Posts tagged with: "financial+services"
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17 Dec 2016, 10:48 am
This law would work to protect over-65 persons who have an increased likelihood of suffering financial exploitation by offering increased training to banks and other financial service professionals and removing bureaucratic barriers that might otherwise make it difficult to report suspected elder financial abuse. [read post]
9 Dec 2016, 3:40 am
Fundamental Capital opposed an application to register FUNDAMENTAL DASHBOARD for financial analysis and research services, claiming likelihood of confusion with its registered mark FUNDAMENTAL CAPITAL for financial investment services. [read post]
25 Oct 2017, 11:57 am
The canceled CFPB rule, 82 FR 33210 [Summary], prevented providers of specified consumer financial products and services from requiring consumers to sign arbitration agreements that barred them from participating in class action lawsuits. [read post]
26 Apr 2021, 11:50 am
Morgan Securities, LLC over losses they suffered from investing in a Northstar Financial Services (Bermuda) variable annuity. [read post]
10 Aug 2020, 7:21 am
Arizona’s Adult Protective Services Act, “APSA” for short, was adopted to expand the rights and claims to remedy abuse, neglect and financial exploitation of Arizona’s large population of vulnerable adults. [read post]
1 Nov 2006, 9:01 am
The rule as written will not be effective for tax services provided on or before April 30, 2007 for tax services provided during the audit period.Adjustment to Implementation Schedule for Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles [read post]
8 Nov 2024, 2:52 am
There is significant potential for private sector PDS’ to change the landscape of consumer financial services in relation to pensions and retirement saving. [read post]
30 Mar 2012, 3:04 pm
On March 29, the United Kingdom’s Financial Services Authority (FSA) published the findings of its thematic review into anti-bribery and corruption systems and controls in U.K. [read post]
5 Oct 2023, 8:32 am
Countrywide’s Solution Countrywide Pre-Paid Legal Services has a financial wellness benefit that addresses the need for sound financial advice and guidance. [read post]
15 Aug 2018, 1:41 pm
In a settlement reached with the US Securities and Exchange Commission, Ameriprise Financial Services (AMP) will pay $4.5M over allegations that it did not protect retail investors from five of their financial representatives, who stole over $1.5M. [read post]
29 Apr 2021, 7:19 am
Tony Kaye, a partner in Ballard Spahr’s Consumer Financial Services Group, hosts the conversation, joined by Dan McKenna, Practice Group Leader of the firm’s Consumer Financial Services Litigation Group. [read post]
17 Oct 2023, 8:43 am
Countrywide Pre-Paid Legal Services has a financial wellness benefit connecting plan members to a superior professional. [read post]
7 Aug 2017, 1:47 pm
A report by the majority staff of the House Financial Services Committee concludes that there is a “valid and factual basis” for instituting contempt of Congress proceedings against Director Cordray. [read post]
15 Oct 2012, 5:58 am
In their letter commenting on the CFPB’s mortgage servicing proposal, Americans for Financial Reform and numerous other consumer advocacy groups, including Consumers Union, have asked the CFPB to consider withdrawing and reissuing the portions of the proposal that deal with loss mitigation and error resolution. [read post]
16 Jul 2011, 5:55 am
Again, celebrate your small accomplishments while focusing on where you are going. 3) Find a hobby or do a service that doesn’t take money. [read post]
14 Nov 2017, 11:25 am
Have you ever been tempted by “one size fits all” Minnesota bankruptcy services? [read post]
6 Jun 2023, 5:31 pm
The post Oppenheimer points to arbitrator’s military service as conflict: Attorney appeared first on Stoltmann Law. [read post]
30 Sep 2009, 6:39 pm
Here's the abstract: The Obama administration has proposed restructuring financial services regulation by transferring all consumer protection functions from existing agencies to a new Consumer Financial Protection Agency (CFPA). [read post]
10 Dec 2009, 7:08 am
Tim is a partner in the Washington, D.C. office of Pepper who focuses his practice on bank and financial services regulatory matters. [read post]
17 Oct 2011, 7:13 am
The financial services industry is likely to face more intrusive and judgment-based regulation once the new structure is adopted. [read post]
