Posts tagged with: "financial+services"
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29 Jun 2021, 8:45 pm
On 28 June 2021, HM Treasury published a draft of the Financial Services and Markets Act 2000 (PRA-regulated Activities) (Amendment) Order 2021. [read post]
24 Apr 2023, 12:07 pm
Government agencies: Report the abuse to your local Adult Protective Services (APS) agency or the relevant government body responsible for investigating elder abuse and financial exploitation. [read post]
9 Jun 2018, 7:21 am
[May 24], the President signed the Economic Growth, Regulatory Relief, and Consumer Protection Act, the first major financial services legislation since Dodd-Frank. [read post]
27 Mar 2014, 5:40 am
The Financial Industry Regulatory Authority (FINRA) sanctioned and fined Hantz Financial Services, Inc. [read post]
29 Apr 2021, 7:19 am
Tony Kaye, a partner in Ballard Spahr’s Consumer Financial Services Group, hosts the conversation, joined by Dan McKenna, Practice Group Leader of the firm’s Consumer Financial Services Litigation Group. [read post]
4 Mar 2009, 10:27 am
When they were put to a test, corporate governance routines did not serve their purpose to safeguard against excessive risk taking in a number of financial services companies. [read post]
17 Dec 2013, 2:53 pm
Read More >The post California AB 140 of 2013 Expands Elder Financial Abuse Protection appeared first on Legislative Intent Service, Inc.. [read post]
24 Jun 2010, 12:41 am
The financial services sector is too important to be governed by one-sided expertise. [read post]
16 Jun 2010, 2:40 pm
Huston High School Economic Education and Access to Financial Services Paul W. [read post]
14 Apr 2020, 7:03 am
” In a release expanding on the definition of “Essential Businesses” for the purposes of Executive Order 202.6, such essential financial institutions include “services related to financial markets. [read post]
6 Oct 2006, 2:59 pm
Financial details of the transaction are not being disclosed. [read post]
21 Dec 2022, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on December 20, 2022, announced fines totaling £48.65 million ($59 million) on TSB Bank plc (TSB) for operational resiliency failures, after an IT upgrade led to customers being unable to access core banking services. [read post]
21 Dec 2022, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on December 20, 2022, announced fines totaling £48.65 million ($59 million) on TSB Bank plc (TSB) for operational resiliency failures, after an IT upgrade led to customers being unable to access core banking services. [read post]
21 Dec 2022, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on December 20, 2022, announced fines totaling £48.65 million ($59 million) on TSB Bank plc (TSB) for operational resiliency failures, after an IT upgrade led to customers being unable to access core banking services. [read post]
11 Apr 2011, 11:37 am
FINRA announced that it fined UBS Financial Services, Inc., $2.5 million, and required UBS to pay $8.25 million in restitution for omissions and statements made that effectively misled investors regarding the "principal protection" feature of 100% Principal-Protection Notes (PPNs) Lehman... [read post]
21 Dec 2022, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on December 20, 2022, announced fines totaling £48.65 million ($59 million) on TSB Bank plc (TSB) for operational resiliency failures, after an IT upgrade led to customers being unable to access core banking services. [read post]
21 Dec 2022, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on December 20, 2022, announced fines totaling £48.65 million ($59 million) on TSB Bank plc (TSB) for operational resiliency failures, after an IT upgrade led to customers being unable to access core banking services. [read post]
21 Dec 2022, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on December 20, 2022, announced fines totaling £48.65 million ($59 million) on TSB Bank plc (TSB) for operational resiliency failures, after an IT upgrade led to customers being unable to access core banking services. [read post]
28 Nov 2023, 10:00 am
Trends & Insights provides the latest in news articles and insights documents on trending areas for financial service organizations. [read post]
8 Feb 2023, 5:57 pm
Department of the Treasury today released a report, The Financial Sector’s Adoption of Cloud Services, on the potential benefits and challenges associated with the increasing trend of financial sector firms adopting cloud services technology. [read post]
