Posts tagged with: "financial+services"
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10 May 2021, 10:00 pm
The significance of D&I has long been discussed and highlighted by the regulator, but the announcement marks a further shift in the FCA’s level of focus on D&I and should be read alongside the collection of recent FCA speeches on the lack of gender and ethnic diversity at a senior level in financial services. [read post]
28 Aug 2012, 8:49 am
His clients included Citigroup, HSBC and JP Morgan Chase, according to the membership directory of the American College of Consumer Financial Services Lawyers. [read post]
29 Jun 2013, 9:37 pm
Financial abuse of the elderly is rampant, and often has devastating consequences for those who fall victim to financial fraud and scams. [read post]
22 Jul 2016, 9:48 am
Abrams is currently employed and registered with Ameriprise Financial Services, Inc., and works at the broker-dealer’s Marlton, New Jersey office, according to his publicly available BrokerCheck records maintained by the Financial Industry Regulatory Authority (FINRA). [read post]
21 May 2010, 7:25 pm
Section 1057: New Whistleblower Protection for Financial Services Employees. [read post]
4 Nov 2019, 8:47 am
On 31 October 2019, the Council of the EU published a note from the General Secretariat of the Council relating to progress on financial services legislative files. [read post]
8 Sep 2020, 1:16 pm
AB-1864 is one of three recently passed California bills that will impact consumer financial services providers in California. [read post]
7 Nov 2010, 5:34 pm
If no service connected condition, if you have a financial need, then you may obtain aid and attendance. [read post]
25 Jun 2012, 1:06 pm
If it clear that a crime has been committed, it is always important to inform the police and district attorney and file a complaint with the Adult Protective Services Division of the New Mexico Aging and Long Term Services Department. [read post]
16 Feb 2011, 8:58 am
(Todd Zywicki) The House Financial Services Committee is holding a hearing tomorrow on the Durbin Amendment price controls on debit card interchange fees. [read post]
10 Apr 2017, 12:01 pm
Covered financial institutions must also have policies and procedures that address “due diligence and/or contractual protections” relating to service providers, including a service provider’s use of multifactor authentication, and encryption and notice to the financial institution in the event of certain Cybersecurity Events. [read post]
11 Sep 2019, 12:33 pm
Thursday, September 26, 2019 | 12:00 p.m. [read post]
26 Jul 2021, 12:40 pm
*** Historical Listing of Banks DFS maintains a historical listing of New York banking institutions – banks and trust companies, savings banks, savings and loans, credit unions, investment companies and foreign banking institutions – that are or were New York State-chartered, as well as most federally chartered institutions that have ever operated in the state of New York. *** Read more… [read post]
16 Mar 2011, 9:45 am
In a letter to Treasury Secretary Tim Geithner, House Financial Services Chair Spencer Bachus (R-Ala) questioned what role the Consumer Financial Protection Bureau had in drafting the proposals involved with a settlement of allegations of improper mortgage services procedures and what specific legal authority would permit an official associated with the Bureau, which does not have regulatory or enforcement authority, to participate in settlement negotiations. [read post]
27 Apr 2020, 5:41 am
Citing a “significant increase in cybercrime” during the COVID-19 pandemic, the New York Department of Financial Services (DFS) issued guidance to all New York State regulated entities identifying areas of heightened cybersecurity risks. [read post]
10 May 2019, 1:19 pm
The former AXA Financial adviser was previously a registered broker with Cambridge Investment Research and CCO Investment Services. [read post]
26 Nov 2019, 10:56 am
The post Consumer Financial Protection Bureau sued on behalf of student loan borrowers appeared first on JURIST - News - Legal News & Commentary. [read post]
8 Feb 2022, 4:39 am
In addition, they further note the growing digitalisation of financial services activities has contributed to the fragmentation of the value chain for financial services. [read post]
26 Jan 2021, 1:55 pm
Maryland Volunteer Lawyers Service (MVLS), the largest provider of pro bono civil legal services to Marylanders facing financial hardships, Tuesday announced it is celebrating the profound work the organization has accomplished in the past 40 years and the 100,000 Marylanders it assisted with free civil legal services. [read post]
28 Apr 2016, 6:06 am
The Law & Economics Center at George Mason University School of Law hosts the Sixth Annual Public Policy Institute on Financial Services Regulation June 7-9, 2016. [read post]
