Posts tagged with: "financial+services"
Results 2641 - 2660
of 75,908
Sorted by Relevance
|
Sort by Date
15 Jul 2015, 11:07 am
On July 6, 2015, the Financial Industry Regulatory Authority (“FINRA”) announced that Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC (collectively, “Wells Fargo”), Raymond James & Associates, Inc., Raymond James Financial Services, Inc. [read post]
12 Mar 2020, 10:05 am
To sign up for e-mail updates from the NextGen Financial Services Report, Click Here. [read post]
28 Sep 2022, 12:27 am
The DSA imposes new rules on providers of intermediary services (e.g., cloud services, file-sharing services, search engines, social networks and online marketplaces). [read post]
13 Jul 2018, 4:28 am
As granting equivalence to third countries in the financial services sector requires balancing policy aims, it is proposed that equivalence decisions are given appropriate scrutiny by the European Parliament and Council. [read post]
13 Aug 2010, 2:59 am
On 10 August 2010, the Financial Services Authority published a Policy Statement confirming its package of measures to protect consumers of payment protection insurance (PPI).The Policy Statement follows the Consultation Paper issued in March 2010 (CP10/6)(see our blog here). [read post]
4 Mar 2019, 9:26 am
As previously advertised, the monthly financial services breakfast briefing on Wednesday 6 March will take the form of a webinar rather than a seminar. [read post]
6 Jan 2020, 2:12 pm
Stockbrokers and financial advisors clearly have great insight into a customer’s financial situation. [read post]
14 Jun 2017, 7:52 am
The investment lawyers of Gana LLP are investigating Ameriprise Financial Services, Inc. [read post]
2 Jun 2022, 12:15 am
The subject line should include “Invitation for Comments – Crypto Asset-Related Financial Products and Services ”. [read post]
28 Jan 2021, 8:00 am
Countrywide Pre-Paid Legal Services provides this benefit, and it includes a simple will option. [read post]
31 Jan 2017, 2:24 pm
In late December, New York State’s Department of Financial Services (“DFS”) released its revised proposed cybersecurity regulation (the “DFS Rule”). [read post]
17 Jul 2018, 6:00 am
The nation’s beleaguered Consumer Financial Protection Bureau is accusing the Education Department of impeding a lawsuit ‘that could bring relief to millions of student loan borrowers. [read post]
3 Oct 2022, 4:59 pm
A […] The post 10-Month Notice Period Upheld by the Court of Appeal For Short Service 47-Year-Old Director appeared first on Lecker & Associates. [read post]
9 May 2016, 10:30 am
The position reports to Cindy Foster, VP and Ombudsperson, and provides confidential, neutral, and informal dispute resolution services to FINRA constituents. [read post]
17 Jan 2024, 6:08 pm
What are the child maintenance obligations (usually calculated by the Child Maintenance Service, but not applicable in all cases) Should there be any other financial support from one of you to the other, such as spousal maintenance? [read post]
7 Dec 2020, 8:43 am
If your stock broker or financial advisor put his financial interests ahead of yours, misled you about an investment, or recommended an unsuitable investment, you may have a claim to recover your losses through FINRA arbitration. [read post]
8 Sep 2023, 9:44 am
To learn more about our services, please visit our website at whitesecuritieslaw.com. [read post]
2 Mar 2012, 2:56 am
Lehman Brothers International (Europe) (in Administration) v CRC Credit Fund Ltd and Others (Financial Services Authority intervening): [2012] UKSC 6: [2012] WLR (D) 53 “The ‘client money pool’ to be distributed among former clients of Lehman Brothers’ London affiliate was not limited to money which had been placed in segregated client accounts, as required by the Financial Services Authority, but extended to… [read post]
15 Nov 2021, 6:17 am
Proportionality is key to assisting the tens of millions of vulnerable Afghans while still appropriately denying financial services to the Taliban. [read post]
17 Jul 2024, 7:46 am
Further information For further information on the new Labour Government’s plans for financial services, please see its Financing Growth paper, published in February 2024. [read post]
