Posts tagged with: "financial+services"
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20 May 2010, 2:36 pm
The Minister for Financial Services, Superannuation and Corporate Law, has released an exposure draft of regulations which support the Corporations Amendment (Financial Market Supervision) Act 2010 which transfers responsibility for supervision of Australia’s financial markets to the Australian Securities and Investments Commission (ASIC). [read post]
15 Nov 2016, 7:08 am
Synergy Financial Group is acquiring 1st Mariner Bank’s investment services division in a deal announced this week. [read post]
23 Oct 2009, 6:32 am
Businesses that offer financial services such as car and home mortgage loans would be monitored by agency [read post]
27 Apr 2015, 1:35 pm
Instructors can include financial institution staff, senior organizations, adult protective services agencies, law enforcement, and others who serve this population. [read post]
16 May 2022, 9:23 pm
Cash for services rendered to the elderly gives nefarious individuals the opportunity to exploit financially. [read post]
22 Apr 2012, 12:06 pm
The principles are intended to provide minimum acceptable standards to achieve: (i) effective verification of income and other financial information; (ii) reasonable debt service coverage; (iii) appropriate loan-to-value ratios; (iv) effective collateral management; and (v) prudent use of mortgage insurance. [read post]
13 Mar 2024, 4:18 am
The Board affirmed a refusal to register the mark HIG for, inter alia, "financial services," finding confusion likely with the registered mark H.I.G., in standard character and design form (below) for "investment services in the nature of venture capital and private equity financing, and investment banking services. [read post]
21 May 2024, 9:04 am
Mr Kroszner also notes that in the financial services sector there is already widespread adoption of financial technology. [read post]
13 Mar 2018, 5:19 am
On 12 March 2018, the FCA published Discussion Paper 18/2: Transforming Culture in Financial Services (DP18/2). [read post]
19 Sep 2024, 12:45 pm
Beyond outside counsel in a law firm, some business units may hire independent contractors offering legal services or legal service providers that are not on a preferred vendor list. [read post]
2 May 2013, 8:00 am
We fully agree with Director Cordray’s observations on the need for young Americans to receive effective financial education and expect that the financial services industry will be supportive of the CFPB’s very worthwhile efforts. [read post]
27 Mar 2024, 3:11 am
Background The FCA consulted in 2023 on updated guidance for financial promotions on social media, following concerns that poor quality promotions through these channels can lead to significant consumer harm due to their wide reach and the complex nature of many financial products and services. [read post]
4 Aug 2014, 8:44 am
MishkinLast week, the CFPB announced a new partnership with national and local nonprofit and public social services programs across the country to train staff to provide financial education and tools to clients with low-to-moderate incomes. [read post]
12 Oct 2009, 7:43 am
Stephen Lynch (D., Mass.), a member of the House Financial Services Committee. [read post]
16 Feb 2023, 12:56 pm
The financial services self-regulator, The Financial Industry Regulatory Authority (FINRA), provides regulatory services to the financial industry by licensing and regulating brokerage firms. [read post]
18 Feb 2014, 5:37 am
Merklin, partner in charge of Assurance Services at Bober Markey Fedorovich, an independent CPA firm. [read post]
7 Sep 2023, 8:57 am
Firms were not sufficiently considering how certain rules apply to the specifics of the cryptoasset services they provide – in particular, how their risk summaries and appropriateness assessments should be tailored to the specific cryptoassets being promoted. [read post]
13 Apr 2011, 2:39 pm
The Minister for Financial Services & Superannuation has approved a grant of financial assistance under Part 23 of Superannuation Industry (Supervision) Act 1993 to the trustee of an APRA-regulated fund as a result of loss suffered as a result of fraudulent conduct or theft. [read post]
9 Sep 2021, 10:57 am
Northstar Financial Services (Bermuda) y Old Mutual (Bermuda) fueron adquiridas por Global Bankers Insurance Group, la cual es propiedad de Greg Lindberg. [read post]
17 Feb 2011, 3:05 am
Levine served as senior counsel and agency hearing officer in the office of chief of staff of the Florida Department of Insurance and Treasury (now the Florida Office of Insurance Regulation and the Florida Department of Financial Services) in Tallahassee. [read post]
