Posts tagged with: "financial+services"
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22 Mar 2021, 10:00 pm
The UK Financial Conduct Authority (FCA) has recently published two speeches reiterating the broad and fundamental importance of diversity and inclusion within financial services. [read post]
22 Mar 2021, 10:00 pm
The UK Financial Conduct Authority (FCA) has recently published two speeches reiterating the broad and fundamental importance of diversity and inclusion within financial services. [read post]
22 Mar 2021, 10:00 pm
The UK Financial Conduct Authority (FCA) has recently published two speeches reiterating the broad and fundamental importance of diversity and inclusion within financial services. [read post]
22 Mar 2021, 10:00 pm
The UK Financial Conduct Authority (FCA) has recently published two speeches reiterating the broad and fundamental importance of diversity and inclusion within financial services. [read post]
22 Mar 2021, 10:00 pm
The UK Financial Conduct Authority (FCA) has recently published two speeches reiterating the broad and fundamental importance of diversity and inclusion within financial services. [read post]
28 Feb 2020, 9:27 am
Advertisers should ensure that reviews are honest based on actual experiences with the products and services, and that if incentivized, the reviews will disclose the relationship between the reviewer and the advertiser. [read post]
28 Feb 2020, 9:27 am
Advertisers should ensure that reviews are honest based on actual experiences with the products and services, and that if incentivized, the reviews will disclose the relationship between the reviewer and the advertiser. [read post]
30 Apr 2024, 3:10 am
With inflation continuing to drive prices upward on a broad range of products and services, financial wellness is top of mind for nearly everyone. [read post]
19 Oct 2023, 6:07 am
Additionally, the Act broadly exempts several categories of persons, including banks, trust companies, credit unions, broker-dealers, futures commission merchants, certain software and data storage providers, and merchants accepting payment in digital financial assets for certain goods and services. [read post]
15 Jul 2009, 8:00 pm
Dan Danford, MBA, CRSP of Family Investment Center explains the psychology behind arming yourself against paying high commissions to long-lost acquaintances for financial services you don't need. [read post]
22 Jul 2024, 6:35 am
Court of Appeals for the Sixth Circuit recently upheld the dismissal of a financial institution's putative class action lawsuit against a cellular service provider arising from a "SIM swap" scam, holding that the financial institution had no claim for indemnification or contribution under the EFTA or state law. [read post]
22 Feb 2022, 12:51 pm
A whistleblower working for Ireland’s Department of Health alleges that there was a lack of financial reporting with regards to funds given to the Health Service Executive, the country’s healthcare system. [read post]
ESAs publish recommendations on the supervision of retail financial services provided across borders
10 Jul 2019, 8:06 am
On 9 July 2019, the Joint Committee of the European Supervisory Authorities (ESAs) published a report on the cross-border supervision of retail financial services. [read post]
2 Jul 2007, 11:06 pm
Access to information: it is the view of BFSO that, where a financial services provider asserts that an individual is its customer, the individual is entitled to access information that the provider holds or purports to hold about him or her. [read post]
13 Jun 2018, 10:16 am
The Financial Industry Regulatory Authority (FINRA) recently barred former MML Investors Services broker Brian Travers from the industry. [read post]
15 Jun 2021, 6:00 am
Maryland Volunteer Lawyers Service (MVLS), the largest provider of pro bono civil legal services to Marylanders facing financial hardships, congratulated several volunteer attorneys and community partners recognized during the 2021 Maryland State Bar Association’s (MSBA) virtual Legal Summit and Annual Meeting. [read post]
24 Jun 2016, 6:21 am
The federal Consumer Financial Protection Bureau (CFPB) recently issued its “Supervisory Highlights – Mortgage Servicing – Special Edition” (Issue 11), addressing examination issues reportedly found as to loss mitigation acknowledgement notices, loss mitigation offers and related communications, loan modification denial notices, servicer policies and procedures, and servicing transfers. [read post]
28 Jun 2018, 6:12 am
In terms of next steps HMT states: that it intends to lay the first financial services on-shoring statutory instruments soon. [read post]
7 Jul 2017, 2:09 pm
According to the National Adult Protective Services Association, only 1 in 44 cases of financial abuse is reported. [read post]
3 Dec 2016, 11:30 am
Our investment attorneys are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against financial advisor John Crook (Crook) currently registered with Prospera Financial Services, Inc. [read post]
