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10 Jul 2013, 6:00 am
We are currently investigating claims involving the management of brokerage accounts by Merrill Lynch for employees and former employees of UPS and their pensions. [read post]
3 Jul 2013, 1:37 pm
Lead investment bankers for the toll road revenue bonds and the sales tax revenue bonds are Goldman and BofA Merrill Lynch; Nossaman LLP acts as special counsel to RCTC in connection with the design/build contract and negotiation and closing of the TIFIA loan. [read post]
1 Jul 2013, 1:39 pm
Unless you’re portfolio is with a giant financial firm like Merrill Lynch or Morgan Stanley, you need to know whether the broker and firm are insured, what the insurance covers, and how much insurance exists. 2. [read post]
30 Jun 2013, 8:08 pm
The Comptroller compounded the situation further by forcing Merrill Lynch to assume trusteeship over the key man policies it had sold to the IFDA. [read post]
27 Jun 2013, 8:33 pm
For example,Although the Appellants argue that a “user's past performance andgoal achievement records" (as Merrill discloses) do not constitute "one ormore of the respective parameter values of the incentive contract selected bythe agent" (claim 1), Appellants do not explain why they do not. [read post]
23 Jun 2013, 11:28 pm
By Merrill BentFelis v. [read post]
18 Jun 2013, 8:30 am
In the Matter of the FINRA Arbitration Between Gregory Kiernan, Claimant, vs Merrill Lynch, Pierce, Fenner & Smith Inc., Respondent (FINRA Arbitration 12-02362, June 14, 2013 )Respondent Merrill Lynch generally denied the allegations and asserted various affirmative defenses.The FINRA Arbitration Panel found Respondent Me... [read post]
17 Jun 2013, 10:26 am
Wells Fargo Advisors just announced that it has hired nine financial advisors from Morgan Stanley, Merrill Lynch and RBC Capital Markets with $1.12 billion in assets under management.Transitioning between firms is a important, and stressful time. [read post]
14 Jun 2013, 8:22 am
The opinion is unlikely to have much significance for anybody other than those directly affected, and our colleague Thomas Merrill advises everybody else to “save your eyeballs for the next two weeks. [read post]
14 Jun 2013, 7:38 am
Other coverage comes from Thomas Merrill for this blog, Richard Wolf of USA Today, and Jeremy P. [read post]
10 Jun 2013, 6:42 pm
Awareness of the public health threat from food fraud is a key tactic in thwarting this growing concern.The registration link for the Food Fraud Exercise on June 18, 2013 in East Lansing is: zttps://www.foodshield.org/index.cfm/discover-tools-links/mi-tabletop/Please let Deb Merrill at MDARD know if you have any questions 517-335-4576 or merrilld@michigan.gov [read post]
10 Jun 2013, 1:50 pm
Edwards & Sons from 01/2004-06/2006, Merrill Lynch from 06/2006-10/2011, and LPL Financial from 11/2011-11/2012. [read post]
10 Jun 2013, 9:10 am
According to reports, former Merrill Lynch broker, Jane E. [read post]
10 Jun 2013, 2:53 am
” Because people are living longer, the way they plan financially for their older years has changed, said Schott Miller, a wealth adviser at Merrill Lynch in Fort Worth. [read post]
5 Jun 2013, 5:29 am
Merrill-National Laboratories, 646 F.Supp. 856 (D. [read post]
4 Jun 2013, 7:48 am
FINRA also ordered Merrill Lynch, Pierce, Fenner & Smith Incorporated, as successor for Banc of America Investment Services, Inc., to pay a fine of $900,000 and to reimburse approximately $1.1 million in losses to 214 customers. [read post]
4 Jun 2013, 7:26 am
Was this arbitration started as a legal maneuver to preempt a former employer's filing of an arbitration to recover on a promissory note balance? [read post]
3 Jun 2013, 10:36 am
The White Law Group is investigating the sale of Mariner Access and Mariner 2X Access hedge funds by Merrill Lynch brokers. [read post]
1 Jun 2013, 7:41 am
An intriguing finding that caught my eye in the recent survey of people over 45, Americans’ Perspectives on New Retirement Realities and the Longevity Bonus, from Merrill Lynch and the Age Wave consulting firm, really underscores this view. [read post]
27 May 2013, 10:48 pm
As discussed in an article in the Sarasota Herald Tribune (here), on May 22, 2013, a Middle District of Florida jury returned a verdict against Sarasota law firm Icard Merrill, and one of its partners, Robert Messick, in a legal malpractice action arising out of the collapse of the failed First Priority Bank of Bradenton, Florida. [read post]
