Posts tagged with: "financial+services"
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25 Jan 2011, 6:10 pm
Apparently short on cash, broker/dealer Capital Financial Services is trying to combine 36 separate investor arbitration claims and lawsuits as part of a class action settlement. [read post]
26 Jul 2012, 11:55 am
Matthew Yglesias has a fantastic piece about the Barofsky-Geithner proxy debate on the financial crisis. [read post]
6 May 2017, 8:55 am
Financial Times, Artificial Intelligence Closes in on the Work of Junior Lawyers: After more than five years at a leading City law firm, Daniel van Binsbergen quit his job as a solicitor to found Lexoo, a digital start-up for legal services in the fledgling “lawtech” sector. [read post]
19 Mar 2009, 2:23 am
“Proposals aimed at shaking up Britain’s banking sector received a cautious welcome from the City’s leading financial services lawyers today. [read post]
1 Dec 2006, 8:52 am
The United States government has warned financial services firms that a radical Muslim group is calling for an online assault on stock-trading and banking Web sites beginning Friday. [read post]
4 Dec 2014, 2:00 pm
TIAA-CREF is the financial services company where many of academics have their retirement plans. [read post]
30 Nov 2006, 4:55 am
., provides healthcare and staffing services in the Northeast. [read post]
29 Oct 2018, 2:01 pm
There are a number of priority-pending financial services legislative proposals which the Commission wants the European Parliament and the Council of the EU to take swift action on. [read post]
9 Jun 2009, 6:06 am
Two good articles today on the pace and direction of the regulatory reform of financial services and financial... [read post]
8 Apr 2009, 8:32 am
Court of Appeals for the 8th Circuit dealt a blow to Ameriprise Financial. [read post]
8 Mar 2011, 11:10 am
Update on the use of social media by financial firms from Financial-Planning.com [read post]
26 Jan 2018, 9:41 am
With effect from July 2016 the German legislator has introduced a regulation to protect whistleblowers within the financial services sector, i.e. companies under the supervision of the German Federal Financial Supervisory Authority (BaFin). [read post]
Financial Crimes Enforcement Network: Customer Due Diligence Requirements for Financial Institutions
31 Jul 2014, 4:49 pm
The proposed amendments would add a new requirement that these entities know and verify the identities of the real people (also known as beneficial owners) who own, control, and profit from the companies they service…The proposed rule benefits from extensive outreach and discussion with financial institutions and regulatory agencies. [read post]
8 Nov 2023, 7:56 am
On November 1, 2023, the New York Department of Financial Services (“NYDFS”) released the finalized amendments of Part 500 of its cybersecurity regulations. [read post]
19 Feb 2019, 7:00 am
Countrywide Pre-Paid Legal Services offers a plan. [read post]
6 Jul 2022, 2:26 am
Debt-servicing remains affordable for most UK businesses. [read post]
1 Jan 2007, 7:46 pm
Despite the problems, Mr Adams says there is no doubt that the ability to get patents stimulates innovation at companies such as Citigroup, which holds more financial services patents than any other. [read post]
12 Mar 2019, 5:41 am
Andrew Bailey, Chief Executive of the FCA, said: “Consumers and small businesses struggle with the cost and time needed to take firms to court, so it is essential they can receive fair compensation from the Financial Ombudsman Service when things go wrong. [read post]
15 Jun 2021, 9:00 pm
Many U.S. taxpayers who own financial assets overseas owe reporting obligations to the Internal Revenue Service (IRS). [read post]
9 May 2016, 11:17 am
The December 2015 determination of the Ombud for Financial Service Providers in De Hoop Steenwerwe v Finmar Makelaars reminds us of the duties imposed on FSPs by the FAIS Act and the FAIS General Code. [read post]
