Posts tagged with: "financial+services"
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10 Feb 2021, 10:00 pm
The inauguration of US President Joe Biden on January 20, 2021, marked the beginning of what will surely be a major transition across the US legislative and regulatory landscape—including the laws and regulations governing financial services firms in the United States. [read post]
6 Oct 2011, 4:14 pm
PNC Financial Services Group has announced a ten-year, $250 million extension of its Grow Up Great early childhood education initiative, which has benefited more than a million children since its launch in 2004. [read post]
10 Feb 2021, 10:00 pm
The inauguration of US President Joe Biden on January 20, 2021, marked the beginning of what will surely be a major transition across the US legislative and regulatory landscape—including the laws and regulations governing financial services firms in the United States. [read post]
10 Feb 2021, 10:00 pm
The inauguration of US President Joe Biden on January 20, 2021, marked the beginning of what will surely be a major transition across the US legislative and regulatory landscape—including the laws and regulations governing financial services firms in the United States. [read post]
2 Jun 2022, 6:24 am
Beechwood Bermuda (formerly known as PB Life) is a division of Northstar Financial Services (Bermuda). [read post]
12 Feb 2010, 11:08 am
Democratic SEC Commissioner Luis Aguilar thinks not: “While there was much activity this past year, very little has actually been accomplished,” Securities and Exchange Commissioner Luis Aguilar said Feb. 5, expressing doubt that comprehensive financial services reform will become a reality. ... [read post]
22 May 2021, 12:56 pm
“(i) The Petitioner shall serve the completed “Financial Affidavit” not later than thirty (30) days after service of the initial pleading and the Respondent shall serve the completed “Financial Affidavit” not later than thirty (30) days after the filing of the Responding party’s appearance; or (ii) Not less than seven (7) business days prior to a hearing, whichever date first occurs” Cook County Court Rule 13.3.1 The Illinois… [read post]
28 Jun 2017, 7:11 am
By Lene Powell, J.D.In a hearing of the capital markets subcommittee of the House Financial Services Committee, lawmakers heard from securities exchanges, market makers, and brokerages in a broad exploration of equity market structure issues including data feeds and broker rebates, among other topics.SIP vs. proprietary feeds. [read post]
5 Feb 2010, 11:45 am
Back in December the House of Representatives approved a sweeping financial services reform bill that would add more regulatory oversight to banks and brokerage houses. [read post]
20 May 2019, 1:56 pm
This is a professional death sentence for anyone who wants to provide financial services or financial advice to clients. [read post]
20 Aug 2018, 5:52 pm
In a new report by The HHS Office of Inspector General, the Centers for Medicare & Medicaid Services (CMS) was found to have wrongly funded $434.4 million in financial assistance payments to qualified health plan (QHPs) issuers for 461,127 policies. [read post]
15 Sep 2017, 11:11 am
The Internal Revenue Service has issued a reminder to foreign financial institutions to renew their Foreign Financial Institution (FFI) agreement if required. [read post]
11 Apr 2017, 4:06 pm
The White House began releasing the personal financial disclosure forms upon request through the White House web site. [read post]
30 Jul 2021, 8:29 am
According to the DOJ, POLS is a Panamanian law firm that offers services with respect to organizing entities and creating offshore financial accounts to help conceal assets and avoid taxes. [read post]
12 Sep 2023, 9:38 am
Not extending the compulsory jurisdiction of the Financial Ombudsman Service to the approval of financial promotions. [read post]
21 May 2019, 7:30 am
Castleberry Financial Services Group LLC, managed by T. [read post]
11 Mar 2022, 12:52 pm
Continue Reading › The post SSEK Law Firm Continues to Investigate Northstar Financial Services (Bermuda) Losses Involving East West Bank appeared first on Investor Lawyers Blog. [read post]
8 Jul 2019, 6:04 am
Now, the New York Department of Financial Services has opened a similar investigation, in response to a request from the Governor of New York. [read post]
20 Apr 2025, 6:39 pm
The claim alleges that Ausdal Financial Partners Inc. unsuitably invested its clients in the high-risk GWG Series L Bond, securities sponsored by GWG Holdings, a Dallas-based financial services firm. [read post]
26 Jan 2024, 1:40 pm
Voya and the unregistered entity had a Variable Marketing Agreement for services related to VUL sales. [read post]
