Posts tagged with: "financial+services"
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23 Jan 2017, 2:46 pm
Willis Republican members of the House Financial Services Committee recently released a report, prepared by the Republican Staff of the Committee, titled “Unsafe at Any Bureaucracy, Part III: The CFPB’s Vitiated Legal Case Against Auto Lenders. [read post]
19 Apr 2021, 11:42 am
Tomorrow, April 20, the House Financial Services Committee is scheduled to mark-up a series of bills that include a bill dealing with debt collection and two bills dealing with the diversity and inclusion practices of banks and other federally-regulated entities. [read post]
12 Mar 2020, 9:40 am
The Government is proposing a new framework (the GAR) that will allow Gibraltar-based financial services firms to access the UK market as “authorised persons” under the Financial Services and Market Act 2000, without having to apply for full UK authorisation from the UK regulators. [read post]
11 Jun 2008, 12:18 pm
Citigroup’s chief executive, Vikram Pandit, on Tuesday called for a “vigorous” debate on regulatory oversight as the crisis in the financial services industry continues, Dow Jones Newswires reported. [read post]
12 Jul 2016, 7:27 am
Delfino had been employed and registered with Ameriprise Financial Services, Inc., a broker-dealer, from October 2009 to November 2015, according to her publicly available BrokerCheck, as maintained by the Financial Industry Regulatory Authority. [read post]
16 Mar 2020, 8:43 am
The Committee urged regulators to take action to improve the operational resilience of firms in the financial services sector. [read post]
10 Dec 2019, 7:13 am
Especially in countries where BigTechs are significant providers of financial services financial stability risks are high. [read post]
30 Jul 2015, 8:27 am
Mishkin Yesterday, the following four CFPB-related bills were passed by the House Financial Services Committee: H.R. 3192, the “Homebuyers Assistance Act”: The bill would provide a hold harmless period for the TILA/RESPA Integrated Disclosure (TRID) rule that is scheduled to go into effect on October 3, 2015. [read post]
10 Sep 2018, 2:13 am
The webex recording of our recent extended 40 minute briefing on Brexit and the future of financial services is now available. [read post]
7 Aug 2009, 6:00 am
Certain trade experts have been saying that WTO rules do not apply to subsidies to the financial services industry (or, at least, do not provide much discipline). [read post]
3 Jan 2019, 1:14 am
To gain access to PathfinderPLUS, please contact the financial services team. [read post]
27 Aug 2013, 6:02 am
Although some UK financial services organisations are leading the way in terms of their use of social media, on the whole, engagement in social media by UK financial services firms is still relatively limited. [read post]
24 May 2024, 7:16 am
This forum was established following the signing of the UK-EU Memorandum of Understanding on Financial Services Cooperation on 27 June 2023. [read post]
18 Aug 2022, 7:00 am
Recently, the Colorado Division of Securities published an Ongoing Financial Planning Guide that articulated its concerns regarding investment adviser firms that provide continuous financial planning services. [read post]
6 Dec 2018, 7:00 am
Countrywide Pre-Paid Legal Services offers a financial wellness plan. [read post]
8 Apr 2014, 7:07 am
On March 25, the Fed issued a report on the use of mobile phones to obtain financial services. [read post]
28 Apr 2021, 4:43 am
Lion Street Financial, LLC is a financial services company headquartered in Austin, Texas. [read post]
26 Aug 2007, 12:55 pm
The Insurance Ombudsman Service Limited Board and the Financial Industry Complaints Service Limited Board and the Banking and Financial Services Ombudsman Limited have announced that agreement in principle to the merger of those three schemes had been reached. [read post]
15 Nov 2021, 7:50 am
Our seasoned Northstar Financial Services (Bermuda) attorneys are continuing to investigate Hancock Whitney Investment Services broker Robin Platt for selling and marketing investments of this off-shore entity to his customers. [read post]
26 Aug 2014, 1:48 pm
On August 6, 2014, the UK’s financial services regulator, the Financial Conduct Authority (FCA), issued long-awaited draft guidance on the use of social media in financial promotions by regulated financial institutions. [read post]
