the Consumers First Act (H.R. 1500, intended to undo former CFPB Acting Director Mick Mulvaney’s actions), the impact of current House dynamics on the bill’s or specific provisions’ prospects for passage, the topics of other financial services bills likely to have bipartisan support, and how CFPB Director Kraninger’s… [read post]
9 Nov 2009, 12:47 am
On October 27, 2009, the House Financial Services Committee and the Treasury Department released draft legislation, titled the Financial Stability Improvement Act of 2009 (the “Bill”), to address systemic risk issues, particularly in connection with financial institutions that are considered “too big to fail. [read post]
8 Feb 2023, 5:28 am
Cut expenses: Look for ways to trim your budget by cutting unnecessary expenses or negotiating lower prices for goods and services. [read post]
2 Nov 2009, 11:23 am
Last week, the House of Representatives Financial Services Committee voted 39-29 for the creation of a federal agency that would provide consumer protection. [read post]
