Posts tagged with: "financial+services"
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5 Oct 2009, 10:44 pm
News release: ""The Financial Services Authority (FSA)..published its final rules on the liquidity requirements expected of firms. [read post]
18 Mar 2009, 10:03 pm
News release: "The Financial Services Authority (FSA) has today published the Turner Review of global banking regulation. [read post]
29 Mar 2019, 11:35 am
Big Four rival KPMG also recently hired a financial services partner in Sydney. [read post]
8 Dec 2009, 2:39 pm
News release: "The House Financial Services Committee today [began] marking up a bill that would create a new consumer protection... [read post]
12 Apr 2024, 6:19 am
Earlier this year the FCA announced that it was using its powers under the Financial Services and Markets Act 2000 to review sales of historical motor finance discretionary commission arrangements (DCAs) and as part of this review it has observed firms taking different approaches to account for the potential impact on their financial resources. [read post]
17 Jun 2015, 8:19 am
Here are the materials in United Planners Financial Services of America LLP v. [read post]
15 Jan 2019, 6:36 am
You can track the financial services Brexit EU Exit statutory instruments (as well as gain access to our Brexit resources) on our Brexit Pathfinder hub. [read post]
24 Dec 2009, 6:31 am
In particular, servicers – parties that are contractually required to collect mortgage payments underlying securities – face potential liability and incentive problems in modifying loans. [read post]
23 Apr 2023, 9:01 pm
He had a historic career of public service, including as Chair of the House Committee on Interstate and Foreign Commerce. [read post]
15 May 2019, 7:21 am
According to Matthes’s FINRA Broker/Check report, several customer complaints have been filed against Matthes’s former firm, Mutual of Omaha Investor Services. [read post]
7 Apr 2020, 10:18 am
Liz Weston, a Certified Financial Planner and regular national columnist on financial issues, called *“Five Financial Tasks You should Tackle By Year-End,” at the end of 2019. [read post]
3 May 2016, 7:34 am
The service promises to reduce costs and enable new product opportunities by enabling institutions to securely issue, transact, and store financial assets digitally.Blockchain technology was invented by the creator of Bitcoin, who used the pseudonym Satoshi Nakamoto. [read post]
24 Jan 2022, 2:45 pm
The Securities and Exchange Commission charged German Nino, a former securities broker and investment adviser representative for UBS Financial Services Inc., with stealing $5.8 million from a long-standing client. [read post]
12 Sep 2018, 8:05 am
Such a system should take into account the ability of smaller financial institutions, such as community banks and credit unions, to access innovative technologies and payment services. [read post]
23 Feb 2021, 3:47 am
Turning over consolidated personal financial data opens you to the possibility of identity theft, hacking, misuse of your records, erasure, and loss using these services. [read post]
9 Mar 2014, 9:56 am
Seniors are often victims of financial exploitation. [read post]
1 Aug 2022, 9:32 am
For example, discounted products or services produced or provided by the firm receiving the proceeds of the investment, from the FCA’s ban on incentives to invest. [read post]
26 Jun 2009, 4:00 am
If these mothers are pregnant, undernutrition will increase maternal and child mortality, and cause irreversible damage to their children's health, including stunting, wasting, behavioral problems, and high blood pressure and heart disease.The Standing Committee recommends that states respond to the financial crisis with cash transfers and social services for the poor, including nutrition supplements for mothers and young children and treatment of severe acute malnutrition, as… [read post]
22 Feb 2018, 8:50 am
Countrywide Pre-Paid Legal Services has a financial wellness program that includes a debt management plan. [read post]
17 Sep 2019, 6:01 am
The Washington State Department of Financial Institution (DFI) has published proposed revisions to its student loan servicer regulations. [read post]
