Posts tagged with: "financial+services"
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7 Jun 2021, 7:34 am
Continue Reading › The post Japanese Customers of Bankoh Investment Services Broker Yoko Farias Suffer Six-Figure Northstar Financial Services (Bermuda) Losses appeared first on Investor Lawyers Blog. [read post]
17 Nov 2017, 4:54 am
View David Davis speech on financial services after Brexit, 14 November 2017 [read post]
23 May 2012, 6:30 am
Editor’s Note: Lord Adair Turner is chairman of the United Kingdom Financial Services Authority. [read post]
7 Nov 2019, 11:36 am
On October 29, 2019, the House Financial Services Subcommittee on Oversight and Investigations held a hearing to explore the issue of lending and housing discrimination against members of the LGBTQ+ community. [read post]
11 Apr 2023, 2:04 pm
Service Coordination Inc., a nonprofit organization and community provider of service and advocacy for people with disabilities across Maryland, appointed David Valentine as executive vice president and chief financial officer. [read post]
20 Oct 2008, 3:32 am
I do not doubt that behaviorally informed financial services regulation would be an improvement over our current model. [read post]
26 Jul 2023, 9:23 am
The FCA’s Financial Lives survey provides nationally representative data about consumers’ attitudes towards managing their money, the financial products they have and their experiences of engaging with financial services firms. [read post]
7 May 2012, 1:18 pm
On April 13, 2012 the Consumer Financial Protection Bureau (CFPB) issued Bulletin 2012-03 titled "Service Providers". [read post]
16 Jan 2019, 4:04 am
On 15 January 2019, the House of Commons’ Treasury Select Committee (the Committee) published written evidence submitted by the FCA as part of the Committee’s inquiry into consumer access to financial services (the Submission). [read post]
22 Feb 2018, 4:36 am
View The Financial Services and Markets Act 2000 (Benchmarks) (Amendment) Regulations 2018, 22 February 2018 [read post]
20 Dec 2023, 8:07 am
On 25 November 2021, the European Commission (Commission) published a proposal for the Regulation establishing a European single access point (ESAP) providing centralised access to publicly available information of relevance to financial services, capital markets and sustainability. [read post]
15 Nov 2023, 7:07 am
The speech is entitled Operational resilience in EU financial services. [read post]
21 Nov 2024, 1:14 am
The Financial Services Tribunal upheld the OPFA’s determination. [read post]
31 Mar 2017, 2:34 am
View Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2017, 29 March 2017 View Transposition note to Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2017, 29 March 2017 View Impact assessment to Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2017, 29 March 2017 [read post]
New York Department of Financial Services addresses cybersecurity risks from artificial intelligence
17 Oct 2024, 3:07 pm
On October 16, 2024, the New York Department of Financial Services (“NYDFS” or “DFS”) issued guidance raising awareness about combatting cybersecurity risks arising from artificial intelligence (“AI”) used by DFS licensees, such as insurers and virtual currency businesses. [read post]
29 Sep 2007, 4:08 am
"A little while ago I had a chance to talk to folks from NEDAP about what kind of trainings and service referrals we could offer our clients. [read post]
25 Jul 2019, 8:00 am
We Give Services with a Little Extra People are shy about discussing their financial wellness. [read post]
19 May 2021, 1:13 pm
Former SunTrust Advisory Services Investment Adviser Luisa Gonzales Unsuitably Recommended Northstar Bermuda Products A senior investor has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim seeking up to $500K in damages against Truist Investment Services for losses he suffered in Northstar Financial Services (Bermuda). [read post]
9 Jul 2012, 7:47 pm
In the wealth industry, “financial quarterback” is a cliché term for the idea that advisors coordinate a client’s other financial service providers. [read post]
21 Jul 2009, 5:48 pm
Barney Frank, Chair of the House Financial Services Committee, has announced that his committee's consideration of legislation establishing a Consumer Financial Protection Agency has been delayed from next week until September. [read post]
