Posts tagged with: "financial+services"
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7 Oct 2009, 2:50 pm
Morbach previously worked as Vice President-Investments at UBS Financial Services Inc. [read post]
29 Oct 2018, 2:02 pm
On October 22, the Association for Financial Markets in Europe (“AFME“) published a press release on avoiding a Brexit cliff edge in financial services, these concerns were reiterated in a letter to the European Commission, urging the Commission along with member states and regulators to provide steps that will be taken to address these risks. [read post]
5 Jul 2018, 7:04 am
According to his publicly available records with the Financial Industry Regulatory Authority (FINRA), Mitchell Walk has been subject to five customer complaints, two of which are currently pending. [read post]
26 Nov 2014, 7:52 am
Here is a little information from the site: Financial protection for older Americans Our mission is to make markets for consumer financial products and services work for Americans — whether they are applying for a mortgage, choosing among credit cards, or using any number of other consumer financial products. [read post]
26 Jan 2012, 6:46 am
During the past three months at least three arbitration panels have ordered financial services firms to pay millions of dollars to financial advisers formerly employed by the firms. [read post]
21 Jul 2020, 8:00 am
Countrywide Pre-Paid Legal Services has a financial wellness plan that includes an option that assists people who are having trouble with their medical bills. [read post]
12 May 2017, 1:33 pm
On May 4 H.R. 10, the Financial CHOICE Act (the Act) introduced by House Financial Services Committee Chairman Jeb Hensarling, R-Texas, obtained enough votes to move the bill on to the House of Representatives floor. [read post]
4 Oct 2021, 1:23 pm
The investigation also highlighted the off-shore system and the major service providers. [read post]
23 Jul 2014, 11:04 am
In the area of research and innovation, the CFPB discusses its various projects which include (1) a research project to develop measures of financial well-being for working age and older American consumers, (2) a project to conduct a quantitative evaluation of two existing financial education programs involving financial coaching, (3) a multi-phase project to help the CFPB determine whether the financial capability of low-income and other economically… [read post]
19 Feb 2009, 8:24 pm
Today I am at the University of Memphis Symposium on Financial Services Reform. [read post]
5 Nov 2009, 5:08 am
House Financial Services Committee Passes "Investor Protection Act" Yesterday, as noted in this NY Times article, the House Financial Services Committee passed the "Investor Protection Act" by a vote of 41 to 28. [read post]
7 Mar 2022, 1:59 am
For parents who are unable to agree the amount of maintenance, they can apply to the Child Maintenance Service directly online. [read post]
20 Aug 2020, 10:18 am
Albeit brief, the statement underscored the federal and state regulators’ commitment to eradicating racism and discrimination in financial services. [read post]
22 Dec 2020, 8:00 am
Our member services are considered among the best in the industry. [read post]
29 Mar 2024, 7:00 am
These services can help businesses in budgeting, financial forecasting, and managing cash flow, which are essential for growth and sustainability. [read post]
3 Mar 2009, 9:38 pm
The AML/CTF Act's 74 current designated services are grouped into the following four categories: financial services (for example, account/deposit-taking services; remittance services; currency exchange services) bullion (bullion dealing) gambling services (betting and betting accounts) any other prescribed services specified in the AML/CTF Regulations. [read post]
23 May 2019, 12:22 pm
The law also requires student loan servicers to respond to inquiries and complaints within 30 days of receipt, and grants enforcement authority to the Office of the Commissioner of Financial Regulation. [read post]
9 Mar 2011, 9:29 am
The trust pays the principal plus interest back to the child over its term as if it were an annuity, based on an interest rate set by the Internal Revenue Service. [read post]
9 Mar 2011, 9:44 am
The trust pays the principal plus interest back to the child over its term as if it were an annuity, based on an interest rate set by the Internal Revenue Service. [read post]
15 Jul 2010, 3:13 pm
There are lots of caveats and discretion given to the SEC, but if the award is below 30% of the amount recouped, the individual can file an appeal to a federal court of appeals.There is also protection for retaliation against anyone who provides information in accordance with this incentive program.There is a new Whistleblower statute for Financial Services employees which focuses on conduct related to consumer financial product or services, but has quite a… [read post]
