Posts tagged with: "financial+services"
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19 Jun 2013, 10:09 am
The City of Boston will be forwarding calls from residents to the Consumer Financial Protection Board when the callers have questions or complaints about financial products and services, the city announced yesterday. [read post]
27 Sep 2012, 7:50 am
We've blogged about the need that expats have for accurate financial document translation services and legal translation services to fully understand the foreign tax statutes and their tax liabilities. [read post]
8 Sep 2023, 6:38 am
On October 1, 2023 the California Department of Financial Protection and Innovation’s (“DFPI”) final regulations impacting those who provide commercial financial products and services will become effective. [read post]
12 Jul 2012, 9:02 am
In this post, we address the Consumer Financial Protection Bureau ("CFPB"), whose central mission is "to make markets for consumer financial products and services work for Americans--- whether they are applying for a mortgage, choosing among credit cards, or using any number of other consumer financial products. [read post]
27 May 2015, 6:58 am
The suggestion to adopt a definition limiting financial services or products to a particular industry, financial services industry, was considered but not adopted during rulemaking as the statute does not limit the program expressly to financial institutions, and such a narrow construction of the statute would be contrary to the legislative history of Section 18. . . . [read post]
13 May 2015, 7:13 am
"Patent Owner states that Petitioner does not cite to 'any single word in any single claim' that is directed to a financial product of service, none of the prior art cited by Petitioner is directed to a financial product or service, and Petitioner does not cite any examples of actual financial products that employ the method of the claims.' . . . [read post]
21 Nov 2016, 9:30 pm
Most of the EU’s recent financial services regulations provide a mechanism for a finding of equivalence. [read post]
13 Oct 2009, 8:56 am
The House Financial Services Committee is set to begin consideration of several bills that are key to achieving financial regulatory reform. [read post]
4 Dec 2019, 8:03 pm
The first is the introduction of a new financial service, being a “claims handling and settling service”. [read post]
16 Sep 2014, 3:52 am
., Serial No. 77582970 (June 27, 2013), wherein the Board reversed a refusal to register the mark CASHFLOW UNITS for "investment products, namely, wealth management and performance tracking, and providing financial advisory and financial portfolio management services. [read post]
8 Apr 2020, 8:10 am
Lamkin, who is now a Calton & Associates broker, is accused of borrowing $1.3M in total from an LPL Financial Services customer between 2011 and 2017 without getting written approval from or notifying the broker-dealer. [read post]
27 Jun 2018, 4:45 am
On 26 June 2018, there was published on the legislation.gov.uk website a draft of The Financial Services and Markets Act 2000 (Ring-fenced Bodies and Core Activities) (Amendment) Order 2018. [read post]
14 Nov 2023, 6:20 am
Digitalisation can lead to greater efficiency and innovation in the provision of financial services and support greater diversity of financial services providers. [read post]
1 Dec 2009, 10:57 pm
Financial Services Committee Approves Investor Protection Act, House.gov, November 4, 2009 House Committee Approves Investor Protection Act, SocialFunds.com House Financial Services Committee Sarbanes-Oxley Act 2002 [read post]
27 Oct 2009, 8:16 am
Today the Treasury Department and the House Financial Services Committee jointly released draft legislation addressing systemic risk. [read post]
18 Mar 2009, 10:33 pm
News release: "During the House Financial Services Subcommittee meeting today, American International Group â [read post]
2 Dec 2009, 11:46 am
"Today, the Financial Services Committee completed its initial work to reform the regulatory structure of the financial services industry by passing my Federal Insurance Office Act," said Chairman Kanjorski. [read post]
25 Jan 2010, 12:27 pm
At the same time, these approaches must preserve an integrated financial services market and not create regulatory arbitrage through an uneven playing field.The Board is armed with a mandate from the G-20 to promote globally consistent financial regulation as the US and the EU prepare major reform legislation. [read post]
12 Jun 2019, 2:15 am
You can track the financial services Brexit EU Exit statutory instruments (as well as gain access to our Brexit resources) on our Brexit Pathfinder hub. [read post]
29 Aug 2017, 8:50 am
Countrywide Pre-Paid Legal Services will furnish this to our financial wellness program. [read post]
