Posts tagged with: "financial+services"
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13 Jun 2022, 10:30 am
The joint statement reports that, at the forum the UK and Japan signed an Exchange of Letters operationalising key financial services provisions under the UK-Japan Comprehensive Economic Partnership Agreement (the Agreement). [read post]
27 Apr 2017, 6:22 am
The modified version of the legislation, CHOICE Act 2.0, released by House Financial Services Committee Chairman Jeb Hensarling (R-TX), is mostly known for proposing major financial regulatory reforms. [read post]
2 Nov 2018, 10:47 am
Robert Scott Ginsberg (CRD #5177531) is a registered broker and investment advisor currently employed with Woodbury Financial Services, Inc. [read post]
20 Apr 2017, 12:16 pm
The House Financial Services Committee announced that it will hold a hearing on April 26, 2017 to discuss the Financial CHOICE Act. [read post]
30 Jan 2008, 1:59 am
Trademark Trial and Appeal Board reversed refusals to register the marks SUGAR NO. 1 1 , SUGAR NO. 14, and COTTON NO. 2, finding the marks not merely descriptive of "financial services, namely, futures exchange and related commodity trading services. [read post]
10 Sep 2009, 12:17 pm
According to the DEA, a former Owner of Chilean Financial Services Company was sentenced in Manhattan Federal Court for Violating U.S. [read post]
8 Nov 2022, 1:11 pm
Even though I often disagree with Professor Levitin’s opinions and policy positions about consumer financial services developments, I maintain high respect for him because he is very knowledgeable in this area. [read post]
14 Sep 2009, 1:30 pm
I also want to thank our hosts from the National Park Service here at Federal Hall and all the other outstanding public officials who are here. [read post]
23 Jun 2022, 3:36 pm
”[3] As one Ohio district court has recently put it: “In short, the TVPA makes it illegal for a company [ ] to leverage serious financial pressure or threats of inappropriate legal action against [its employee] in a way that would press a reasonable [person] in her position into its service. [read post]
7 Nov 2023, 3:02 am
What Is a Financial Remedy Order? [read post]
27 Mar 2019, 8:42 am
You can track the financial services Brexit EU Exit statutory instruments (as well as gain access to our Brexit resources) on our Brexit Pathfinder hub. [read post]
13 Mar 2019, 3:05 am
You can track the financial services Brexit EU Exit statutory instruments (as well as gain access to our Brexit resources) on our Brexit Pathfinder hub. [read post]
3 Mar 2016, 4:05 am
The Internal Revenue Service in its recently-released Statistics of Income (Winter 2016) discloses extensive financial data regarding Nonprofit Charitable Organizations and Donor-Advised Funds. [read post]
16 Apr 2009, 10:13 am
ABC Financial Services will pay $20,000 to settle a pregnancy discrimination lawsuit brought by the U.S. [read post]
12 Mar 2015, 7:22 pm
“Changing how government delivers services such as acquisition, financial management, human resources and information technology can improve performance and reduce overlap, duplication and overall costs. [read post]
22 Feb 2021, 8:38 am
Morgan Stanley offers a wide array of brokerage and advisory services to its clients, each of which may create a different type of relationship with different obligations to you. [read post]
10 Nov 2009, 8:26 pm
I answered a Linkedin question today about the lack of marketing use of social media by financial planners. [read post]
10 Nov 2009, 8:26 pm
I answered a Linkedin question today about the lack of marketing use of social media by financial planners. [read post]
28 Jun 2023, 8:48 am
On 28 June 2023, the Financial Ombudsman Service (FOS) published a speech by Abby Thomas, Chief Executive and Chief Ombudsman, delivered at the Consumer Duty Implementation Summit. [read post]
23 Oct 2023, 11:00 pm
Practical Guidance Financial Services Regulation now offers the Mortgage Servicing Fees state law comparison tool with coverage beginning in five key states (CA, DC, PA, IA, and WI) with more coming soon. [read post]
