Posts tagged with: "financial+services"
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20 Dec 2023, 8:07 am
On 25 November 2021, the European Commission (Commission) published a proposal for the Regulation establishing a European single access point (ESAP) providing centralised access to publicly available information of relevance to financial services, capital markets and sustainability. [read post]
31 Mar 2017, 2:34 am
View Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2017, 29 March 2017 View Transposition note to Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2017, 29 March 2017 View Impact assessment to Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2017, 29 March 2017 [read post]
25 Jul 2019, 8:00 am
We Give Services with a Little Extra People are shy about discussing their financial wellness. [read post]
15 Nov 2023, 7:07 am
The speech is entitled Operational resilience in EU financial services. [read post]
9 Jul 2012, 7:47 pm
In the wealth industry, “financial quarterback” is a cliché term for the idea that advisors coordinate a client’s other financial service providers. [read post]
21 Jul 2009, 5:48 pm
Barney Frank, Chair of the House Financial Services Committee, has announced that his committee's consideration of legislation establishing a Consumer Financial Protection Agency has been delayed from next week until September. [read post]
19 May 2021, 1:13 pm
Former SunTrust Advisory Services Investment Adviser Luisa Gonzales Unsuitably Recommended Northstar Bermuda Products A senior investor has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim seeking up to $500K in damages against Truist Investment Services for losses he suffered in Northstar Financial Services (Bermuda). [read post]
28 Dec 2022, 8:55 am
This Article argues that it is time to recognize the policy failure in financial inclusion and give more serious consideration to a menu of stronger regulatory interventions: hard service mandates that impose cross-subsidization among consumers; taxpayer subsidies; and public provision of financial services. [read post]
21 Nov 2024, 1:14 am
The Financial Services Tribunal upheld the OPFA’s determination. [read post]
21 May 2018, 11:26 am
Maryland SB 1068, titled the Financial Consumer Protection Act of 2018, represents a scaled down version of an attempt by state lawmakers to regulate student loan servicers. [read post]
6 Jun 2011, 6:58 am
Goldman Sachs has agreed to sell its mortgage servicing unit, Litton Loan Servicing, to Ocwen Financial for $263.7 million, ending its ties to an industry steeped in controversy. [read post]
23 Jun 2023, 6:05 am
On 23 June 2023, the Council of the European Union published a note containing its analysis with a view to agreement of the final compromise text of the proposed Directive concerning financial services contracts concluded at a distance and repealing Directive 2002/65/EC. [read post]
New York Department of Financial Services addresses cybersecurity risks from artificial intelligence
17 Oct 2024, 3:07 pm
On October 16, 2024, the New York Department of Financial Services (“NYDFS” or “DFS”) issued guidance raising awareness about combatting cybersecurity risks arising from artificial intelligence (“AI”) used by DFS licensees, such as insurers and virtual currency businesses. [read post]
29 Sep 2007, 4:08 am
"A little while ago I had a chance to talk to folks from NEDAP about what kind of trainings and service referrals we could offer our clients. [read post]
12 Jan 2023, 5:08 am
Contact local adult protective services, the police, and the senior’s financial institution. [read post]
13 Jun 2009, 10:20 pm
His speech covers: the new EDR scheme rules due to start on 1 January 2010; the duties of financial advisers; financial product design; the new consumer redit laws; whether the sale of financial products to retail investors should be further regulated. [read post]
8 Mar 2018, 9:01 am
View Chancellor’s HSBC speech: financial services, 7 March 2018 [read post]
8 Mar 2018, 9:01 am
View Chancellor’s HSBC speech: financial services, 7 March 2018 [read post]
15 Nov 2008, 8:13 pm
And it is not at all clear whether China's concession on the provision of financial information includes financial news services provided by foreign news agencies. [read post]
27 Dec 2022, 10:32 am
This Article argues that it is time to recognize the policy failure in financial inclusion and give more serious consideration to a menu of stronger regulatory interventions: hard service mandates that impose cross-subsidization among consumers; taxpayer subsidies; and public provision of financial services. [read post]
